Technical Program Manager for Broker Dealer

Galaxy Digital Services stands at the intersection of finance and technology, focusing on digital assets and data center infrastructure. The company develops products and services that support advancements in blockchain, digital asset trading, and artificial intelligence. With a platform that includes trading, investment banking, asset management, staking, self-custody, and tokenization technology, Galaxy Digital works with institutions, startups, and developers as they navigate the evolving digital economy. Headquartered in New York City, Galaxy Digital maintains a presence across North America, Europe, the Middle East, and Asia. The team brings together deep cryptocurrency knowledge and institutional experience, working under the leadership of CEO and Founder Michael Novogratz. The company also invests in and operates data centers designed for AI and high-performance computing, addressing the growing need for scalable energy and computing solutions in the United States. Our values Galaxy Digital’s culture centers on high performance, transparency, and a mission-first approach. The team values feedback, independent thinking, and collaboration. Individuals who thrive here are comfortable making decisions autonomously and contributing to exceptional teams. Pursue Excellence. Be Selective for Effectiveness. Align Closely, Operate Independently. Engage in Transparent Disagreement. Encourage Autonomous Decision-Making. Build Exceptional Teams. To learn more about Galaxy Digital’s businesses and products, visit www.galaxy.com.

Join Gusto as a Broker-Dealer Operations Manager and lead our operations team to ensure seamless execution of broker-dealer activities. You will play a pivotal role in enhancing operational processes, managing compliance, and driving efficiency within our organization. This is an exciting opportunity for a dynamic leader who thrives in a fast-paced environment.

About BettermentBetterment is a pioneering, technology-driven financial services organization dedicated to providing investment and retirement solutions for retail investors and investment advisors. We also offer financial wellness services, such as a 401(k) for small and medium-sized enterprises. Our team is committed to our mission: empowering individuals to build wealth with confidence and ease. Based in New York City, we offer a hybrid work model requiring in-office attendance four days a week.About the RoleThe Broker-Dealer Operations Team at Betterment manages and operates our broker-dealer entity, which safeguards over $65 billion in assets for more than one million customers. Responsibilities include firm-level dividend and corporate action processing, reconciliations, designing and implementing internal controls, and regulatory and financial reporting to ensure compliance with pertinent FINRA and SEC rules.This team collaborates across departments to enhance and automate processes, maintaining relationships with various third parties such as auditors, clearing firms, and banking institutions. Additionally, we partner with Product and Engineering teams to design and operate innovative products like Self-Directed Investing and Securities Lending.As the Director of Broker-Dealer Operations, you will lead the team, overseeing all financial and operational aspects of our broker-dealer business. You will work cross-functionally to ensure compliance with industry regulations, maintain accurate financial records, develop new products, and optimize operational processes to support our growth.This position is based in our NYC office, requiring in-office attendance from Monday to Thursday each week. Below is the base salary range we offer for this position, which may vary based on location, experience, and performance. The listed range is one component of Betterment’s total compensation package.New York City: $173,000 - $189,000We provide a competitive equity package, health, dental, and vision insurance, life and AD&D insurance, short-term and long-term disability coverage, EAP services, commuter and parking benefits, FSA/HSA options, and a 401(k) with employer matching, along with a flexible PTO policy. This position may also qualify for variable compensation through a company incentive bonus.

Join Gusto as a Broker-Dealer Operations Associate and be part of a dynamic team dedicated to transforming the financial services industry. In this role, you will play a crucial part in ensuring smooth operational processes and compliance within our broker-dealer services. You will collaborate with various teams to streamline workflows, enhance customer experiences, and uphold regulatory standards.

Role overview Keyrock seeks a Lead Engineer to oversee the Options Engineering team in New York. This role centers on systematic options trading, with responsibilities that include building and refining trading infrastructure as well as enhancing the options trading platform. The team’s scope includes automated quoting, execution, risk management, pricing workflows, and maintaining the reliability of production systems. What you will do Guide the Options Engineering team in developing and improving the systematic options trading platform Drive efforts in automated quoting, execution, and risk management Support pricing workflows and ensure production reliability Requirements Proven experience leading engineering teams, particularly in trading or financial technology Strong interest in advancing automated trading systems and platform reliability Located in a European time zone or the US East Coast About Keyrock Founded in 2017, Keyrock is a market maker and digital asset firm with a team of over 200 professionals representing 42 nationalities. The company operates primarily remotely, with hubs in New York, London, Madrid, Brussels, Singapore, and Paris. Collaboration takes place both online and in person, supporting a diverse and connected team. Keyrock’s services include market making, options trading, high-frequency trading, OTC and DeFi trading desks, and asset and wealth management. The company aims to grow into a full-service capital markets and asset management institution through organic growth and strategic expansion.

