Compliance Associate

About General AtlanticGeneral Atlantic is a prominent global investment firm with over 45 years of experience in providing capital and strategic support to more than 830 companies. Since its inception in 1980, General Atlantic has consistently partnered with visionary entrepreneurs and investors to drive dynamic business growth and create long-term value. The firm operates on the belief that entrepreneurs are pivotal agents of transformational change, combining a collaborative global approach with sector-specific expertise and a profound understanding of growth drivers. This allows General Atlantic to scale innovative companies worldwide. The firm manages approximately $123 billion in assets, with a diverse investment platform that includes Growth Equity, Credit, Climate, and Sustainable Infrastructure strategies. With over 900 professionals across 20 countries, General Atlantic is well-equipped to support its clients. For more details, visit www.generalatlantic.com.Position SummaryGeneral Atlantic is on the lookout for a dedicated and detail-oriented Compliance Associate to become a part of its Legal and Compliance team. Reporting directly to the Deputy Chief Compliance Officer, this role is pivotal in supporting the firm’s global compliance initiatives.The Compliance Associate will primarily focus on the review of marketing and investor-facing materials, aiding in compliance policies and procedures both in the United States and internationally, and participating in broader compliance efforts such as training, testing, and anti-money laundering oversight. This position offers significant exposure to regulatory matters and fosters close collaboration with colleagues in New York City, Amsterdam, and Mumbai.This is an exceptional opportunity for an individual eager to enhance their knowledge of regulatory compliance, improve processes, and thrive in a collaborative, fast-paced environment within a respected registered investment advisory firm.

About impact.com impact.com is a commerce partnership marketing platform used by over 5,000 global brands, including Walmart, Uber, Shopify, Lenovo, L'Oréal, and Fanatics. The platform brings together affiliates, influencers, content publishers, brand ambassadors, and customer advocates, helping brands grow through performance-driven partnerships. impact.com’s suite of products, Performance (affiliate), Creator (influencer), and Advocate (customer referral), lets businesses manage and scale every type of partnership in one place. More than 350,000 partnerships are managed through the platform, delivering measurable results. Learn more at impact.com. Role Overview The Associate Program Compliance Manager joins the compliance team to support consumer protection efforts. This role focuses on investigating partner content to confirm it meets legal and advertising standards. It combines detailed operational work with the use of advanced technology to monitor compliance across a high volume of partnerships. What You Will Do Conduct thorough reviews of partner content to identify discrepancies or non-compliance with advertiser requirements. Document findings clearly and consistently, maintaining accurate records for compliance tracking. Apply complex legal and advertising regulations to real-world partner scenarios. Work hands-on with compliance monitoring tools and processes. Support the enforcement of strict policy standards across the partnership network. Who Thrives Here People who notice subtle details and spot inconsistencies quickly. Those who are comfortable managing a high volume of tasks and documentation. Individuals who enjoy applying complex rules and regulations in a practical setting. Professionals interested in the intersection of advertising law and technology. Location This position is based in New York City or Columbus, OH.

Start Dates Available: Immediate and Summer 2026About the RoleThe Research Compliance team plays a pivotal role in supporting the rapid growth of our business on a global scale. As a Research Compliance Associate, you will report directly to the Research Compliance Manager in New York, collaborating closely with our Legal, Client Protection, and Research teams, alongside other key business stakeholders.Key Responsibilities:Evaluate expert profiles and project requirements to ensure the effective delivery of specialized knowledge to our clients.Edit, proofread, and review written outputs (such as transcripts) to guarantee adherence to all relevant laws and AlphaSights' compliance policies.Partner with the Research team and various stakeholders to address compliance-related issues.Deliver legal and compliance training sessions to the Research team and other relevant parties.Develop and maintain compliance policies tailored to our Research services.We offer an environment that fosters autonomy and independence, empowering you to take initiative in your daily tasks. This role is perfect for individuals eager to gain experience in legal operations while directly engaging with the business dynamics of a forward-thinking global organization. We seek candidates who aspire to join our high-performance team, make a tangible impact, and contribute to AlphaSights' growth journey. Successful candidates typically exhibit:A keen eye for detail with exceptional proofreading skills.The ability to prioritize effectively, manage time efficiently, and remain organized in a fast-paced environment.Determination, ambition, and a goal-oriented mindset to oversee projects from inception to conclusion.

Join ThirdBridge as a Senior Compliance Associate and play a pivotal role in ensuring our operations adhere to industry regulations and standards. You will work closely with various teams to monitor compliance processes, conduct audits, and provide guidance on best practices. Your expertise will be instrumental in maintaining our commitment to integrity and transparency.

