Senior Manager of Compliance

Join MongoDB as a Senior Manager of Compliance, where you will lead the development and implementation of compliance strategies to ensure adherence to regulatory requirements. You will collaborate with cross-functional teams to foster a culture of compliance across the organization.

Job Title: Manager / Director of ComplianceLocation: New York, NY or Atlanta, GARole Overview:At ClarityPay, we are on the lookout for a dynamic Manager or Director of Compliance to spearhead our expanding compliance program. This is a unique opportunity to join our legal and compliance team at a pivotal time of growth, offering a diverse range of responsibilities that are perfect for professionals who excel in dynamic environments rather than narrow specializations. If you are an experienced fintech compliance expert eager to innovate with AI-driven compliance solutions, or a versatile professional ready for a role that evolves with the company, this position places you at the forefront of regulatory advancements in financial technology.Key Responsibilities:Lead compliance initiatives, using AI to establish our internal compliance and operational risk testing program, and manage the company's compliance reporting functions.Work collaboratively on due diligence, ongoing oversight, and periodic testing of third-party vendors and merchants.Conduct internal compliance reviews of both merchant-facing and consumer-facing communications and materials.Assist in resolving escalated inquiries and complaints from customers and regulators.Coordinate timely and accurate responses to inquiries from ClarityPay’s regulators and program lenders.Collaborate across the organization to refine and enhance key processes and procedures.Identify and escalate significant matters appropriately.Support or lead additional compliance projects as directed by the Chief Legal & Compliance Officer.Qualifications:Minimum of 4 years of experience in the financial services sector.Demonstrated experience working directly with banks and other financial institutions.Strong familiarity with consumer financial services regulations.Proficient in Microsoft Office Suite.Quick learner with the ability to effectively leverage new technologies.

About BettermentBetterment is a premier, technology-driven financial services provider, specializing in innovative investing and retirement solutions tailored for retail investors and investment advisors. Additionally, we offer comprehensive financial wellness programs, such as a 401(k) service for small and medium-sized enterprises. Our team is dedicated to our mission: empowering individuals to build wealth confidently and effortlessly. We are based in NYC and provide hybrid working options (four days a week in the office). About the RoleWe are looking for an enthusiastic individual to join our dynamic team and oversee the compliance function at one of the most innovative registered investment advisors and broker-dealers in the industry. You should possess a meticulous attention to detail, a passion for inquiry, and an ability to thrive in a fast-paced environment. With substantial expertise in SEC and FINRA marketing regulations, particularly in marketing reviews, you will have strong leadership skills and be prepared to manage a team of two. You enjoy problem-solving collaboratively across various departments and are excited to engage in a vibrant work atmosphere.This position is located in our NYC office. The salary range provided below reflects the base salary for this role; actual salaries may vary based on location, experience, and performance. This range is just one aspect of Betterment’s overall compensation package for employees.

FanDuel Group is seeking a Privacy Compliance Manager to join its Legal and Compliance division in New York City. Reporting to the Corporate Compliance Senior Manager, this role plays a key part in upholding data privacy standards across the company’s global operations. Key responsibilities Develop and refine the privacy compliance framework to address evolving legal, regulatory, and internal requirements in multiple jurisdictions. Lead privacy initiatives, including conducting Privacy Impact Assessments and managing privacy rights requests. Oversee third-party risk management as it relates to privacy concerns. Maintain partnerships with privacy management platform providers. Collaborate with Legal, Technology, Procurement, Flutter Group teams, and other stakeholders to embed privacy-by-design principles into FanDuel products. Encourage responsible data use and foster a culture of privacy throughout the organization. Handle additional tasks as business needs change. Requirements Proven experience building and managing privacy programs, with a focus on operational execution and stakeholder engagement. Strong analytical, communication, and problem-solving abilities. Keen attention to detail and adaptability within a highly regulated setting. Collaboration This position works closely with Legal, Compliance, Technology, Product, and business teams to advance FanDuel’s privacy efforts.

