Manager, Legal & Compliance

AQR Capital Management is seeking a motivated Investment Compliance Associate to join our dynamic team in Bengaluru. This role involves ensuring adherence to regulatory and internal compliance standards, monitoring investment activities, and contributing to the development of compliance policies. You will work closely with various departments to mitigate risk and enhance operational efficiency.

Role Overview AQR Capital Management is hiring an Associate for the Core Compliance team in Bengaluru. This role focuses on supporting the firm's commitment to regulatory standards and internal policies. The Associate will help maintain the integrity of operations and contribute to compliance initiatives across the organization. What You Will Do Work with multiple departments to address compliance matters Analyze compliance risks and help identify areas for improvement Assist in developing and maintaining compliance programs and procedures Team and Environment The Core Compliance team values collaboration and clear communication. Associates play an important part in upholding compliance standards and supporting the firm's operational integrity.

Join our dynamic team at Stable Money as a Compliance Associate. In this pivotal role, you will ensure that our operations adhere to all regulatory requirements while promoting a culture of compliance throughout the organization.Your responsibilities will include conducting compliance audits, monitoring transactions, and providing guidance on compliance matters. You will work closely with various departments to develop and implement compliance policies and procedures.We are looking for a proactive individual who is detail-oriented and possesses excellent analytical skills. If you are passionate about compliance and eager to contribute to a growing financial services company, we want to hear from you!

About AQR Capital ManagementAQR is a leading global investment management firm that seamlessly integrates financial theory with practical application. Our mission is to provide exceptional, long-term results for our clients by filtering out market noise to focus on what truly matters, while also developing ideas that withstand rigorous scrutiny. This commitment to excellence is supported by our advanced technology, which enhances our insights and analytical capabilities. Since our inception in 1998, we have established ourselves as pioneers in both alternative and traditional investment strategies.At AQR, we adopt a systematic and research-oriented approach, utilizing quantitative tools to process fundamental information and manage risk effectively. Our diverse clientele includes institutional investors such as pension funds, insurance companies, endowments, foundations, and sovereign wealth funds, as well as financial advisors.

About the Role Join our dedicated Compliance Reporting team at AQR as a detail-oriented and motivated Associate. In this pivotal role, you will support our Compliance department by crafting well-structured, timely, and accurate responses to Requests for Proposals (RFPs), Due Diligence Questionnaires (DDQs), and various ad-hoc client information requests from both clients and prospects. Key Responsibilities Prepare and submit comprehensive responses to RFPs, DDQs, and ad-hoc client inquiries across diverse investment strategies and products. Maintain and enhance standard responses in the firm’s centralized content repository. Collaborate with internal teams, including Compliance, Legal, Business Development, and Risk, to gather and verify information for client inquiries. Efficiently manage a high volume of requests, ensuring all deadlines are met and responses are of the highest quality.

Join Turner Townsend as a Process Compliance Manager in Bengaluru, where you will play a critical role in ensuring compliance with operational processes within the real estate sector. You will be responsible for developing, implementing, and monitoring compliance protocols that align with corporate policies and industry regulations. Your expertise will contribute significantly to enhancing operational efficiency and mitigating risks.

About AlphaSense:AlphaSense is the go-to platform for the world's leading companies, helping them eliminate uncertainty in decision-making. By leveraging advanced AI-driven market intelligence and search capabilities, we provide valuable insights from reliable content sources. Our extensive database includes equity research, company filings, event transcripts, expert calls, news articles, trade journals, and proprietary research from our clients.The 2024 acquisition of Tegus by AlphaSense enhances our commitment to empowering professionals to make informed decisions through cutting-edge AI market intelligence. This partnership accelerates our growth and innovation, expanding our content and product offerings to deliver even deeper insights from a multitude of data sets. Trusted by over 6,000 enterprise clients, including a significant portion of the S&P 500, AlphaSense was founded in 2011 and has its headquarters in New York City, with a global workforce of over 2,000 employees across offices in the U.S., U.K., Finland, India, Singapore, Canada, and Ireland. Join our team today!About the Team:The Tegus by AlphaSense team is dedicated to facilitating insightful conversations between our clients and industry experts. Given the sensitive nature of these discussions, compliance is crucial to our operations, and it forms a cornerstone of our value proposition. Our Compliance Team is committed to providing clients with actionable insights while upholding the highest legal and regulatory standards.

About AQR Capital India AQR is a distinguished global investment firm that expertly merges financial theory with practical application. Since 1998, we have focused on delivering substantial, long-term results by navigating market noise to identify the most impactful factors and rigorously testing innovative ideas. Our commitment to applying theoretical insights in practice has positioned us as leaders in alternative strategies and innovators in traditional portfolio management. At AQR India, we foster a culture of academic excellence, intellectual integrity, and a steadfast pursuit of truth. Our team is dedicated to understanding the intricacies of financial markets, consistently questioning assumptions and seeking collaborative solutions. We value transparency and openness to new ideas as key drivers of innovation. We are on the lookout for a meticulous and analytical professional with strong organizational, testing, and writing capabilities, along with 2 to 5 years of compliance experience, to join our Compliance Department.