About Man GroupMan Group is a leading global investment management firm dedicated to delivering superior performance for discerning clients through our diverse offerings in Systematic, Discretionary, and Solutions. Our innovative investment strategies, supported by cutting-edge technology and extensive research, encompass both public and private markets across all major asset classes, with a particular emphasis on alternative investments. We pride ourselves on building strong partnerships with clients, crafting bespoke solutions to achieve their investment objectives and those of the millions of savers and retirees we serve.Headquartered in London, we manage assets totaling $227.6 billion* and have a presence in multiple global offices. Man Group plc is publicly traded on the London Stock Exchange under the ticker EMG.LN and is a member of the FTSE 250 Index. For further information, please visit www.man.com.* As of 31 December 2025Specific ResponsibilitiesConduct regular compliance testing and monitoring on a monthly, quarterly, and annual basis.Develop and maintain databases and checklists to streamline the workflow of the Legal and Compliance team.Assist in preparing regulatory filings and manage various email review processes.Support the execution and tracking of fund documents and counterparty agreements (e.g., ISDA, prime brokerage).Facilitate the opening of new funds and counterparty accounts.Manage documentation and maintain accurate records.Contribute to ad hoc projects aligned with the firm's priorities.Perform operational and administrative tasks as required.Key CompetenciesPreferred B.S. degree in Finance or Economics, though strong academic credentials are essential.Proficient in MS Word and Excel.Exceptional attention to detail.Strong organizational and problem-solving skills, with the ability to manage multiple tasks in a fast-paced environment.Demonstrated sound judgment in handling confidential information.Dependable and flexible team player with a collaborative mindset.Excellent interpersonal skills.

About UsAt Rain, we are at the forefront of revolutionizing global payments. Our dynamic team comprises innovative builders and seasoned founders dedicated to making stablecoins practical for everyday transactions. Our technology facilitates card payments, international transactions, B2B purchases, remittances, and much more. We collaborate closely with fintech companies, neobanks, and various institutions to deliver global, inclusive, and efficient financial solutions. Join us in shaping a future of finance that transcends borders.Our CultureWe nurture an open, flat organizational structure where growth aligns with individual aspirations. Every team member, regardless of their role, has the freedom to explore ideas and contribute to the strategic direction of our company.Role OverviewWe are on the lookout for a meticulous Compliance Associate with a strong foundation in KYC/KYB and AML regulations, both within the United States and internationally. The ideal candidate will have a comprehensive grasp of the regulatory frameworks governing financial products, alongside practical experience in compliance investigations and due diligence. We seek high achievers eager to promote our compliance culture while expanding their professional expertise in a rapidly evolving environment.Key ResponsibilitiesServe as a pivotal member of our compliance team, contributing to various organizational initiatives while reporting directly to the Chief Compliance Officer.Collaborate with team members to manage our robust compliance program and interact with all relevant regulatory bodies and financial service providers.Assess and review company policies, procedures, products, and business practices to ensure adherence to applicable laws and regulations.Enhance and optimize KYB, KYC, and AML processes informed by operational insights and best practices.Oversee the implementation of comprehensive regulatory compliance programs.

About Savvy Wealth:Savvy Wealth is revolutionizing the wealth management industry, a sector valued at $545 billion in the US, which has often lagged in technological advancements. Approximately 75% of financial advisors provide only basic digital communication and 62% still rely on Excel for financial planning. This traditional approach results in a subpar client experience, leading advisors to spend over 70% of their time on manual, non-client facing tasks.Savvy is transforming this landscape by developing a highly advisor-centric, digital-first platform that modernizes personal financial advice. Our partners leverage AI-enhanced software, automated marketing solutions, and streamlined back-office workflows to enhance efficiency and focus more on client interaction.With over $105M raised from prominent investors such as Thrive Capital, Index Ventures, and others, our team comprises seasoned founders and operators from leading companies like Airbnb, Square, and Facebook. We have quickly established a strong product-market fit, exceeding $2.2 billion in assets under management (AUM) in under three years and experiencing over 600% growth in the last 18 months. Join us in this exciting phase of rapid expansion!The RoleAs a Senior Associate in Legal & Compliance, you will play a critical role in ensuring the organization meets its legal and regulatory commitments. Your responsibilities will include managing contract processes, compliance oversight, regulatory submissions, policy formulation, and project management. This position demands meticulous attention to detail, a strong understanding of FINRA and SEC RIA requirements, sound legal judgment, and the ability to collaborate across departments to mitigate legal and regulatory risks. Experience with Broker-Dealers is advantageous.ResponsibilitiesLegal SupportAssist in drafting, reviewing, and managing contracts and legal documentation.Maintain comprehensive contract databases and ensure meticulous documentation and record-keeping.Support senior legal counsel regarding corporate and regulatory matters.Compliance & RegulatoryMonitor compliance with applicable regulations and internal policies.