Role Overview The City of New York seeks a Senior Attorney focused on Compliance and Enforcement. This position plays a key part in upholding legal and ethical standards throughout city departments. The Senior Attorney provides legal guidance on regulatory matters and supports efforts to maintain integrity and accountability in municipal operations. What You Will Do Advise city departments on compliance with laws and regulations Address legal challenges related to enforcement and regulatory issues Promote ethical practices and support citywide accountability Location This role is based in New York City.

Join our dynamic team at blacksmith as a Governance, Risk, and Compliance (GRC) Manager. In this pivotal role, you will oversee our GRC strategies, ensuring compliance with regulations and managing risks effectively. Your expertise will drive the development of policies, procedures, and frameworks that align with our business objectives.We are looking for a proactive leader who can communicate effectively across departments and foster a culture of compliance and risk mitigation. You will play a crucial role in guiding our organization through the complexities of regulatory requirements and risk assessments.

About impact.com impact.com is a commerce partnership marketing platform used by over 5,000 global brands, including Walmart, Uber, Shopify, Lenovo, L'Oréal, and Fanatics. The platform brings together affiliates, influencers, content publishers, brand ambassadors, and customer advocates, helping brands grow through performance-driven partnerships. impact.com’s suite of products, Performance (affiliate), Creator (influencer), and Advocate (customer referral), lets businesses manage and scale every type of partnership in one place. More than 350,000 partnerships are managed through the platform, delivering measurable results. Learn more at impact.com. Role Overview The Associate Program Compliance Manager joins the compliance team to support consumer protection efforts. This role focuses on investigating partner content to confirm it meets legal and advertising standards. It combines detailed operational work with the use of advanced technology to monitor compliance across a high volume of partnerships. What You Will Do Conduct thorough reviews of partner content to identify discrepancies or non-compliance with advertiser requirements. Document findings clearly and consistently, maintaining accurate records for compliance tracking. Apply complex legal and advertising regulations to real-world partner scenarios. Work hands-on with compliance monitoring tools and processes. Support the enforcement of strict policy standards across the partnership network. Who Thrives Here People who notice subtle details and spot inconsistencies quickly. Those who are comfortable managing a high volume of tasks and documentation. Individuals who enjoy applying complex rules and regulations in a practical setting. Professionals interested in the intersection of advertising law and technology. Location This position is based in New York City or Columbus, OH.

Description:The Compliance team at MongoDB is pivotal in overseeing the strategy, implementation, and upkeep of our global security certifications alongside various regulatory requirements. We guarantee that our cloud database offerings adhere to stringent security standards, catering to clients within some of the most heavily regulated industries across the globe.Serving as the primary liaison between external auditors and our internal Product, Engineering, and Legal teams, we aim to demystify intricate regulatory requirements and convert them into scalable operational processes, ensuring a compliant and audit-ready stance throughout our varied portfolio.The Program Manager / Senior Analyst position is a mid-to-senior level individual contributor role, tasked with steering high-stakes audits and specialized compliance initiatives. Unlike the Analyst position, this role encompasses full accountability for intricate international frameworks—such as IRAP and ENS High—and fosters relationships with our Financial Services clientele during detailed audit engagements. You will coordinate internal audit schedules and execute gap analyses for market expansions.

Join Norm Ai as Our Director of ComplianceNorm Ai is at the forefront of Legal and Compliance AI, serving a remarkable client base that manages over $30 trillion in assets. By transforming legal codes into AI-driven solutions, we empower enterprises to streamline their legal and compliance processes with unmatched reliability and trust.Our innovative platform seamlessly integrates cutting-edge AI with proprietary legal reasoning systems, backed by extensive legal and regulatory expertise.Recently, we secured over $140 million in funding from prominent investors, including Blackstone, Bain Capital, Vanguard, Citi, New York Life, TIAA, Coatue, Craft Ventures, Henry R. Kravis (KKR co-founder), and Marc Benioff (Salesforce CEO).Pioneering a new era in Legal Engineering, we enable lawyers to create and oversee domain-specific AI agents using our exclusive suite of no-code software tools. Our team comprises numerous lawyers from elite U.S. law firms, trained as Legal Engineers, specializing in Large Language Model-powered legal workflows.Our technology is already implemented in many of the world’s largest and most influential institutions. As we experience rapid growth, we are expanding our teams across all departments.AI Fluency Requirement:At Norm Ai, we expect every team member to possess a strong fluency in AI. Successful candidates will actively utilize AI in their daily tasks to enhance their creativity, problem-solving, and overall work efficiency. They should be ready to showcase their AI applications during the interview process, providing specific examples of tools, workflows, and outcomes. We prioritize practical, hands-on experience over theoretical knowledge.

