SOX Compliance Analyst

CLEAR builds a secure identity platform used by over 38 million members worldwide. Our technology helps people move smoothly through airports, stadiums, and other venues, with a growing network of partners. Role Overview The Security Compliance Analyst will oversee IT General Controls (ITGCs) and support SOX audit readiness. This position focuses on strengthening compliance processes, improving the quality of evidence, and maintaining strong controls as CLEAR grows.

About Us:At DailyPay, we are revolutionizing the payroll landscape. As a premier worktech organization and the leading provider of on-demand pay solutions, we empower America’s foremost employers to enhance their employee engagement through our acclaimed technology platform. This innovative voluntary employee benefit not only motivates workers to excel but also supports their financial health beyond the workplace.With our headquarters in New York City and operations spanning across the United States and Belfast, we invite you to learn more by visiting DailyPay's Press Center.The Role:We are in search of a Manager of Accounting & SOX Compliance to significantly contribute to our Corporate Accounting team and spearhead the establishment of DailyPay's SOX compliance program. This pivotal role will involve collaboration with various teams including Finance, Operations, Internal Audit, and IT to ensure the design and execution of robust internal controls. The ideal candidate will excel in a dynamic environment, have a comprehensive understanding of SOX and external audit mandates, and be dedicated to cultivating a culture of compliance and accountability.Does this sound like you? Keep reading!Your Impact:Integrate deeply within the Corporate Accounting function to thoroughly understand associated accounting processes.Coordinate and enhance the Accounting team’s SOX compliance initiatives, ensuring full adherence to regulatory standards.Assist the Corporate Accounting team during month-end closing activities as required.Collaborate with the Internal Audit team to maintain and update internal control documentation, including process narratives, risk control matrices, and flowcharts.Act as a liaison among external auditors, internal auditors, and internal teams to orchestrate annual walkthroughs and manage documentation requests for controls.Conduct quality assurance reviews of controls documentation to ensure compliance with SOX.Monitor control deficiencies, engage with control owners to implement remediation plans, and support the progress of remediation efforts.Partner with process owners to ensure that controls are effectively designed and incorporated into business processes, identify risks, and implement necessary mitigating controls.

Role Overview:We are seeking a meticulous and analytical Risk and Compliance Analyst to join our dynamic team. This position is pivotal in assisting with risk analysis and the implementation of controls that align with regulatory standards and client control frameworks. The ideal candidate will possess exceptional critical thinking abilities, strong analytical skills, and the capacity to work autonomously.As part of our commitment to growth, you will play a key role in enhancing Elliptic's risk and compliance processes, tailoring our offerings to meet the needs of clients operating in complex regulatory environments. Your contributions will assist in the evolution of our existing frameworks and introduce innovative business practices critical to our strategic goals.You will collaborate within a small yet energetic team in a rapidly growing organization, requiring a mindset geared towards growth. We value commitment to your colleagues and the company, along with a proactive approach to identifying and overcoming challenges collaboratively. The environment is fast-paced yet rewarding!We encourage professional development and are looking for someone who can fulfill current needs while also having the potential for greater responsibilities in the future.Key Responsibilities:Supporting the Enterprise Risk Management Framework (ERMF):Enhance and mature existing enterprise-wide ERMF processes and procedures.Collaborate with stakeholders to conduct risk assessments and convey operational and tactical risks using risk management tools.Work alongside department heads to develop risk treatment controls and implement monitoring processes to evaluate control design and effectiveness.Analyze risk data and communicate findings regarding risk concentration and changes in risk scores to management through various forums and committees.Assist in creating risk policies and procedures.Design and deliver risk training and awareness programs for colleagues.Managing the Organizational Compliance Framework:Maintain a comprehensive understanding of relevant regulatory requirements...

Role overview Verra Mobility is hiring an IT Compliance Analyst for its Manhattan office. This position centers on ensuring that IT systems and processes align with regulatory requirements and industry standards. Careful analysis and a strong eye for detail are essential for supporting compliance and maintaining security throughout the organization. What you will do Collaborate with teams from different departments to identify compliance risks and implement appropriate controls. Carry out audits of IT systems and processes to verify adherence to standards. Prepare detailed compliance reports and document audit findings. Provide recommendations to strengthen compliance and enhance security measures. Requirements Strong analytical skills Keen attention to detail

As a Marketing Compliance Analyst at mangroup, you will play a pivotal role in ensuring that our marketing strategies adhere to legal standards and industry regulations. You will conduct thorough reviews of marketing materials, assess compliance risks, and collaborate with cross-functional teams to implement best practices in marketing compliance.