OUR PURPOSETransforming money into a programmable asset.At HIFI, we believe that money should be as flexible and accessible as data. As the financial landscape evolves, we are committed to leading this change by providing developers and businesses with innovative tools for seamless value transfer at unparalleled speed. Our goal is to revolutionize the financial infrastructure of the internet.JOIN THE HIFI NEW GRAD PROGRAMAs part of HIFI's New Grad Program, this position is a structured 3-month contract offering recent graduates meaningful responsibilities, exceptional mentorship, and a pathway to full-time employment. You will work alongside a dedicated team on impactful projects from day one, paired with experienced colleagues to guide your development, and assessed for a full-time role upon successful completion of your contract.We seek individuals who are not just problem-solvers but also inquisitive thinkers who strive for excellence.KEY RESPONSIBILITIESAssist in KYC/KYB onboarding evaluations: collecting and verifying customer documentation, identifying issues, and facilitating resolutions.Support BSA/AML transaction monitoring and alert evaluations under the mentorship of senior compliance professionals.Conduct research on regulatory changes across critical jurisdictions including the US (FinCEN, OFAC, state MSB), EU, and emerging markets, summarizing findings effectively.Aid in the maintenance and updates of compliance policies, procedures, and internal control documentation.Assist in preparing for audits, regulatory inquiries, and licensing processes by organizing materials and tracking necessary actions.IDEAL CANDIDATE PROFILECurrently enrolled or recently graduated (expected graduation June 2026) with a Bachelor's degree in Law (pre-law), Finance, Business, Political Science, Economics, Criminal Justice, or a related field — or equivalent experience.Exceptional research and writing abilities — capable of digesting complex regulatory texts and distilling them for non-experts.Demonstrates high integrity and discretion in handling sensitive information.Ability to thrive in a fast-paced environment and manage multiple priorities.

Hunter Douglas stands as the premier global manufacturer of window coverings and a significant producer of architectural products. With over a century of innovation, our brand is synonymous with quality, offering proprietary products that combine cutting-edge style and functionality, enriching millions of homes and commercial spaces worldwide.We are on the lookout for dynamic, intelligent, and entrepreneurial candidates. We provide challenging and accelerated growth opportunities, driven by a collective ambition for success, creating an environment where your career can flourish. In exchange for your expertise, we are dedicated to offering a competitive and comprehensive total compensation and benefits package, ensuring you feel appreciated. Our aspiration is to become the fastest-growing and most beloved window covering company globally. What’s your ambition?Position OverviewWe are seeking an Associate General Counsel of Compliance to become an integral part of our team. Reporting directly to the Chief Compliance Officer, you will work collaboratively with the CCO and senior leadership to design and execute a successful global compliance program that spans various business units, functions, and jurisdictions. Your responsibilities will include establishing a risk-based framework to identify and prevent noncompliance with applicable laws and regulations, leading investigations into potential violations of Hunter Douglas’s Code of Business Conduct, policies, or relevant laws, and overseeing regulatory engagement and remedial actions as required.Key ResponsibilitiesGlobal Compliance Advisory: Offer expert guidance to business stakeholders on a range of global compliance matters, including data privacy, anti-corruption, sanctions, whistleblowing, and third-party risk management.Internal Investigations and Reporting: Direct internal investigations into potential compliance issues, respond to complex regulatory inquiries, manage helpline reports and caseloads, implement effective remediation plans, and provide progress reports to Hunter Douglas leadership.Compliance Training and Communication: Spearhead the global compliance training strategy and develop related materials to ensure that Hunter Douglas staff are well-informed about their legal and ethical obligations. Educate senior leaders on key regulatory risks.Policy Development and Integration: Create, periodically update, and manage Hunter Douglas’s Code of Business Conduct and related policies in accordance with leading guidance.

Join Chime as a Senior Associate in Business Compliance, where you will play a crucial role in ensuring that our operations comply with regulatory standards and internal policies. This exciting position requires a proactive approach to identify compliance risks and implement effective solutions.