IMC Trading is looking for an experienced operational leader to join the US Equities desk in New York as Chief Operating Officer. This role partners directly with the Desk Head to keep operations efficient, communication clear, and team objectives aligned. The COO works across trading, strategy, operations, and team management, supporting both immediate needs and longer-term plans. Key Responsibilities Improve strategic execution for the US Equities desk Oversee daily operations and maintain a steady workflow Promote a strong team culture and encourage collaboration with other groups Use structured problem-solving to tackle complex business issues Lead major projects and initiatives Act as a representative for the desk in both internal and external communications What to Expect Direct ownership and influence from day one A chance to help shape the direction and growth of the desk Competitive compensation based on impact Location This position is based in New York, United States.

Keyrock seeks a Director of Engineering to lead its Options Trading engineering group. This role centers on systematic options trading, with a focus on advancing the trading platform and strengthening the underlying infrastructure. Role overview The Director will guide the Options Engineering team, providing leadership and technical direction. The position involves hands-on oversight of both the team and the systems that power automated options trading at Keyrock. What you will do Lead and mentor the Options Engineering team, supporting professional growth and collaboration Oversee improvements to automated quoting and execution strategies for options trading Develop and maintain risk management controls and pricing workflows Ensure production systems remain reliable and perform at a high level Location This position is open to candidates based in European time zones or on the US East Coast.

Join Betterment as a Group Product Manager for our Broker Dealer division, where you'll lead a dynamic team focused on delivering innovative financial solutions. In this pivotal role, you will oversee the product lifecycle, from ideation to execution, ensuring alignment with our strategic objectives and customer needs. You will collaborate across various departments, including engineering, marketing, and compliance, to enhance our service offerings and drive growth.

About Clear Street: Clear Street is revolutionizing the brokerage landscape. Established in 2018, we are a cutting-edge financial services firm dedicated to transforming the outdated infrastructure prevalent in capital markets. Starting from the ground up, we have developed a fully cloud-native clearing and custody system tailored for the complexities of today's global market. Our proprietary prime brokerage platform enhances market efficiency while prioritizing risk reduction, minimizing redundancy, and lowering costs for our clients. Our vision is to create an all-encompassing source-of-truth platform for every asset class, across all countries, and in any currency. By blending exceptional engineering talent with seasoned finance experts, we are forging the necessary tools to thrive in today's rapid-paced market environment.

Join our dynamic team at Jane Street as an Exotic Options Trader, where you will engage in high-stakes trading activities on a global scale. Your role will involve analyzing complex financial instruments, executing trades, and strategizing to maximize profits while managing risk. We seek individuals with a passion for finance and a keen analytical mind.

About Clear Street:At Clear Street, our mission is to empower sophisticated investors with access to every asset across global markets through a unified and innovative platform designed for speed, transparency, and scalability.We equip our clients with cutting-edge technology, tools, and services traditionally reserved for the largest financial institutions, reimagined with modern infrastructure. Our cloud-native, comprehensive capital markets platform is not only driving investor growth today but is also revolutionizing how they engage with markets in the future.For further details, visit https://clearstreet.io.The Team:The Clear Street Broker-Dealer Clearing (BDC) team is tasked with developing the technology that enables the world’s largest trading firms to function seamlessly. We automate crucial processes that ensure trades are executed accurately, assets and funds are exchanged promptly, and risks are effectively managed.The Role:You will address critical challenges that underpin the financial system, managing tens of millions of trades daily.You will create highly available, scalable, mission-critical applications utilizing a modern technology stack.You will collaborate with users to identify and define new features, driving them from concept to completion.You will cultivate a deep understanding of the business domain.Tech Stack: TypeScript, React, Redux, Kafka, Java, Go, Python, Docker, Kubernetes, AWSRequirements:A minimum of eight (8) years of experience with strong proficiency in at least one programming language.Solid understanding of computer science fundamentals, including algorithms and data structures.A high degree of self-motivation and a willingness to tackle unfamiliar challenges.Capability to collaborate with stakeholders to develop new product concepts, design the technology for implementation, and see projects through to completion.Bonus:Experience in developing trading systems or high-throughput streaming applications.Familiarity with any components of our technology stack.