Join the City of New York as a Training Compliance Analyst and play a vital role in ensuring adherence to training standards across various departments. You will be responsible for monitoring compliance with training regulations, conducting audits, and providing recommendations for improvement. Your analytical skills will contribute to the development of training programs that enhance workforce performance and compliance.

Join Our Team as a Law Enforcement Compliance AnalystAt Current, we are a pioneering consumer fintech platform dedicated to reshaping financial accessibility for millions of Americans. With a community of over five million members, we strive to provide innovative financial solutions that empower individuals to achieve better financial outcomes. Headquartered in New York City, we foster a results-oriented environment that encourages product development, rapid growth, and impactful teamwork.Position OverviewWe are seeking a proactive Law Enforcement Compliance Analyst to become a vital part of our expanding team. In this role, you will:Oversee Current's responses to subpoenas and law enforcement requests.Facilitate the coordination of BSA/AML transaction monitoring, investigations, and reporting.Key ResponsibilitiesManage all aspects of law enforcement requests (e.g., subpoenas, fund freezes, search warrants, court orders) ensuring compliance with statutory deadlines and internal protocols.Prioritize and track incoming law enforcement requests while collaborating with Legal, Compliance, and Fraud teams to compile necessary documentation.Prepare and submit detailed law enforcement response packages, including transactional data, account records, and investigative narratives, while maintaining meticulous audit trails.Act as the primary liaison for partner banks regarding law enforcement request status and performance metrics.Conduct thorough investigations into potential financial crimes such as money laundering and terrorist financing; prepare and file Unusual Activity Reports (UARs) as necessary; assist in the development of compliance policies and procedures.QualificationsMinimum of 2 years’ experience in a compliance-related position within a financial institution, fintech, or regulatory agency.Strong understanding of consumer finance products and relevant regulations.Demonstrated ability to manage multiple tasks effectively in a dynamic environment.

About CoreWeave CoreWeave: The Essential Cloud for AI™ Founded in 2017, CoreWeave delivers cloud infrastructure designed for artificial intelligence workloads. Our platform supports innovators as they build and scale AI solutions, offering advanced technology and strong technical teams. Trusted by AI labs, startups, and global enterprises, CoreWeave provides high-performance infrastructure and deep expertise. CoreWeave will become a publicly traded company (Nasdaq: CRWV) in March 2025. Role Overview The Senior Product Manager, Compliance, will help build and maintain the infrastructure that supports CoreWeave’s next generation of AI services. This role manages IT General Controls (ITGCs) and IT application controls throughout a broad technology landscape. The position translates SOX compliance requirements into structured, scalable programs, working to ensure accountability among IT process owners and to make compliance efficient and repeatable. What You Will Do Lead the IT SOX compliance program, keeping an up-to-date inventory of IT controls, including ITGCs and automated application controls. Work closely with the SOX team and IT process owners to design, review, and validate compliance controls. Make sure all compliance controls are executed, documented, and ready for audits. Locations This role is available in Livingston, NJ; New York, NY; Sunnyvale, CA; San Francisco, CA; and Bellevue, WA.

As a Senior Compliance Analyst for Wilshire Advisors LLC, you will play a pivotal role in supporting our comprehensive compliance program as an SEC Registered Investment Adviser. Collaborating closely with the Chief Compliance Officer (CCO) and various stakeholders, you will help uphold our commitment to regulatory compliance, corporate policies, and industry best practices. This position directly reports to the CCO.Key Responsibilities:Support the ongoing administration and maintenance of the firm's compliance program, ensuring alignment with SEC regulations and applicable laws.Lead the annual review and refinement of the Compliance Risk Assessment, updating compliance policies and procedures as necessary.Collaborate with the CCO to draft, update, and manage the annual compliance testing plan.Conduct routine and ad hoc compliance testing, including forensic testing and trade surveillance, to identify potential compliance risks.Assist the CCO with the firm's annual compliance program review, ensuring thorough documentation of findings and remediation efforts.Prepare compliance presentations and updates for various Wilshire and parent company committees and Boards.Review marketing and advertising materials, including websites and social media, for compliance with regulatory standards and brand guidelines.Update standard compliance responses for RFPs and DDQs as needed.Support employee compliance with the code of ethics, monitoring personal trading, gifts, entertainment logs, and outside business disclosures.Assist with regulatory filings, maintaining accurate compliance records and documentation.Prepare for and manage regulatory exams, audits, and inquiries from the SEC and other regulators.Monitor regulatory developments and assess their potential impact on the compliance program.Respond promptly to compliance inquiries and escalated matters from business units.Perform additional compliance-related duties and special projects as required.

