Research Compliance Manager

Role overview AlphaSights is hiring a Research Compliance Manager in London. This role focuses on upholding ethical standards across all research activities. The position centers on building and maintaining compliance frameworks that protect both client trust and the integrity of the company's work. What you will do Develop and implement compliance policies for research practices Conduct audits to assess adherence to internal and external standards Deliver training sessions to staff on compliance topics Impact Your work will help ensure AlphaSights' research meets ethical requirements and client expectations. The policies and training you provide will support a culture of accountability and transparency.

avomind connects decision-makers in private equity, consulting, corporate strategy, and investment management with industry experts and market insights. With offices in Europe, North America, and Asia, avomind supports consulting firms, investment funds, and multinational corporations across many industries. Role overview The Research Compliance Manager joins the global Legal and Compliance team, focusing on the Research business. Reporting to the Director of Research Compliance in London, this role works closely with Legal, Client Protection, Research, Product, and Engineering teams. Based in London, the position involves frequent collaboration with colleagues across nine offices worldwide. What you will do Develop and implement legal and compliance procedures to ensure research outputs comply with relevant laws and regulations. Design and execute strategies to monitor and review company research. Work with Research, Product, and Engineering teams to achieve shared objectives. Recruit, onboard, train, and manage a team of Research Compliance associates in London. Guide the team in reviewing and approving expert insights for compliance with laws and company policies. Collaborate with Product and Engineering to improve research delivery platforms and technologies. Create marketing materials to support and train the Research and Client Services teams. What avomind offers This position provides the opportunity to shape and grow the Research Compliance Team in a commercial environment. The role offers autonomy in daily operations and support to take initiative as the team develops.

Start Date: Immediate and Summer 2026About the RoleThe Research Compliance team at AlphaSights is a vibrant and forward-thinking function that facilitates the growth of our rapidly expanding business sectors worldwide. As a Research Compliance Associate, you will report directly to the Research Compliance Manager in London and collaborate closely with Research teams to ensure the secure and compliant delivery of our research products. You will also engage with the Legal and Client Protection teams and other stakeholders across the organization. Your key responsibilities will include:Evaluating expert profiles and project requirements to ensure the effective delivery of expert knowledge to our clients by the Research team.Formatting, proofreading, and screening written outputs (such as transcripts) to confirm adherence to AlphaSights’ legal and compliance policies as well as relevant regulatory requirements.Collaborating with the Research team and various stakeholders to address any compliance concerns.Providing legal and compliance training to the Research team and other involved parties.Drafting and maintaining compliance policies for our Research services.We strive to empower you with autonomy and independence in your daily tasks, offering you the opportunity to take initiative. This role is ideal for someone eager to gain experience in compliance, legal, and operations while being directly involved in the commercial and organizational dynamics of a dynamic global business. We seek an individual who is enthusiastic about joining our high-performance team, making a tangible impact, and contributing to AlphaSights’ growth journey. Many of our successful candidates exhibit the following traits:Exceptional proofreading skills and meticulous attention to detail.Strong organizational abilities, effective task prioritization, and the capability to execute swiftly within a fast-paced environment.Determination, motivation, and a goal-oriented mindset, taking ownership of projects from inception to completion.

About the RoleJoin Woozle Research as an Associate Director in our dynamic London or Glasgow office. This pivotal leadership role is designed for seasoned professionals eager to influence high-caliber primary research utilized by leading hedge funds, private equity firms, and consultancies worldwide.Your key responsibilities include leading a team of Analysts and Associates, ensuring our deliverables consistently surpass client expectations, and nurturing lasting partnerships with investors and decision-makers.If you are passionate about guiding teams, enhancing client relationships, and delivering impactful market insights, we want to hear from you!

