About the role
About Caxton Associates:
Founded in 1983, Caxton Associates is a premier global trading and investment firm with offices across major financial hubs including New York, London, Singapore, Monaco, and Dubai, and is set to establish a new office in Bengaluru in 2026. Our core mission is to manage both client and proprietary capital through innovative global macro hedge fund strategies. The Bengaluru office will be pivotal in enhancing our global trading, research, and operational efforts.
About the Role:
We are seeking a proactive and detail-oriented junior compliance professional to join our dynamic team in Bengaluru. Reporting to the Compliance Officer, you will be instrumental in developing and upholding a top-tier Global Compliance Monitoring Programme. Your contributions will be vital in ensuring adherence to regulations and fostering a robust culture of compliance throughout the organization.
Key Responsibilities:
- Assist in managing the Global Compliance Monitoring Programme
- Support the administration of the firm’s Code of Ethics tool (Comply)
- Participate in monitoring and surveillance activities, focusing on Market Abuse, Personal Account Dealing, Gifts and Entertainment, and Investment Team Communication
- Collaborate with Compliance team members on policies, procedures, and global compliance matters as directed by the Chief Compliance Officer
- Engage with colleagues across the organization to promote a culture of compliance