About Five RingsFive Rings LLC is a cutting-edge proprietary trading firm committed to integrating strategy, innovation, and technology to thrive in the global marketplace. With a presence in New York, Boca Raton, London, and Amsterdam, we engage in trading across a spectrum of established and niche markets. Our proactive team continually identifies and evaluates opportunities to develop strategies and tools that maximize returns.We pride ourselves on fostering an open culture that encourages the free exchange of knowledge and ideas across all divisions of the firm.About the RoleWe are seeking a Compliance Analyst to join our dynamic compliance team in New York City. This role is pivotal in establishing, implementing, and maintaining robust policies and procedures to ensure our compliance with legal and regulatory obligations. Key responsibilities include monitoring trading activities, training and onboarding staff, documenting new policies, managing regulatory communications, and staying abreast of regulatory changes and best practices.

About UsAt Rain, we are pioneering the future of payments on a global scale. Our dynamic team, composed of seasoned founders and innovators, is dedicated to making stablecoins accessible in the real world. We facilitate card transactions, cross-border payments, B2B purchases, remittances, and more, partnering with fintechs, neobanks, and institutions to create inclusive and efficient solutions. Join us in shaping a borderless financial future at a rapidly growing company backed by top investors in the fintech, crypto, and SaaS sectors.Our CultureWe embrace a flat organizational structure that empowers every team member to grow in alignment with their personal goals. Everyone, regardless of their role, is encouraged to share ideas and contribute to the company's roadmap and vision.Your RoleLead the compliance program for DORA, SOC 2, SOC 1, GDPR, and PCI, ensuring adherence to regulatory and audit standards.Oversee compliance audits and certifications from start to finish, including renewals and new certifications.Update and refine Rain’s policies to align with regulatory expectations consistently across all entities.Collaborate with engineering, security, legal, and operations teams to ensure operational compliance with our policies.Promote a proactive compliance culture by educating the team on obligations and integrating compliance into daily operations.Identify potential compliance gaps early and implement remediation strategies to ensure audit readiness.Support the team in enhancing compliance-related activities, including KYB, KYC, and AML processes, informed by operational data.QualificationsOpen to candidates based in the US and EU.3–7+ years of experience in compliance, GRC, or security assurance, preferably in fintech, payments, SaaS, or similar regulated sectors.Strong knowledge of SOC 2, SOC 1, GDPR, PCI, and other compliance frameworks.Excellent analytical and problem-solving skills.Strong communication skills and ability to work collaboratively.

Join our dynamic team at Example Corp and contribute to our legacy of excellence in retail operations!DescriptionPosition: Operations Compliance AnalystWork Model: HybridAbout Example Corp:Founded in 1998 on the picturesque Martha’s Vineyard by visionary brothers Shep & Ian Murray, Example Corp has grown into a powerhouse in the clothing and accessory retail sector. With over 100 retail locations, a thriving e-commerce platform, and partnerships with leading department stores like Nordstrom and Bloomingdale's, we are dedicated to providing our customers with quality and style. Our philosophy, embodied in our motto “Every day should feel this good,” drives our commitment to excellence and innovation.As we continue to expand, we invite passionate and talented individuals to join our team and help shape the future of Example Corp. Here, every day is an opportunity to embrace the Good Life, no matter where you are.At Example Corp, we are not just about business; we foster a fun, inclusive, and supportive culture that promotes both hard work and personal fulfillment. Our employees are like family, and we believe that our success is rooted in our commitment to creating a fantastic workplace for everyone.Join us in our mission to build an inclusive environment across all departments and locations, where every voice is valued and every contribution counts!

