Qualifications
• Bachelor's degree in Finance, Accounting, Business Administration, or a related field is preferred.• Relevant experience in internal audit, risk management, or compliance within the financial services industry.• Strong analytical and problem-solving skills with attention to detail.• Excellent written and verbal communication skills.• Ability to work effectively in a team environment while managing multiple tasks.• Proficiency in audit software and Microsoft Office Suite.
About the job
Join our dynamic team at cnmllp as a Senior Associate in Internal Audit, where you will collaborate with high-energy, high-performing project teams on internal audit engagements within the financial services sector. This includes working with regulated financial institutions, fintech companies, mortgage firms, broker-dealers, and investment companies.
Your role will involve consulting with key stakeholders to enhance their governance, risk, and control programs. You will be responsible for creating detailed process narratives, identifying key controls, and assessing the design of these controls.
Conduct operating effectiveness testing by selecting appropriate samples and assessing attributes. Communicate your findings clearly to stakeholders, including process owners, internal audit directors, and executive management.
We value strong communication skills, so you will need to demonstrate the ability to articulate complex issues in simple terms to clients and team members alike.
Deliver high-quality work evidenced by minimal review time and feedback. We encourage continuous improvement through on-the-job feedback, performance evaluations, mentoring, and participation in formal training programs, including monthly CPE and Subject Matter Expert (SME) training.
Act as the primary contact for clients, responding to their needs effectively while managing competing priorities to ensure project continuity.
About cnmllp
cnmllp is a leading provider of professional services, specializing in internal audit, risk management, and compliance solutions. We pride ourselves on our commitment to excellence and our ability to deliver tailored solutions to our clients in the financial services industry. Our team is composed of highly skilled professionals dedicated to fostering a collaborative and innovative work environment.