IT Compliance Analyst

Join Point72 as a Compliance Analyst in our Primary Research team, where you will play a pivotal role in ensuring adherence to regulations and internal policies. Your analytical skills will be put to the test as you assess compliance risks and develop strategies to mitigate them.

Bravos Research stands at the forefront of investment research and financial media, specializing in video-first content. Our mission is to empower investors with insightful, data-driven research to navigate the complexities of global markets.As the proud creator of the largest investment research channel on YouTube, we have amassed over 75 million views and a substantial subscriber base for our premium research services.We are on the lookout for a Senior Research Analyst who can merge institutional-level macroeconomic insights with captivating storytelling. In this role, you will transform intricate economic data into engaging narratives and manage the end-to-end research and scriptwriting process for our animated videos, focusing on US and global macro trends, liquidity, credit markets, commodities, and cryptocurrencies.Key Responsibilities:Produce high-conviction insights regarding global business cycles, equity markets, central bank policies, and asset allocation strategies.Craft compelling, thoroughly sourced scripts that simplify complex economic concepts for a broad audience without compromising depth.Collaborate with team members to establish the firm's investment strategy and overarching perspectives.

Join Primary Labs as a Biotechnology Operator-in-ResidenceAt Primary, we are a pioneering seed-stage venture capital firm committed to collaborating with extraordinary founders to build transformative businesses. Our unique approach combines substantial, long-term investment with an unparalleled portfolio impact team, resulting in an industry-leading seed-to-A graduation rate for our portfolio companies.Since launching our incubation arm, Primary Labs, in 2019, we have been at the forefront of ideating and launching innovative companies. Our first three incubated startups are set to significantly multiply the returns of our inaugural fund, positioning us for extensive growth in our company-building endeavors.About the OpportunityWe are seeking a Biotechnology Operator-in-Residence (OIR) to join our Primary Labs team. This critical role will involve ideating, launching, and developing enduring companies that lie at the crossroads of biology, artificial intelligence, and data infrastructure. You will collaborate closely with our Incubation Venture Partner, Dr. Kieran Chacko, to design companies that will revolutionize biotechnology into a fundamental operating system for healthcare, seamlessly transferring biological insights from research to patient care.Our methodology is hands-on, driven by hypotheses, and rooted in a team-first philosophy. We focus on formulating clear perspectives on future biological capabilities and systemic changes that can profoundly enhance patient outcomes. Collaborating with scientists, clinicians, and industry experts, we rigorously test our ideas and refine our solutions based on real-world feedback. We also develop early technical, experimental, and platform prototypes to challenge our assumptions and ensure we own the entire process from initial signals to company formation and growth.We seek builders who possess a scientific mindset, thrive in uncertain environments, and are adept at forming and testing hypotheses. You should be comfortable designing experiments across biological systems, data, and real-world workflows, and willing to adapt your views as new evidence emerges. Your goal is to create companies that have a lasting, positive impact on health and significantly improve patient outcomes.This position may be based in either Boston or New York City.

About the CompanyPrimary is an innovative seed-stage venture capital firm dedicated to providing unparalleled support to founders of transformative businesses. By combining substantial investment resources with the most impactful portfolio team in the seed investment landscape, our portfolio companies boast an industry-leading seed-to-A graduation rate.Our Incubation arm, Primary Labs, was launched in 2019 to foster the ideation, research, and launch of groundbreaking startups. The first three companies we incubated are set to yield significant returns for our initial fund, and we are poised for considerable expansion in our Incubation initiatives.About the RolePrimary Labs is actively seeking an Operator-in-Residence (OIR) to delve into the evolving realm of local AI and agent frameworks, transforming technical innovations into viable business opportunities. This position is available for candidates located in New York or San Francisco.Reporting to Partner Brian Schechter, who has invested in and serves on the board of companies such as Etched and Tabs, you will be at the forefront of incubating ventures that merge agents, edge computing, and AI technology. We are at a pivotal moment where agents are becoming more accessible, yet their full potential remains untapped. Our goal is to dismantle these barriers by developing a company that democratizes access to agents, addressing diverse topics from computing to privacy, commerce to social interaction.You will work on the frontier of emerging agent infrastructure—evaluating new frameworks upon release, stress-testing capabilities, and constructing production-ready agents for genuine use cases. The systems you develop will serve as the backbone for new ventures incubated within Primary Labs, rather than mere experiments.This role transcends traditional engineering; as an OIR, you will collaborate directly with the AI Infrastructure Investment Pod to identify, validate, and sculpt novel company concepts. You will swiftly transition from exploration to conviction, determining which technological advancements can support scalable ventures.OIRs at Primary Labs are primarily builders, but ultimately, they are company creators. High-performing OIRs may have the opportunity to assume a founding role within a company they help nurture.