Who We AreAt Stealth Fintech, we are committed to transforming the landscape of ERP-native B2B payments. As a well-backed early-stage startup operating in stealth mode, we are developing innovative solutions designed to redefine how businesses transact. If you are passionate about addressing significant challenges from the ground up, we invite you to join our team. Led by visionary founders, we are focused on building modern infrastructure for B2B payments that empowers enterprises to leverage their ERP systems for swift, transparent, and controlled payment processes, whether it’s paying suppliers, card issuers, or reimbursing employees globally.About the PositionWe are in search of a Payments Compliance Analyst to enhance our compliance program tailored for enterprise clients making payments to vendors and suppliers worldwide. In this role, you will facilitate compliance operations related to onboarding and payment monitoring, collaborating closely with our regulated payment partners. Our platform integrates within ERP and finance systems, allowing enterprises to automate accounts payable and supplier payments across borders. Your primary focus will be on managing supplier risk at scale, ensuring compliance in onboarding and payment execution while supporting complex workflows for large enterprises.Your Key ResponsibilitiesSupport compliance for enterprise vendor and supplier payment flows, involving high-value and recurring payments, which includes:Conducting Know Your Business (KYB) and customer due diligence for enterprise clients.Performing fraud and sanctions screening for both domestic and international vendors, suppliers, and contractors.Conduct transaction monitoring and investigations for global supplier payments.Review risks associated with sanctions, embargoes, and adverse media, specifically concerning:Supplier jurisdictions.Counterparties and beneficial owners.Assist with Suspicious Activity Report (SAR) and Suspicious Transaction Report (STR) filings, regulatory reporting, and internal escalations.Collaborate with Product, Engineering, and ERP integration teams to:Embed compliance controls within accounts payable and supplier workflows.Support the integration of new payment rails, currencies, countries, and supplier types.

rogo is hiring a Governance, Risk, and Compliance (GRC) Analyst to join the team in New York City. This role centers on identifying, evaluating, and managing compliance risks across the organization. The analyst will work with colleagues from multiple departments to help ensure that operations align with regulatory requirements and industry standards. Key responsibilities Assess compliance risks throughout the company Work with teams to implement risk management strategies Contribute to the development and refinement of internal policies Review existing processes and suggest improvements Take part in audits and ongoing assessments Provide insights that support decision-making and reinforce the compliance framework Location This position is based in New York City.

Join EliseAI as a Governance, Risk, and Compliance AnalystAt EliseAI, we are on a mission to transform the housing and healthcare sectors. Our innovative use of AI technology simplifies vital processes, making essential services more accessible and efficient for all.With a focus on enhancing the experience for renters and patients alike, we provide streamlined solutions for apartment tours, lease signing, maintenance requests, appointment scheduling, and patient-provider communication.After successfully securing a $250 million Series E round led by Andreessen Horowitz, we are poised to accelerate our growth and impact.Position OverviewAs a Governance, Risk, and Compliance (GRC) Analyst, you will play a crucial role in reinforcing our security and compliance initiatives. Your expertise will ensure we maintain regulatory readiness, manage third-party risks, and align our policies with industry standards.You will collaborate with cross-functional teams, including Security Engineering and Legal, to operationalize compliance efforts, facilitate audits, and address due diligence requests from customers and vendors. This role is vital in meeting compliance deadlines and supporting our sales operations.Key ResponsibilitiesManage compliance programs related to frameworks such as SOC 1, SOC 2, PCI, HITRUST, and HIPAA.Facilitate audit activities, including gathering evidence, preparing documentation, and responding to auditor inquiries.Monitor compliance requirements and engage stakeholders on outstanding issues.Conduct vendor risk assessments and oversee third-party due diligence processes.Support the development and implementation of policies and procedures to ensure compliance with regulatory standards.

Join comun as a Compliance Analyst specializing in BSA/AML/Sanctions. In this pivotal role, you will be responsible for ensuring that our operations adhere to regulatory standards and internal policies. Your analytical skills will play a key role in identifying and mitigating risks associated with anti-money laundering and sanctions compliance.As part of our dynamic compliance team, you will conduct thorough investigations, prepare detailed reports, and collaborate with various departments to ensure comprehensive compliance strategies are in place. This position offers an exciting opportunity for growth and development in the compliance field.

Join Point72 as a Compliance Analyst in our Primary Research team, where you will play a pivotal role in ensuring adherence to regulations and internal policies. Your analytical skills will be put to the test as you assess compliance risks and develop strategies to mitigate them.

About UsAt Rillet, we empower accounting and finance teams to achieve unparalleled speed, accuracy, and insight in their operations. Our innovative AI-native ERP solution is designed to facilitate a zero-day close, combining a unified data model with numerous top-tier integrations, automated workflows, and an ever-evolving suite of specialized AI agents. This approach has led to exceptional customer satisfaction, with industry leaders such as Mercer, Windsurf, and Function Health relying on our rapid deployment capabilities to scale their financial operations.We have successfully secured $100 million in funding from prestigious investors like Sequoia and a16z, reinforcing our mission to revolutionize the financial landscape with AI-driven tools.Our CultureRillet's fast-paced environment is all about empowerment and agility. We seek individuals who take initiative, embrace challenges, and consistently deliver outstanding results. Our focus is always on our customers, and we foster a culture where the most critical tasks are prioritized, even if they deviate from the original plan.This role does not require accounting expertise but demands a genuine appreciation for how our solutions enhance our customers' financial capabilities. Ideal candidates are those who are passionate about fueling the financial backbone of high-growth companies.Your RoleAs our inaugural Senior GRC Analyst, you will have the unique opportunity to construct Rillet's governance, risk, and compliance framework from the ground up. You will play a pivotal role in establishing the security and compliance protocols necessary for a rapidly growing fintech company handling sensitive financial data. This includes managing our SOC 2 Type II certification, leading customer security evaluations, and developing scalable compliance processes that support, rather than hinder, our product development pace. You will collaborate closely with engineering and sales leadership to integrate security within our development lifecycle and promote trust and transparency in enterprise relationships.