Join Intuitive Surgical as a Trade Compliance Manager in Bengaluru. In this pivotal role, you will oversee compliance with international trade regulations and policies, ensuring our operations align with best practices. Your expertise will facilitate smoother cross-border transactions and strengthen our global supply chain.

Join Eurofins as an Auditor specializing in Social & Environmental Compliance, where your expertise will contribute to advancing sustainable practices within various industries. This role involves conducting comprehensive audits to assess compliance with social and environmental standards, ensuring that our clients uphold their commitments to ethical practices.

WHAT YOU WILL BE DOING:Oversee the monitoring of regulatory changes, conduct compliance-related research, manage projects within the Compliance team, and facilitate communication with Compliance leadership.Utilize independent judgment to provide guidance on change management and regulatory compliance, while assisting with various projects and tasks, empowering you to shape and implement compliance management policies and practices.Serve as a subject matter expert on federal, state, and local laws and regulations affecting mortgage lending, and strategize on maintaining compliance while advancing business objectives.Collaborate with the Mortgage Real Estate Services team to enhance critical documents, policies, processes, and procedures, and develop action plans to ensure compliance.Coordinate the preparation for monthly compliance meetings, including creating the compliance presentation, organizing preparatory calls, and leading the discussions.Support audit preparations, including SSAE 18, SOX audits, and client audits.Maintain a comprehensive database of all relevant state and federal statutes and regulations that impact compliance in mortgage operations and real estate guidelines.Plan and execute projects by identifying resources, developing detailed plans, tracking progress, informing stakeholders, and ensuring timely delivery of results.

Smiths Group seeks an Analyst II – Regulatory Compliance to join the team in Bengaluru. This position plays a key role in helping the company meet regulatory standards and uphold operational integrity. Role overview The Analyst II focuses on supporting regulatory compliance efforts. The work involves careful analysis and documentation to ensure the company’s practices align with relevant regulations. What you will do Analyze data connected to regulatory compliance activities Prepare reports that document findings and help guide decisions Assist with developing and improving compliance frameworks Location This position is based in Bengaluru.

Join Stripe's Financial Crimes team as an Operations Associate focused on sanctions. In this dynamic role, you will conduct thorough investigations, analyze complex data, and ensure compliance with regulatory standards to protect our platform. Your keen analytical skills and passion for fighting financial crimes will play a crucial role in safeguarding the integrity of online commerce.

FUNCTIONAL/OPERATIONAL:Identify and document all process, workflow, and system gaps, implementing necessary solutions.Collaborate with compliance and risk teams to address existing issues, establishing a formal follow-up and approval process.Oversee and enhance in-house REO settlement operation initiatives.Develop and maintain strategies to manage high production volumes while minimizing errors.Monitor productivity metrics and implement strategies for continuous improvement.Prioritize the needs and expectations of both internal and external customers, enhancing performance by addressing process and product deficiencies.Utilize customer feedback and quality performance data to advocate for improvements in personnel, processes, or technology to achieve excellence in settlement operations.Oversee quality performance and turnaround times for each settlement vendor, providing regular feedback to strengthen strategic partnerships.Assist in resolving issues that arise between vendors and operational staff, serving as a subject matter expert and communication conduit.Track daily production reports and proactively manage files nearing SLA deadlines.Use quality control results to design and implement training plans aimed at continuous improvement of all settlement activities.Support the development and execution of internal settlement activities, creating comprehensive training materials to ensure full compliance with state regulations.KEY RESULT AREAS:Design processes, workflows, and system requirements for all REO settlement activities.Optimize and implement process and technology plans to ensure excellence in settlement functions.Act as the subject matter expert and communication bridge between staff and vendors, as well as cross-functional teams.

Job SummaryThe Compliance Analyst plays a pivotal role in supporting the Program Office and Allegis Global Solutions (AGS) clients within the Managed Service Provider (MSP) and Sigma programs. This position entails regular reporting and auditing to ensure compliance with the obligations specified in the Master Services Agreements. Compliance Analysts are tasked with managing multiple programs and must be adept at supporting these initiatives in various capacities.Responsibilities:Collect and analyze supplier onboarding documentation for the contingent workforce to ensure adherence to compliance standards.Prepare and manage audits and reports to maintain compliance integrity.Deliver quarterly program compliance summaries to the Program Office.Offer expert guidance and advice to the Program Office, suppliers, and other stakeholders on resolving non-compliance issues.Verify the accuracy and compliance of worker documentation for each program.Conduct audits specific to onboarding, suppliers, and programs to ensure compliance with established standards.