CLEAR builds a secure identity platform used by over 38 million members worldwide. Our technology helps people move smoothly through airports, stadiums, and other venues, with a growing network of partners. Role Overview The Security Compliance Analyst will oversee IT General Controls (ITGCs) and support SOX audit readiness. This position focuses on strengthening compliance processes, improving the quality of evidence, and maintaining strong controls as CLEAR grows.

Role Overview:We are seeking a meticulous and analytical Risk and Compliance Analyst to join our dynamic team. This position is pivotal in assisting with risk analysis and the implementation of controls that align with regulatory standards and client control frameworks. The ideal candidate will possess exceptional critical thinking abilities, strong analytical skills, and the capacity to work autonomously.As part of our commitment to growth, you will play a key role in enhancing Elliptic's risk and compliance processes, tailoring our offerings to meet the needs of clients operating in complex regulatory environments. Your contributions will assist in the evolution of our existing frameworks and introduce innovative business practices critical to our strategic goals.You will collaborate within a small yet energetic team in a rapidly growing organization, requiring a mindset geared towards growth. We value commitment to your colleagues and the company, along with a proactive approach to identifying and overcoming challenges collaboratively. The environment is fast-paced yet rewarding!We encourage professional development and are looking for someone who can fulfill current needs while also having the potential for greater responsibilities in the future.Key Responsibilities:Supporting the Enterprise Risk Management Framework (ERMF):Enhance and mature existing enterprise-wide ERMF processes and procedures.Collaborate with stakeholders to conduct risk assessments and convey operational and tactical risks using risk management tools.Work alongside department heads to develop risk treatment controls and implement monitoring processes to evaluate control design and effectiveness.Analyze risk data and communicate findings regarding risk concentration and changes in risk scores to management through various forums and committees.Assist in creating risk policies and procedures.Design and deliver risk training and awareness programs for colleagues.Managing the Organizational Compliance Framework:Maintain a comprehensive understanding of relevant regulatory requirements...

As a Marketing Compliance Analyst at mangroup, you will play a pivotal role in ensuring that our marketing strategies adhere to legal standards and industry regulations. You will conduct thorough reviews of marketing materials, assess compliance risks, and collaborate with cross-functional teams to implement best practices in marketing compliance.

About ArtemisAt the forefront of digital finance, Artemis Analytics combines traditional and cryptocurrency-based financial models. As leaders in the industry, we are revolutionizing research and investment platforms, providing unparalleled data and analytics for fintech, tokens, stablecoins, and relevant public equities. Our offerings, akin to a "Bloomberg-like" Terminal, include Excel plugins, APIs, and Snowflake Data Shares, all trusted by major players such as Visa, Circle, and Grayscale, as well as elite asset managers. Our mission is to bring forth an open financial system in the crypto space and to empower investors in the realm of digital finance.Who We AreInspired by the adventurous spirit of explorers like Ernest Shackleton, we at Artemis thrive on tackling challenging and transformative projects. We seek individuals with exceptional mental resilience, optimism, empathy, and bravery. If you embody these traits, we invite you to join our team.Our diverse group consists of crypto enthusiasts and former traditional finance analysts from renowned companies such as Meta, Coinbase, BlackRock, and EY Blockchain, backed by some of the most prestigious venture capitalists in the world.Job OverviewWe are currently seeking a Research Analyst for a 6-month contract who will contribute to our initial research initiatives and validate our research product. Your role will involve generating high-quality equity research on companies and tokens that exist at the intersection of cryptocurrency and traditional fintech sectors. You will initiate coverage on a specific set of entities, develop financial models, and produce a portfolio of published research. This is a focused engagement that has the potential to transition into a full-time position based on your performance and impact.What You'll Do:Craft actionable, sell-side quality research on individual securities and revenue-generating tokens with clear thesis points and price targets.Develop and sustain financial models (including DCF and comps) that encompass bear, base, and bull case scenarios for each entity in your coverage set.Begin coverage on a selected group of entities across crypto equities and revenue-generating tokens in sectors like Neobanks, Payments, Lending, Trading, and Prediction Markets.