Company Overview:Compass Pathways plc (Nasdaq: CMPS) is an innovative biotechnology company committed to transforming patient access to evidence-based advancements in mental health treatment. Headquartered in London, UK, with a prominent office in New York City, we specialize in pioneering new therapies aimed at enhancing the lives of individuals facing mental health challenges that remain unaddressed by existing therapies.We are leading a groundbreaking approach to mental health treatment, emphasizing rapid and lasting responses through our investigational COMP360 synthetic psilocybin therapy, which is poised to be a first-in-class solution. COMP360 has garnered Breakthrough Therapy designation from the US FDA and the Innovative Licensing and Access Pathway (ILAP) designation in the UK, focusing on treatment-resistant depression (TRD) to address significant unmet needs in this domain.Currently in phase 3 of our TRD studies, we have successfully completed phase 2 trials for both post-traumatic stress disorder (PTSD) and anorexia nervosa and are preparing for further late-stage research in PTSD. Our vision is to create a world where mental health encompasses not just the absence of illness but the ability to flourish.Position Summary:The Senior Manager, Reporting & SOX will collaborate closely with the Director of External Reporting (East Coast, US) and the Finance team (hybrid US & UK) to play a crucial role in ongoing SEC Reporting, including external audit reviews, as well as SOX compliance through process design and monitoring. This position will also support the UK Statutory Accounts process on an annual basis.The primary responsibilities will involve enhancing SEC reporting efforts and leading the design, refinement, and documentation of processes associated with the expanding business operations, particularly as we advance towards commercialization. This role will take the lead on process improvement initiatives, documenting and assessing related controls to meet SOX standards. Presently, the Company adheres to SOX 404(a) and anticipates being under scope for 404(b) by FY27.

ABOUT THE POSITION Join Peloton as a Trade Compliance Analyst and become a key player in the execution of our Customs policies and procedures. This role focuses primarily on ensuring compliance with regulations from the US Customs and Border Protection (CBP) and Canada Border Services Agency (CBSA). Reporting directly to Peloton’s Senior Manager of Trade Compliance, you will supervise our Customs brokers, guarantee timely and accurate payments of import tariffs, and enhance our 'reasonable care' controls. The ideal candidate will be proactive in improving Peloton’s global trade compliance program by collaborating with various cross-functional teams, including external service providers, Product, Legal, Finance, Supply Chain, Operations, and Logistics. YOUR DAILY IMPACT AT PELOTON Oversee, measure, and audit the performance of Peloton's global Customs brokers in the US and Canada, with possible support for our UK, German, and Australian markets. Conduct regular audits of Peloton's import data and duty payments using CBP’s ACE and CBSA’s CARM portals. Assign global Harmonized Tariff Schedule (HTS) classifications for new SKUs and product lines. Assist with the execution of Peloton’s duty drawback and value reconciliation programs. Maintain timely and thorough Customs recordkeeping for all global imports and exports. Conduct Denied Party Screening (DPS) through Peloton’s Global Trade Management (GTM) tool. Contribute to the creation and ongoing enhancement of Peloton’s global trade compliance SOPs and policies. Proactively monitor and identify new trade compliance developments that could impact the business. WHAT YOU BRING TO PELOTON A Bachelor's degree and over 3 years of relevant experience working with an importer, Customs broker, or trade consultancy. In-depth knowledge of Customs regulations, including recent US tariff stacking rules, the Harmonized Tariff Schedule, and CBP’s duty drawback and value reconciliation programs. A Customs Broker License is a plus. Experience with Thomson Reuters ONESOURCE GTM is a plus. Exceptional written and verbal communication skills. Strong interpersonal skills with the ability to collaborate effectively across various internal stakeholders, external service providers, and global teams. Capability to manage multiple priorities efficiently. Outstanding organizational skills.