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Risk and Compliance Advisory Practice Lead

NetwealthMelbourne Office
On-site Full-time

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Experience Level

Senior

Qualifications

Key ResponsibilitiesLead, mentor, and develop the Investment and Product Risk & Compliance Advisory team. Deliver independent risk and compliance guidance in investment risk management, product governance, and distribution. Ensure effective oversight and challenge of risk assessments, incidents, breaches, and remediation plans. Supervise Line 2 assurance activities, focusing on control design and operational effectiveness. Support governance committees and engage in regulatory activities.

About the job

This leadership role sits within Netwealth’s Legal, Risk & Compliance function in Melbourne. The Risk and Compliance Advisory Practice Lead guides a specialist team focused on investment and product risk, providing hands-on advisory support across the business.

Responsibilities include delivering independent oversight, conducting checks and challenges, and supporting investment risk management, product governance, and distribution processes. The Practice Lead plays a key part in shaping a product-focused operational culture that balances strategic growth with strong risk and regulatory compliance.

What you will do

  • Lead and mentor the Investment and Product Risk & Compliance Advisory team
  • Provide independent oversight of investment risk management, product governance, and distribution
  • Work closely with senior leaders from Investment, Product, Marketing, Sales & Distribution, and Strategic Accounts
  • Deliver practical, high-quality risk and compliance advice that supports business agility and aligns with risk appetite
  • Promote a product-led operational environment that supports Netwealth’s strategic growth

Location

This position is based at Netwealth’s Melbourne office.

About Netwealth

Netwealth is at the forefront of shaping the future of wealth management in Australia. With a commitment to innovation and excellence, we empower advisers and investors through our cutting-edge platform and technology. Our collaborative culture and focus on impact make us a leading choice for those looking to advance their careers in the financial sector.

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