Join the City of New York as a Training Compliance Analyst and play a vital role in ensuring adherence to training standards across various departments. You will be responsible for monitoring compliance with training regulations, conducting audits, and providing recommendations for improvement. Your analytical skills will contribute to the development of training programs that enhance workforce performance and compliance.

Join Our Team as a Law Enforcement Compliance AnalystAt Current, we are a pioneering consumer fintech platform dedicated to reshaping financial accessibility for millions of Americans. With a community of over five million members, we strive to provide innovative financial solutions that empower individuals to achieve better financial outcomes. Headquartered in New York City, we foster a results-oriented environment that encourages product development, rapid growth, and impactful teamwork.Position OverviewWe are seeking a proactive Law Enforcement Compliance Analyst to become a vital part of our expanding team. In this role, you will:Oversee Current's responses to subpoenas and law enforcement requests.Facilitate the coordination of BSA/AML transaction monitoring, investigations, and reporting.Key ResponsibilitiesManage all aspects of law enforcement requests (e.g., subpoenas, fund freezes, search warrants, court orders) ensuring compliance with statutory deadlines and internal protocols.Prioritize and track incoming law enforcement requests while collaborating with Legal, Compliance, and Fraud teams to compile necessary documentation.Prepare and submit detailed law enforcement response packages, including transactional data, account records, and investigative narratives, while maintaining meticulous audit trails.Act as the primary liaison for partner banks regarding law enforcement request status and performance metrics.Conduct thorough investigations into potential financial crimes such as money laundering and terrorist financing; prepare and file Unusual Activity Reports (UARs) as necessary; assist in the development of compliance policies and procedures.QualificationsMinimum of 2 years’ experience in a compliance-related position within a financial institution, fintech, or regulatory agency.Strong understanding of consumer finance products and relevant regulations.Demonstrated ability to manage multiple tasks effectively in a dynamic environment.

About BasisBasis is a nonprofit organization dedicated to applied artificial intelligence research. Our mission is twofold: to understand and build intelligence and to advance society’s problem-solving capabilities. We strive to unravel the mathematical principles behind reasoning, learning, decision-making, understanding, and explanation, while also developing software that embodies these principles.Our commitment extends to enhancing our ability to tackle complex issues that are beyond today's capabilities and accelerating our potential to address future challenges. We are creating a technological framework inspired by human reasoning, alongside fostering a collaborative organization that prioritizes human values.About the RoleAs a Research Scientist, you will spearhead Basis’ initiatives to deepen our understanding of the conceptual, mathematical, and computational principles of intelligence. We seek individuals who excel technically and are passionate about exploring foundational concepts. Our research team values rigorous, high-quality scientific endeavors while encouraging experimentation and exploration of innovative ideas.Basis thrives on collaboration, both internally and with external partners. We are looking for team players who enjoy tackling significant problems that require collective effort.Research FocusDespite the growing acknowledgment that acquiring and understanding world models is crucial for intelligence, current AI systems face challenges in mirroring this human capability. Key uncertainties remain regarding the essence of a world model, methods for reliably detecting its presence in agents, and approaches to develop agents capable of learning these models effectively.Our research, particularly within the MARA project, seeks to establish new foundations and technologies for modeling, abstraction, and reasoning in AI systems. MARA's goal is to identify principled methods for how intelligence constructs, refines, and employs world models through interactive experimentation. Achieving this will require advancements in knowledge representation, abstraction, reasoning, active learning, and reinforcement learning, necessitating a first-principles reevaluation of world modeling.

Global X Management Company LLC is actively seeking a dynamic and detail-oriented Research Operations Analyst to enhance our Research Team. In this pivotal role, you will collaborate closely with various team members and stakeholders to optimize our research infrastructure, improve operational efficiency, and provide essential administrative support. Your contributions will significantly impact the Research Team's success, including managing tools and platforms, coordinating team activities, overseeing data management, and performing basic analyses for research reports.Key ResponsibilitiesProvide regular and ad hoc support to analysts in data retrieval and report updates, focusing on our Thematic, Income, and Commodities fund suites.Assist in the compliance review process for various monthly and quarterly deliverables.Manage the distribution of research tools and resources, including website updates, tagging, and research provider access, while maintaining internal deliverables like dashboards and tracking metrics.Act as an operational liaison, fostering relationships across teams to effectively represent the research perspective.Support team reporting and process analysis to align with research objectives.Coordinate team events and activities.Embody Global X’s values of problem-solving, creativity, collaboration, and integrity.

