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Director of Third Party Risk Management

On-site Full-time

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Experience Level

Senior Level Manager

Qualifications

Educational RequirementsA primary degree in business, finance, accounting, or a relevant professional qualification is essential. Work ExperienceA minimum of 6 years' experience in fund administration, banking, or a relevant regulated industry is required. Functional/Technical Skills and Knowledge RequirementsProficient in Microsoft Office applications, especially Excel. A comprehensive understanding of the fund administration industry, including various fund structures, fee calculations, financial instruments, and fund offering documentation. Robust knowledge and experience in outsourcing and third-party management frameworks, with the ability to implement and apply them within the business context. Exceptional analytical and communication skills, both written and verbal.

About the job

As a pivotal member of the Third Party Management team, you will spearhead the oversight, development, and ongoing refinement of the Group's Third Party Risk Management Framework. This role is essential in ensuring that our policies, standards, and governance align with regulatory requirements while promoting effective risk management across all operational jurisdictions. You will provide support to both the Head of Controls and the Head of Third Party Management in fulfilling their responsibilities.

Framework and Policy Leadership

  • Drive the creation, maintenance, and enhancement of the Third-Party Risk Management framework, policies, and standards.
  • Ensure the framework is consistent with regulatory expectations and best practices, including those set by the Central Bank of Ireland and the Cayman Islands Monetary Authority.
  • Maintain relevant procedures, guidance documents, and control standards to ensure consistent application across the Group.
  • Oversee regular reviews, updates, and approvals of policies through suitable governance channels.

Regulatory Compliance and Oversight

  • Track regulatory changes related to outsourcing and third-party risk management in relevant jurisdictions.
  • Evaluate the implications of new or revised regulations and coordinate their implementation within the Group.
  • Offer expertise on regulatory obligations concerning outsourcing, third-party risk, and operational resilience.
  • Assist during regulatory inspections, supervisory reviews, and internal audits by managing responses and providing necessary documentation.

Governance and Reporting

  • Establish and uphold governance structures that support oversight of third-party and outsourcing risks.
  • Prepare and deliver timely and precise management information and reports for senior management, risk committees, and boards.
  • Ensure the accurate and complete maintenance of regulatory documents, including outsourcing registers and critical service inventories as needed.

Oversight and Quality Assurance

  • Provide independent oversight and constructive challenge of third-party risk assessments and due diligence conducted by operational teams.
  • Conduct quality assurance reviews to verify compliance with established frameworks and internal standards.
  • Identify systemic issues or control deficiencies and coordinate remedial activities.

Stakeholder Engagement

  • Serve as a primary contact for internal stakeholders including Risk, Compliance, Legal, Sourcing, Technology, and Business Units.
  • Offer guidance and training to stakeholders on third-party risk management policies and procedures.
  • Foster awareness of outsourcing and third-party risk management across the organization.

About MUFG Investor Services

About MUFG Investor Services:MUFG Investor Services is a reputable partner to some of the largest public and private funds globally, offering tailored asset servicing and operational solutions for alternative investments. With over $1 trillion in client assets under administration, we provide a diverse range of services including fund administration, banking, payments, fund financing, foreign exchange overlay, corporate and regulatory services, custody, and business consulting. Operating from 17 locations around the globe, we assist clients in mitigating risk, enhancing efficiency, and navigating the complexities of today's investment management landscape. As part of Mitsubishi UFJ Financial Group (MUFG), one of the world's foremost financial institutions with approximately $3 trillion in assets, we combine deep industry expertise with the strength and stability of a leading financial organization. To learn more, visit us at www.mufg-investorservices.com.

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