About BettermentBetterment is a premier, technology-focused financial services firm dedicated to providing innovative investing and retirement solutions for individual investors and financial advisors. Our mission is to empower individuals to grow their wealth with confidence and simplicity. Based in New York City, we offer hybrid working arrangements, allowing employees to work in-office four days a week. About the RoleAs a Senior Engineering Manager for the Broker Dealer division, you will play a pivotal role in ensuring timely delivery of new features while maintaining system stability and scalability. You will lead a talented team of engineers, mentoring them as you navigate the complexities of our core platform that processes millions of dollars securely on a daily basis. This role involves overseeing backend operations, addressing challenging questions related to backend scaling, software design, and optimization. Although we don’t require you to code daily, it is essential that you become familiar with our technology stack and codebase to effectively support your team in achieving meaningful business outcomes.This position is based in our New York City headquarters, and we offer a competitive salary range, with the actual salary depending on various factors, including experience and interview performance. Below is the salary range for this role:New York City: $210,000 - $245,000We provide a robust equity package, comprehensive health, dental, and vision benefits, a 401(k) plan with employer matching, and a flexible paid time off policy. Additionally, this position is eligible for a discretionary company incentive bonus.A Day in the LifeLead and manage a team of 6-8 backend engineers developing cutting-edge trading technology that enhances our investing products.

About Wintermute Trading Wintermute Trading is a leading algorithmic trading firm focused on digital assets. The team provides algorithmic liquidity to major cryptocurrency exchanges and platforms, and offers a wide range of OTC trading services. Wintermute collaborates with high-profile blockchain projects and supports traditional financial institutions as they move into crypto. The company invests in, partners with, and incubates projects to help grow the blockchain ecosystem. Learn more here. Wintermute in the U.S. With established offices in London and Singapore, Wintermute opened its U.S. office in early 2025. The company is preparing for significant growth in the Americas, creating opportunities for new team members to help shape the future of the business in this region. Role Overview: OTC Sales Trader The U.S. trading team is hiring a Sales Trader to help expand Wintermute's OTC business. This role is central to building relationships and supporting trading activities with counterparties. Candidates should have a strong background in OTC trading and a proven record in sales trading. What You Will Do Drive OTC business growth in the U.S. market Engage in trading activities across a broad range of digital assets Build and maintain relationships with counterparties Share new ideas to influence OTC strategy and product offerings Work closely with and learn from an experienced trading team About the OTC Desk Wintermute operates as a principal liquidity provider for OTC products, trading over 500 tokens in spot markets and offering all major OTC derivatives, including CFDs, options, futures, and custom solutions. The firm serves more than 2,000 counterparties worldwide, with significant growth potential in the U.S. The team values professionalism and collaboration, and maintains a flat structure with minimal bureaucracy.

About the Role iCapital Network is seeking a dynamic and seasoned Senior Vice President to lead our Broker Dealer and Distribution Compliance team within the Regulatory and Compliance division. This pivotal role supports the Chief Compliance Officer in the strategic oversight, management, and execution of our comprehensive compliance program. You will play an essential leadership role in ensuring strict adherence to FINRA rules, SEC regulations, and other relevant laws governing broker-dealer operations, particularly focused on the distribution of alternative investments, structured products, and annuities. Your responsibilities will encompass strategic direction, supervisory oversight, and daily compliance leadership across sales practices, product governance, supervision, regulatory engagement, and compliance operations. We are looking for an experienced compliance professional who can collaborate effectively with senior business leaders while applying sound regulatory judgment in complex and evolving risk areas.

Join Talos Trading as a Sales Associate in the dynamic city of New York! We are searching for a motivated individual who is eager to excel in the fast-paced world of trading. In this role, you will engage with clients, identify their needs, and provide tailored solutions that drive our business forward. Your ability to build strong relationships and communicate effectively will be key to your success.

Join Hudson River Trading (HRT) as an Options Compliance Officer within our dynamic Americas Compliance team in New York City. Reporting directly to the Americas Chief Compliance Officer, you will play a crucial role in ensuring compliance across all facets of HRT's U.S.-listed options and futures operations.The ideal candidate will possess extensive knowledge of U.S.-listed options and futures trading regulations, as well as an understanding of the intricate technical aspects of algorithmic and high-touch proprietary trading and market-making activities.