Role Overview Democracy Prep Public Schools seeks an Associate Director of Compliance, Special Services in New York, NY. This position ensures that all schools meet regulatory requirements related to special services. The role involves leading compliance efforts and working closely with school leaders and staff to support a culture of accountability and high standards.

Available Start Dates: Summer 2026About the RoleAt AlphaSights, we are a collective of driven professionals dedicated to propelling progress for our clients and empowering them to make informed choices. As a Legal & Compliance Associate, you will become an integral part of our dynamic global Client Protection team. This team collaborates closely with our core service delivery teams to uphold the highest compliance standards while facilitating AlphaSights' rapid commercial growth. In this role, you will oversee client requests, develop and implement innovative policies and compliance products, anticipate potential business challenges, train employees, and provide daily guidance to our delivery teams. Your ability to think critically and swiftly, along with meticulous attention to detail and strong communication skills, will be essential in this fast-paced environment.You will manage multiple short-term and long-term requests simultaneously, enhancing your communication, prioritization, project management, and client management skills.Key Responsibilities Include:Monitor ongoing projects to identify and mitigate potential risks.Offer guidance to delivery teams on active projects.Collaborate with your regional and global team on long-term initiatives to anticipate and establish cutting-edge industry standards in this rapidly evolving sector.Engage with key internal stakeholders worldwide to drive progress and procedural enhancements.Design and implement comprehensive operational policies and processes that safeguard our clients.Create and facilitate tailored in-person and online training sessions for our delivery teams.This role is characterized by a fast-paced, cross-functional environment focused on problem-solving, attention to detail, creativity, and achieving results. Successful Legal & Compliance Associates at AlphaSights often advance into fulfilling careers in compliance, risk management, or operational leadership.

About Aquarian HoldingsAquarian Holdings is a dynamic global holding company with a diverse portfolio of insurance and asset management solutions. Since its inception in 2017, Aquarian has strategically acquired and operated insurance companies, focusing primarily on life and annuity underwriting. Our mission is to enhance balance sheet profitability through innovative insurance and reinsurance strategies, while optimizing operational efficiencies.In our journey, we have expanded our reach by investing in companies like Investors Heritage, enhancing their product offerings and distribution channels. Our expertise deepened with the acquisitions of Hudson Life and Annuity Company in 2021 and Somerset Re in 2022, allowing us to provide exceptional client service and sustainable growth.Our investment arm, Aquarian Investments, combines the best practices from the world's leading financial services firms with our unique approach, continuing to diversify into alternative assets and private credit. With approximately $25.8 billion in assets under management and a dedicated team of investment professionals, we are committed to delivering meaningful investment opportunities.We are excited to announce our upcoming merger with Brighthouse Financial, a leading provider of annuities and life insurance, expanding our portfolio significantly.

About Norm AiNorm Ai stands as a trailblazer in Legal & Compliance AI, representing a pinnacle of innovation with a client base managing a staggering $30 trillion in assets. Our groundbreaking approach transforms legal code into AI-driven solutions, enabling organizations to enhance their legal and compliance operations with unmatched speed, reliability, and trust.Our state-of-the-art platform integrates advanced AI technology, proprietary legal reasoning frameworks, and embedded regulatory expertise, setting a new standard in the industry.With over $140 million secured in funding from prestigious investors including Blackstone, Bain Capital, Vanguard, and more, we are poised for rapid growth and are expanding our team across various departments.At Norm Ai, we champion the concept of Legal Engineering, empowering lawyers to create and manage domain-specific AI agents through our proprietary no-code tools. Our team includes numerous attorneys from leading U.S. law firms, trained as Legal Engineers specializing in Large Language Model-driven legal workflows.We serve many of the world's foremost institutions, and as our company expands, we are seeking talented individuals to join our dynamic teams.AI Fluency:We expect all our team members to exhibit fluency in AI. Ideal candidates utilize AI tools regularly to enhance their work efficiency and problem-solving capabilities. During the interview process, candidates should be ready to provide specific examples of their AI application, demonstrating practical experience rather than theoretical knowledge.About Norm LawNorm Law is the first AI-native full-service law firm catering to global institutional clients, including Blackstone. Our unique discipline of Legal Engineering allows us to deliver swifter, more accurate, and consistent legal services by leveraging purpose-built AI agents for initial work assessments, while our lawyers focus on strategic judgment and expert advisory roles.