Role Overview Sigma Computing is looking for a Governance, Risk & Compliance (GRC) Manager to lead the design and rollout of GRC programs. This role reports to the General Counsel and is based in New York City, NY or San Francisco, CA. What You Will Do Develop and execute GRC initiatives that support business growth and manage organizational risk. Work closely with teams across Legal, Engineering, Product, Sales, and Operations to build a GRC framework that protects company interests and supports strategic objectives. Strengthen governance structures and introduce scalable risk management processes. Ensure compliance with applicable regulatory standards while enabling the business to operate confidently and efficiently. Promote trust among internal and external stakeholders by maintaining high standards of governance and compliance. Location This position can be based in New York City, NY or San Francisco, CA.

Red Ventures seeks a Senior Compliance Associate to join the Growth and Transformation team, focusing on Activation & Controls. This role is available in either Charlotte, NC or New York City, NY. Key responsibilities Collaborate with teams from different departments to put compliance strategies into practice and refine existing processes. Assist with maintaining and achieving regulatory standards for various projects and company initiatives. Promote a workplace culture centered on integrity and accountability. Participate in identifying risks and shaping solutions that improve compliance controls. Locations Charlotte, NC New York City, NY

About UsAt Rillet, we empower accounting and finance teams to achieve unparalleled speed, accuracy, and insight in their operations. Our innovative AI-native ERP solution is designed to facilitate a zero-day close, combining a unified data model with numerous top-tier integrations, automated workflows, and an ever-evolving suite of specialized AI agents. This approach has led to exceptional customer satisfaction, with industry leaders such as Mercer, Windsurf, and Function Health relying on our rapid deployment capabilities to scale their financial operations.We have successfully secured $100 million in funding from prestigious investors like Sequoia and a16z, reinforcing our mission to revolutionize the financial landscape with AI-driven tools.Our CultureRillet's fast-paced environment is all about empowerment and agility. We seek individuals who take initiative, embrace challenges, and consistently deliver outstanding results. Our focus is always on our customers, and we foster a culture where the most critical tasks are prioritized, even if they deviate from the original plan.This role does not require accounting expertise but demands a genuine appreciation for how our solutions enhance our customers' financial capabilities. Ideal candidates are those who are passionate about fueling the financial backbone of high-growth companies.Your RoleAs our inaugural Senior GRC Analyst, you will have the unique opportunity to construct Rillet's governance, risk, and compliance framework from the ground up. You will play a pivotal role in establishing the security and compliance protocols necessary for a rapidly growing fintech company handling sensitive financial data. This includes managing our SOC 2 Type II certification, leading customer security evaluations, and developing scalable compliance processes that support, rather than hinder, our product development pace. You will collaborate closely with engineering and sales leadership to integrate security within our development lifecycle and promote trust and transparency in enterprise relationships.