Start Dates Available: Immediate and Summer 2026About the RoleThe Research Compliance team plays a pivotal role in supporting the rapid growth of our business on a global scale. As a Research Compliance Associate, you will report directly to the Research Compliance Manager in New York, collaborating closely with our Legal, Client Protection, and Research teams, alongside other key business stakeholders.Key Responsibilities:Evaluate expert profiles and project requirements to ensure the effective delivery of specialized knowledge to our clients.Edit, proofread, and review written outputs (such as transcripts) to guarantee adherence to all relevant laws and AlphaSights' compliance policies.Partner with the Research team and various stakeholders to address compliance-related issues.Deliver legal and compliance training sessions to the Research team and other relevant parties.Develop and maintain compliance policies tailored to our Research services.We offer an environment that fosters autonomy and independence, empowering you to take initiative in your daily tasks. This role is perfect for individuals eager to gain experience in legal operations while directly engaging with the business dynamics of a forward-thinking global organization. We seek candidates who aspire to join our high-performance team, make a tangible impact, and contribute to AlphaSights' growth journey. Successful candidates typically exhibit:A keen eye for detail with exceptional proofreading skills.The ability to prioritize effectively, manage time efficiently, and remain organized in a fast-paced environment.Determination, ambition, and a goal-oriented mindset to oversee projects from inception to conclusion.

About BasisBasis is a pioneering nonprofit organization dedicated to applied AI research, driven by dual objectives that enhance each other.Our primary focus is to understand and construct intelligence. This encompasses establishing the fundamental mathematical principles of reasoning, learning, decision-making, comprehension, and explanation, alongside developing software that embodies these principles.Secondly, we aim to empower society to tackle complex challenges. This involves broadening the scale, complexity, and scope of problems we can currently address and, crucially, accelerating our future problem-solving capabilities.To realize these ambitions, we are establishing an innovative technological framework inspired by human reasoning and fostering a collaborative environment that prioritizes human values.About the RoleAs a Research Engineer, you will play a vital role in advancing Basis’ mission by converting research concepts into accurate, robust, and scalable high-quality code.We are looking for technically proficient individuals who are enthusiastic about delving deep into foundational concepts. Our research engineers are committed to conducting rigorous, high-quality science, unafraid to experiment, learn from mistakes, and explore innovative ideas.Basis thrives on collaboration, both within our team and with external partners. We seek individuals who enjoy tackling challenges greater than they can manage alone.Machine Learning Research Engineer Focus AreasThis position is aimed at experts in machine learning engineering. Key areas of focus include:Probabilistic programming and statistical inferenceDeep learningCausal inferenceProgram synthesis and analysisML Ops and systems engineeringThese areas will be explored in the context of developing reasoning systems. Research engineers will also engage with topics including programming language design and implementation, automatic differentiation, and SAT/SMT solvers.

About BasisBasis is a nonprofit organization dedicated to applied AI research, striving to achieve two interconnected objectives.Firstly, we aim to understand and develop intelligence. This involves establishing the mathematical foundations of reasoning, learning, decision-making, comprehension, and explanation; along with creating software that embodies these principles.Secondly, we seek to enhance society's capacity to address complex challenges. This means broadening the range, scale, and intricacies of the problems we can tackle today, while also accelerating our ability to solve future challenges.To fulfill these missions, we are constructing a novel technological framework inspired by human reasoning, and fostering a collaborative organization that prioritizes human values.About the RoleAs a Research Scientist, you will spearhead Basis's initiatives to deepen our comprehension of the theoretical, mathematical, and computational aspects of intelligence.We seek individuals with exceptional technical skills who are passionate about exploring concepts at their core. Our research scientists and engineers are committed to conducting rigorous, high-quality, and robust scientific inquiry, yet they embrace experimentation, learning from mistakes, and exploring innovative ideas to achieve their goals.Basis thrives on collaboration, both internally and with external partners; thus, we value team players who relish tackling challenges that surpass individual capabilities.Research FocusOur research under the MARA project is dedicated to forging new principles and technologies for modeling, abstraction, and reasoning in AI systems. The primary aim of MARA is to reveal principled methodologies for how intelligence constructs, refines, and applies world models through interactive experimentation.For this position, we specifically seek experts in Reinforcement Learning & Planning who can push the boundaries of model-based RL, exploration strategies, optimal control, and Bayesian optimization. You will develop agents capable of learning efficient policies in intricate, partially observable environments by utilizing structured world models.