Virtu Financial is a premier financial services firm that utilizes advanced technology to provide liquidity to global markets and innovative, transparent trading solutions for our clients. As a market maker, Virtu contributes significantly to the efficiency of markets worldwide by offering deep liquidity. Our expertise in market structure, comprehensive diversification, and cutting-edge execution technology allows us to present competitive bids and offers across more than 19,000 securities at over 235 venues in 36 countries globally. Our complementary core offerings—market making, client execution services, and trading venues—equip Virtu with a distinct competitive edge in the development and application of innovative tools that enhance operational efficiency and performance throughout the organization. We are continuously advancing our technology, trading strategies, and risk management systems to drive superior, scalable trading platforms. We are seeking an experienced Quantitative Strategist to elevate our technological capabilities in the options trading domain. Quantitative Strategist - Options Desk ROLE OVERVIEW As a Quantitative Strategist on our Options desk, you will work alongside a team of seasoned traders, quants, and developers in a collaborative and collegiate environment that promotes global cross-team engagement. KEY RESPONSIBILITIES Utilize your expertise to design new predictive models, generate actionable signals, and transform them into effective trading strategies. Collaborate with the team to implement and integrate new signals into our existing trading infrastructure. Calibrate strategies across various products and adapt to evolving market conditions. Partner with traders to refine existing processes and systems. Employ observational skills and modern statistical techniques to construct effective predictive models. Research and implement innovative volatility trading strategies and signals. Analyze and optimize current strategies to enhance performance metrics. Develop advanced risk models and frameworks to manage cross-product portfolio risks in volatile market conditions.

IEX Group, Inc. is a technology-driven exchange based in New York, dedicated to making capital markets more transparent and fair. Since 2012, the company has focused on investor protection and competitive trading through its proprietary systems and market expertise. Role overview The Market Operations Specialist - Options will join IEX’s Market Operations team to support the daily functions of the options trading desk. This position centers on the U.S. options market and involves both operational and technical responsibilities. What you will do Support the day-to-day operations of IEX’s options trading systems Work with external market participants to improve access to the IEX market Collaborate with product, technology, and regulatory colleagues across IEX Analyze trading data and participate in automation projects Requirements Understanding of U.S. options market structure Programming and automation skills Experience with data analysis Background supporting complex technology systems Ability to stay composed and effective in high-pressure trading situations Strong teamwork and collaboration skills Interest in technology, trading systems, and data This position suits someone who values collaboration, enjoys working with technology, and is eager to contribute to a team focused on market operations.

Atto Trading is a leading quantitative trading firm that employs a portfolio of signal-driven high-frequency trading strategies across cash equities and futures markets.We are currently seeking a dedicated Trading Operations Engineer to enhance our team. As we embark on expanding into new markets, it is an exhilarating time to join our diverse group of professionals specializing in trading, statistics, engineering, and technology. Our methodical approach, paired with rapid market feedback, enables us to transform innovative ideas into profitable outcomes swiftly. We foster a collaborative and educational environment where we tackle some of the most challenging problems in the industry together.As a compact firm, we maintain agility and uphold the highest standards of integrity, creativity, and diligence.Our Trading Activities:We execute trades on nearly all US exchanges, including NASDAQ, NYSE, ARCA, Cboe, CME, CFE, and more.Key Responsibilities:Oversee and manage Atto Trading’s automated trading systems to ensure seamless operations.Conduct proactive analyses and enhancements of trading pipelines by developing scripts to automate and optimize daily trading processes and reporting mechanisms.Collaborate with traders, engineers, brokers, and exchanges to address and resolve intraday issues in real time.Engage directly with exchanges and clearing members to investigate and resolve live trading discrepancies.Partner with software engineering teams to refine and sustain trading infrastructure and internal monitoring systems.Automate and enhance trading support workflows and pipelines utilizing Python and Bash scripting.Support daily risk operations through report generation and execution of established risk protocols.Document production incidents while maintaining thorough logs and monitoring protocols.Manage and oversee enterprise systems related to pipeline scheduling, software releases, and operational monitoring.Assist in new market deployments by working closely with internal teams on infrastructure and connectivity.