About Aquarian HoldingsAquarian Holdings is a leading global diversified holding company that specializes in innovative insurance and asset management solutions. Established in 2017, Aquarian has built a robust portfolio with a focus on enhancing profitability in life and annuity underwriting through strategic investments and operational optimization.Our flagship subsidiary, Aquarian Insurance Holdings, has made significant strides in the insurance sector by acquiring and managing companies that are committed to exceptional client service, as evidenced by our successful investment in Investors Heritage.We continue to expand our capabilities through strategic acquisitions and a dedicated approach to alternative assets and private credit, boasting approximately $25.8 billion in assets under management and a team of 40 investment professionals.As part of our growth, we are thrilled to announce our upcoming acquisition of Brighthouse Financial, a transaction that further solidifies our position in the industry.

About the Role Kalshi LLC seeks a Compliance Specialist to help maintain regulatory standards across our operations. This role sits in our New York office and focuses on supporting compliance efforts within the financial sector. What You Will Do Monitor and help enforce adherence to regulatory requirements Support ongoing compliance initiatives and processes Promote ethical practices throughout the organization Contribute to a culture where compliance is valued and understood What We Look For Keen attention to detail Strong interest in compliance and regulatory matters Commitment to ethical standards Ability to work effectively with cross-functional teams

Job Title: Manager / Director of ComplianceLocation: New York, NY or Atlanta, GARole Overview:At ClarityPay, we are on the lookout for a dynamic Manager or Director of Compliance to spearhead our expanding compliance program. This is a unique opportunity to join our legal and compliance team at a pivotal time of growth, offering a diverse range of responsibilities that are perfect for professionals who excel in dynamic environments rather than narrow specializations. If you are an experienced fintech compliance expert eager to innovate with AI-driven compliance solutions, or a versatile professional ready for a role that evolves with the company, this position places you at the forefront of regulatory advancements in financial technology.Key Responsibilities:Lead compliance initiatives, using AI to establish our internal compliance and operational risk testing program, and manage the company's compliance reporting functions.Work collaboratively on due diligence, ongoing oversight, and periodic testing of third-party vendors and merchants.Conduct internal compliance reviews of both merchant-facing and consumer-facing communications and materials.Assist in resolving escalated inquiries and complaints from customers and regulators.Coordinate timely and accurate responses to inquiries from ClarityPay’s regulators and program lenders.Collaborate across the organization to refine and enhance key processes and procedures.Identify and escalate significant matters appropriately.Support or lead additional compliance projects as directed by the Chief Legal & Compliance Officer.Qualifications:Minimum of 4 years of experience in the financial services sector.Demonstrated experience working directly with banks and other financial institutions.Strong familiarity with consumer financial services regulations.Proficient in Microsoft Office Suite.Quick learner with the ability to effectively leverage new technologies.

Join Labella Associates as an Accounting Associate, where you will play a vital role in supporting our financial operations. In this position, you will manage essential accounting tasks, ensuring accuracy and compliance with established regulations. You will collaborate with a dynamic team, contributing to the overall success of our organization.

About FinFin is an innovative payments platform designed for high-value, global, and instantaneous transactions. As a Series A company with backing from prominent investors like Sequoia and Circle, we leverage stablecoins to enable swift transfers of millions of dollars. Whether transferring to other Fin users, directly into bank accounts, or utilizing crypto rails, we redefine the speed and reliability of money movement globally. If financial institutions and payment solutions were to be reinvented today, they would embody the vision of Fin.About the RoleWe are looking for a dynamic and experienced professional to spearhead our Compliance team as the Compliance Lead. This pivotal role involves establishing a premier compliance program, ensuring compliance with international, federal, and state regulations while effectively managing risks through robust control mechanisms.You will play a critical role in developing our compliance framework from the ground up, creating policies, risk assessment procedures, training programs, and an overall compliance strategy that aligns with our business objectives.In addition to overseeing daily compliance operations, you will be the primary authority on emerging compliance challenges, especially in the rapidly evolving regulatory landscape concerning digital assets, blockchain, and cryptocurrency. Your strategies will not only address compliance issues but also support our company's growth initiatives.As the subject matter expert, you will advise both internal and external stakeholders on compliance risk factors, mitigation strategies, and the current regulatory environment. This role demands collaboration across departments and will influence significant decisions in leadership, product strategies, and partnerships.

Join Iterative Health as our Director of Compliance, where you will play a pivotal role in shaping our compliance strategy and ensuring adherence to regulatory requirements. This leadership position will involve developing and implementing compliance programs, monitoring compliance performance, and liaising with regulatory bodies. You will lead a team of compliance professionals and collaborate with various departments to cultivate a culture of compliance within the organization.