Join our dynamic team as a Talent Analyst, where you will play a crucial role in shaping our workforce strategy. You will be responsible for analyzing talent acquisition data, identifying trends, and providing insights to enhance our recruitment processes. Your analytical skills will support our commitment to attracting and retaining top talent.

About UsAt Rain, we are pioneering the future of payments on a global scale. Our dynamic team, composed of seasoned founders and innovators, is dedicated to making stablecoins accessible in the real world. We facilitate card transactions, cross-border payments, B2B purchases, remittances, and more, partnering with fintechs, neobanks, and institutions to create inclusive and efficient solutions. Join us in shaping a borderless financial future at a rapidly growing company backed by top investors in the fintech, crypto, and SaaS sectors.Our CultureWe embrace a flat organizational structure that empowers every team member to grow in alignment with their personal goals. Everyone, regardless of their role, is encouraged to share ideas and contribute to the company's roadmap and vision.Your RoleLead the compliance program for DORA, SOC 2, SOC 1, GDPR, and PCI, ensuring adherence to regulatory and audit standards.Oversee compliance audits and certifications from start to finish, including renewals and new certifications.Update and refine Rain’s policies to align with regulatory expectations consistently across all entities.Collaborate with engineering, security, legal, and operations teams to ensure operational compliance with our policies.Promote a proactive compliance culture by educating the team on obligations and integrating compliance into daily operations.Identify potential compliance gaps early and implement remediation strategies to ensure audit readiness.Support the team in enhancing compliance-related activities, including KYB, KYC, and AML processes, informed by operational data.QualificationsOpen to candidates based in the US and EU.3–7+ years of experience in compliance, GRC, or security assurance, preferably in fintech, payments, SaaS, or similar regulated sectors.Strong knowledge of SOC 2, SOC 1, GDPR, PCI, and other compliance frameworks.Excellent analytical and problem-solving skills.Strong communication skills and ability to work collaboratively.

As a Senior Compliance Analyst for Wilshire Advisors LLC, you will play a pivotal role in supporting our comprehensive compliance program as an SEC Registered Investment Adviser. Collaborating closely with the Chief Compliance Officer (CCO) and various stakeholders, you will help uphold our commitment to regulatory compliance, corporate policies, and industry best practices. This position directly reports to the CCO.Key Responsibilities:Support the ongoing administration and maintenance of the firm's compliance program, ensuring alignment with SEC regulations and applicable laws.Lead the annual review and refinement of the Compliance Risk Assessment, updating compliance policies and procedures as necessary.Collaborate with the CCO to draft, update, and manage the annual compliance testing plan.Conduct routine and ad hoc compliance testing, including forensic testing and trade surveillance, to identify potential compliance risks.Assist the CCO with the firm's annual compliance program review, ensuring thorough documentation of findings and remediation efforts.Prepare compliance presentations and updates for various Wilshire and parent company committees and Boards.Review marketing and advertising materials, including websites and social media, for compliance with regulatory standards and brand guidelines.Update standard compliance responses for RFPs and DDQs as needed.Support employee compliance with the code of ethics, monitoring personal trading, gifts, entertainment logs, and outside business disclosures.Assist with regulatory filings, maintaining accurate compliance records and documentation.Prepare for and manage regulatory exams, audits, and inquiries from the SEC and other regulators.Monitor regulatory developments and assess their potential impact on the compliance program.Respond promptly to compliance inquiries and escalated matters from business units.Perform additional compliance-related duties and special projects as required.

About Five RingsFive Rings LLC is a cutting-edge proprietary trading firm committed to integrating strategy, innovation, and technology to thrive in the global marketplace. With a presence in New York, Boca Raton, London, and Amsterdam, we engage in trading across a spectrum of established and niche markets. Our proactive team continually identifies and evaluates opportunities to develop strategies and tools that maximize returns.We pride ourselves on fostering an open culture that encourages the free exchange of knowledge and ideas across all divisions of the firm.About the RoleWe are seeking a Compliance Analyst to join our dynamic compliance team in New York City. This role is pivotal in establishing, implementing, and maintaining robust policies and procedures to ensure our compliance with legal and regulatory obligations. Key responsibilities include monitoring trading activities, training and onboarding staff, documenting new policies, managing regulatory communications, and staying abreast of regulatory changes and best practices.