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Registered Client Associate at D.A. Davidson | Lexington, SC

On-site Full-time $15K/yr - $15K/yr

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Experience Level

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Qualifications

Essential Qualifications:• Must have successfully completed the Securities Industry Essentials (SIE) and the FINRA General Securities Representative (Series 7) Exam, along with the Uniform Securities State Law Exam (Series 66 or Series 63/65), or possess the ability to obtain these licenses.• Comprehensive knowledge of the securities industry, including operations and products such as stocks, bonds, margin accounts, options, mutual funds, annuities, and insurance products.• Minimum of two years of experience as a Registered Client Associate is required.• Post-secondary education is preferred.• Proficient technology skills in Microsoft Word, Excel, and Outlook; experience with Thomson ONE, Envestnet, CRM, and Money Guide Pro is advantageous.• Excellent written and verbal communication skills, along with strong problem-solving abilities and client service orientation.• Exceptional attention to detail and accuracy with the ability to perform semi-advanced mathematics.• Demonstrated capability to handle multiple demands and prioritize effectively in a deadline-driven environment.• Must be able to maintain regular attendance and work additional hours as necessary.

About the job

Join D. A. Davidson Companies, a distinguished independent and employee-owned firm with a legacy of 90 years. We pride ourselves on our unwavering commitment to integrity, ethics, and exceptional client service. Our culture fosters a welcoming, open environment that promotes transparent communication and active engagement, making us better for our clients and communities. As we enhance our clients’ financial well-being, we also focus on community strength—giving back is one of our core values. Explore our company culture and impact in our latest annual report.

Position Overview
We are on the lookout for a talented individual to become part of our high-performing team in Lexington, SC. This pivotal role demands exceptional attention to detail, the capacity to manage multiple priorities, and outstanding client service capabilities, all while maintaining the highest level of integrity and confidentiality regarding client and company information.

About D.A. Davidson Companies

D. A. Davidson Companies stands as a reputable independent firm with a rich history of providing exceptional financial services for nearly a century. Our employee-owned structure ensures that we prioritize our clients' needs and uphold the highest standards of ethics and integrity in all our dealings. Our commitment to community support and client satisfaction drives our success.

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