Join Aarnahr Solutions Pvt Ltd as a Trainer for Procurement Compliance and Service, where you will play a crucial role in enhancing the skills and knowledge of our procurement teams. You will be responsible for developing training materials, conducting workshops, and ensuring compliance with procurement policies and procedures. Your expertise will directly contribute to the efficiency and effectiveness of our procurement operations.

Join our dynamic team at ema as a Security & Compliance Lead, where you will play a crucial role in ensuring our organization's adherence to security protocols and compliance regulations. Your expertise will help us maintain a safe and compliant environment, safeguarding our assets and data integrity.In this role, you will lead initiatives, develop policies, and provide guidance to teams across the organization. You will collaborate with various stakeholders to enhance our security posture and ensure compliance with industry standards.

Job Title: Specialist in Procurement ComplianceLocation: BengaluruJob OverviewWe are seeking a dedicated Specialist in Procurement Compliance to join our Global Procurement Compliance team. This role will primarily focus on addressing customer needs related to conflict minerals while collaborating with both internal and external stakeholders. You will play a crucial role in ensuring customer satisfaction and maintaining high business etiquette.Key ResponsibilitiesUnderstand customer inquiries regarding conflict minerals and provide timely support.Analyze and document customer requests, coordinating with appropriate resources to achieve desired results.Facilitate effective communication and documentation within the team to meet customer deliverables.Leverage strong system skills, particularly in MS Office (Excel, Word, PowerPoint) and SAP modules (PSN, EHSM, BW), to enhance customer responses.Work in close partnership with the procurement and conflict minerals teams to prioritize customer needs.Demonstrate versatility in fulfilling various conflict minerals compliance activities, including BOM explosion and PSN maintenance.QualificationsEducation:Required: Bachelor’s degree in Science, Engineering, Business Administration, or a related field.Preferred: Experience in conflict minerals compliance or product compliance.Work Experience:Required: 1 to 2 years in conflict minerals compliance or product compliance.Experience collaborating with teams across business, suppliers, and customers.Strong verbal and written communication skills, adhering to business standards.Experience in a global manufacturing environment.Proficient analytical skills for handling significant data with attention to detail.Experience with MS Office Suite.Preferred:A solid understanding of SAP systems and processes.Basic knowledge of materials related to conflict minerals or product compliance.Skills:Exceptional communication skills, both verbal and written.Ability to manage multiple tasks effectively to achieve optimal results.Strong critical thinking capabilities to interpret stakeholder communications.Detail-oriented with a focus on accuracy.

Company Overview: DVI Solutions has been at the forefront of audio-visual integration since 2002, dedicated to enhancing communication and collaboration for clients across the globe. With a presence in Singapore, Thailand, Shanghai, Hong Kong, Philippines, Vietnam, India, Malaysia, and Indonesia, we cater to a diverse range of clients, including corporations, government entities, educational institutions, retail businesses, hotels, and more.Position Summary:We are in search of a meticulous IT Auditor / Information Security & Health and Safety Compliance Specialist. The ideal candidate should possess extensive experience with compliance standards such as ISO/IEC 27001, ISO 45001, and SOC 2. This role is pivotal in maintaining, auditing, and enhancing our compliance framework to ensure adherence to various regulatory, contractual, industry standards, and occupational health and safety protocols. Key Responsibilities:Plan, execute, and document internal audits in line with ISO/IEC 27001, ISO 45001, and SOC 2.Support and enhance the Information Security Management System (ISMS) and the Occupational Health & Safety Management System (OHSMS).Prepare the organization for external audits and certifications concerning information security and health & safety.Identify compliance deficiencies, evaluate risks (related to information security and OH&S), and manage remediation efforts.Develop, assess, and maintain policies, procedures, and controls for security and workplace health & safety.Collaborate with technical, HR, legal, facilities, and business stakeholders on compliance issues.Assist in conducting risk assessments, vendor evaluations, and control testing.Monitor changes in standards and regulations, assessing the impact on the organization.Communicate compliance status and audit findings to management and relevant parties.Requirements:Qualifications:Demonstrated experience as a Compliance Specialist, Internal Auditor, or a similar position.Hands-on expertise with ISO/IEC 27001 (mandatory).Knowledge of ISO 45001 (Occupational Health & Safety) and SOC 2 (Type I and/or Type II).Strong grasp of information security controls, OH&S risk management, and audit practices.Experience in preparing audit documentation and liaising with external auditors.Exceptional documentation, communication, and organizational capabilities.Ability to work autonomously and manage various compliance projects effectively.DVI Solutions is an Equal Opportunity Employer. We welcome qualified applicants from all backgrounds.