About Us:At DailyPay, we are revolutionizing the payroll landscape. As a premier worktech organization and the leading provider of on-demand pay solutions, we empower America’s foremost employers to enhance their employee engagement through our acclaimed technology platform. This innovative voluntary employee benefit not only motivates workers to excel but also supports their financial health beyond the workplace.With our headquarters in New York City and operations spanning across the United States and Belfast, we invite you to learn more by visiting DailyPay's Press Center.The Role:We are in search of a Manager of Accounting & SOX Compliance to significantly contribute to our Corporate Accounting team and spearhead the establishment of DailyPay's SOX compliance program. This pivotal role will involve collaboration with various teams including Finance, Operations, Internal Audit, and IT to ensure the design and execution of robust internal controls. The ideal candidate will excel in a dynamic environment, have a comprehensive understanding of SOX and external audit mandates, and be dedicated to cultivating a culture of compliance and accountability.Does this sound like you? Keep reading!Your Impact:Integrate deeply within the Corporate Accounting function to thoroughly understand associated accounting processes.Coordinate and enhance the Accounting team’s SOX compliance initiatives, ensuring full adherence to regulatory standards.Assist the Corporate Accounting team during month-end closing activities as required.Collaborate with the Internal Audit team to maintain and update internal control documentation, including process narratives, risk control matrices, and flowcharts.Act as a liaison among external auditors, internal auditors, and internal teams to orchestrate annual walkthroughs and manage documentation requests for controls.Conduct quality assurance reviews of controls documentation to ensure compliance with SOX.Monitor control deficiencies, engage with control owners to implement remediation plans, and support the progress of remediation efforts.Partner with process owners to ensure that controls are effectively designed and incorporated into business processes, identify risks, and implement necessary mitigating controls.

Join Hudson River Trading (HRT) as an Options Compliance Officer within our dynamic Americas Compliance team in New York City. Reporting directly to the Americas Chief Compliance Officer, you will play a crucial role in ensuring compliance across all facets of HRT's U.S.-listed options and futures operations.The ideal candidate will possess extensive knowledge of U.S.-listed options and futures trading regulations, as well as an understanding of the intricate technical aspects of algorithmic and high-touch proprietary trading and market-making activities.

Join the City of New York as a Compliance Agent, where you will play a crucial role in ensuring adherence to regulatory standards. Your expertise will help maintain the integrity and compliance of municipal operations, contributing to a safer and more accountable city.

The City of New York is hiring a Compliance Supervisor based in New York City. This position plays a key role in maintaining regulatory standards and promoting ethical practices across several departments. Role overview The Compliance Supervisor collaborates with different teams to review and monitor policies and procedures. The goal is to ensure all practices meet current laws as well as internal guidelines. Key responsibilities Support compliance efforts across multiple departments Work closely with staff to confirm adherence to regulations Help align internal policies with legal requirements Requirements Experience with regulatory standards and compliance processes Ability to interpret laws and internal guidelines Strong communication and collaboration skills

Our Mission: Hospital-Quality Care, Everywhere.The healthcare sector is still burdened by outdated methods such as faxes and phone calls when it comes to coordinating critical patient care at home. At Verse Medical, we believe that both patients and the clinicians who support them deserve a more advanced system than one stuck in the past.We are dedicated to creating a modern software infrastructure that transforms healthcare delivery. As a well-supported Series C company, backed by notable investors like General Catalyst, SignalFire, and Sapphire Ventures, we are on a mission to mend a fragmented healthcare system. Our innovative platform bridges the gaps between providers, payors, and patients, ensuring everyone receives the high-quality care they need, where they live. We are rapidly expanding and are eager to welcome individuals who share our passion for this mission!Our Values: The Principles That Guide UsOur values shape our interactions and collaborations with partners. They are not merely phrases; they constitute the core principles that guide our daily decisions.Transparency: We maintain honesty and clarity in all our communications. We believe in sharing both good and bad news openly, fostering trust through respectful feedback.Speed of Iteration: Innovation thrives on learning through action. We prioritize quick iterations to deliver solutions to users, valuing progress over perfection.Focused Intensity: Our commitment to our mission drives us to give our best when it matters most, while also maintaining a sustainable pace to keep our team energized long-term.Empathy for Customers: We take ownership when users encounter challenges. Rather than asking them to adapt, we ask ourselves how we can improve their experience, believing that true innovation arises from genuine empathy.Your Impact: How You'll Help Us Heal a Broken SystemAs the Director of Compliance Operations, you will be responsible for ensuring our compliance with CMS and payors, managing our facilities, accreditations, and licenses efficiently. You will design processes, oversee operations, and lead a dedicated team focused on delivering precise, timely, and flawless execution.

OverviewJoin us at bettermoney, where we are pioneering the future of stablecoin payments. Our vision is to establish a stablecoin clearinghouse that facilitates seamless transactions, treating stablecoins as true currency rather than mere trading assets. We are committed to long-term growth, and compliance will be our top priority from the outset. We invite you to help us develop and expand our compliance program.About bettermoneyAt bettermoney, we strongly believe that stablecoins represent a superior form of currency and will transform the payments landscape. We are addressing critical issues that impede the adoption of stablecoins, starting with our innovative clearinghouse. Based in New York City, we are a dynamic and resourceful team backed by $10M in funding from a16z Crypto and other esteemed partners. Together, we aim to revolutionize the financial world with better money.Your ResponsibilitiesDevelop and oversee our compliance program, including BSA/AML, KYC, and sanctions screening frameworks.Lead the application process for money transmitter licenses (MTL) at the state level.Create, implement, and maintain compliance policies, procedures, and controls.Recruit and build a high-performing compliance team over time.Other duties as assigned.QualificationsProven experience as the head of compliance or Chief Compliance Officer (CCO) for a licensed money transmitter or banking institution.Demonstrated success in preparing and submitting MTL applications across multiple states.In-depth knowledge of BSA/AML, KYC/KYB, OFAC, and state money transmission regulations.Familiarity with the regulatory environment surrounding stablecoins, cryptocurrency, or digital assets is an advantage.Innovative thinker and problem-solver, focused on creating effective solutions.Our Core ValuesChallenge the Norm - We find it unacceptable that traditional payments can take days and incur hefty fees. Our mission is to expedite the future of finance with determination.Be Proactive - We operate with a sense of urgency and accountability, diligently tracking metrics, networking, and exceeding expectations. Ask yourself: Can this be achieved today?Trust is Paramount - Building trust is essential; security and integrity are at our core. Every interaction and product should reinforce trust. This is non-negotiable.

Role overview The Compliance Specialist at the City of New York plays a key part in upholding regulatory and policy standards throughout city operations. The position centers on monitoring compliance with legal and internal requirements, ensuring that departments follow established rules and procedures. What you will do Carry out thorough audits of city operations and processes Spot and evaluate areas where compliance risks may arise Work with various departments to resolve compliance issues Assist in putting corrective actions in place when standards are not met Location This role is located in New York City.

About Savvy Wealth:Savvy Wealth is revolutionizing the wealth management industry, a sector valued at $545 billion in the US, which has often lagged in technological advancements. Approximately 75% of financial advisors provide only basic digital communication and 62% still rely on Excel for financial planning. This traditional approach results in a subpar client experience, leading advisors to spend over 70% of their time on manual, non-client facing tasks.Savvy is transforming this landscape by developing a highly advisor-centric, digital-first platform that modernizes personal financial advice. Our partners leverage AI-enhanced software, automated marketing solutions, and streamlined back-office workflows to enhance efficiency and focus more on client interaction.With over $105M raised from prominent investors such as Thrive Capital, Index Ventures, and others, our team comprises seasoned founders and operators from leading companies like Airbnb, Square, and Facebook. We have quickly established a strong product-market fit, exceeding $2.2 billion in assets under management (AUM) in under three years and experiencing over 600% growth in the last 18 months. Join us in this exciting phase of rapid expansion!The RoleAs a Senior Associate in Legal & Compliance, you will play a critical role in ensuring the organization meets its legal and regulatory commitments. Your responsibilities will include managing contract processes, compliance oversight, regulatory submissions, policy formulation, and project management. This position demands meticulous attention to detail, a strong understanding of FINRA and SEC RIA requirements, sound legal judgment, and the ability to collaborate across departments to mitigate legal and regulatory risks. Experience with Broker-Dealers is advantageous.ResponsibilitiesLegal SupportAssist in drafting, reviewing, and managing contracts and legal documentation.Maintain comprehensive contract databases and ensure meticulous documentation and record-keeping.Support senior legal counsel regarding corporate and regulatory matters.Compliance & RegulatoryMonitor compliance with applicable regulations and internal policies.