Join Our Mission at FreetradeAt Freetrade, we are dedicated to transforming the way individuals invest. For too long, investing has been seen as a complex and costly endeavor, preventing many from maximizing their savings. We are committed to changing that narrative.We are expanding our team and seeking passionate individuals eager to redefine investment strategies for our customers. If you thrive on tackling intricate challenges and developing innovative solutions, you will find a welcoming environment here.2026 marks a significant milestone for us. Last year, we proudly announced our integration with the IG Group, enhancing our capabilities while maintaining our independence. This collaboration allows us to tap into the robust resources of an industry leader.As we embark on this journey, we are fast-tracking our development plans and enhancing our offerings, including new features like mutual funds, bonds, and family investment tools, while exploring AI to elevate customer experiences.We are currently seeking a Senior Compliance Manager to spearhead our Compliance program. In this pivotal role, you will identify and manage regulatory risks, providing strategic guidance to our business operations both proactively and reactively.Your Responsibilities:Lead the implementation of Freetrade’s Compliance program, delivering expert regulatory advice across the organization.Drive Compliance Advisory initiatives in collaboration with senior management, product teams, engineers, and operations personnel, offering practical advice on product development and regulatory changes.Engage with various teams at all levels to oversee and challenge business practices.Manage the Compliance review and controls testing processes.Guide and develop Compliance team members in the UK and Hungary, fostering their professional growth.Oversee the development and implementation of key Compliance policies, processes, and controls, and proactively identify enhancements.Contribute to the creation and presentation of internal and governance reports.Your Profile:Extensive experience in the financial services sector, ideally in compliance or regulatory roles.Strong problem-solving skills and the ability to provide constructive feedback.Excellent interpersonal and communication skills, with a focus on collaboration.Proven track record in managing compliance frameworks and risk assessment.

Join the Future of Finance with Light!At Light, we are on a mission to revolutionize the outdated ERP systems of the past with a cutting-edge software solution that feels dynamic and intuitive. Our Smart Financial Platform empowers global enterprises with automated accounting, real-time reporting, and the ability to manage financial flows at an unprecedented speed.We pride ourselves on our collaborative culture, rapid delivery, and meticulous attention to detail. In just a short period, Light has evolved from a concept to the essential operating core for prominent companies such as Lovable, Legora, and Keyshot. Our users don't just utilize Light—they revel in the experience.As a pioneering team, we are defining a new software category, bringing together engineers passionate about debits and credits, designers focused on reconciliation states, and operators treating finance as a product. If you are eager to modernize how money flows in the world—one innovative workflow at a time—you are in the right place.Supported by top-tier investors and guided by industry leaders, we are creating category-defining products with the autonomy to execute ambitious plans and take ownership of our results.Join us in making Light the global standard for next-gen finance.Your Role: Global Compliance ManagerAs the Global Compliance Manager, you will take charge of compliance execution at Light. Reporting to the Head of Finance & Core Operations, you will manage our SOC 1, SOC 2, and PCI compliance programs from start to finish, ensuring we remain audit-ready and that our controls function effectively in practice.This is a hands-on, operational role where you will coordinate audits, collaborate with DevSecOps and engineering teams on control implementation, track evidence and remediation efforts, and assist with customer and partner due diligence processes. Your mission is to make compliance straightforward, predictable, and scalable.Our Working EnvironmentUtilizing AWS infrastructure (EKS, RDS PostgreSQL, Lambda, ECR, S3, SES, Bedrock for AI/LLM)Kotlin backend with Gradle, Next.js frontend with TypeScriptEmploying GitHub Actions for CI/CD, Terraform for infrastructure management, Kubernetes using Tanka/JsonnetMonitoring with Datadog and CloudWatchA distributed team of 25 engineers scaling to 50+Your ResponsibilitiesManage compliance programs for SOC 1, SOC 2 (Type I & II), and PCI DSSPlan and oversee audits, including managing timelines and auditor relationshipsLead evidence collection, review, and submission processesTrack audit findings and ensure timely remediation in collaboration with engineeringFacilitate customer and partner due diligence processes

About UsAt The Economist Group (TEG), our mission is to drive progress and foster innovation, independence, and rigor across our diverse business sectors. We empower individuals and organizations to navigate the complex challenges facing our world through analytical insights and evidence-based research.Operating in 170 countries, our renowned brands—The Economist, Economist Impact, Economist Intelligence, and Economist Education—deliver valuable analysis and insights to our subscribers and clients, cementing our reputation for excellence and integrity.The Senior Research Manager will spearhead The Economist’s B2C Research function, acting as a trusted advisor to senior stakeholders to support impactful strategic decision-making. This role involves leading a dedicated team to deliver top-tier research that yields actionable insights into audiences, brands, and market categories.The primary goal of this position is to cultivate a high-performing team that fosters deep partnerships with senior executives, crafting compelling narratives that drive strategic business actions. Additionally, the Senior Research Manager will re-envision the Research function, leveraging AI to enhance the timeliness, rigor, and impact of insights.Direct Reports: 3 Lead ResearchersMeasures of SuccessQualitative Measures:Trusted Adviser Status: The extent to which the Senior Research Manager and their team are proactively consulted on complex strategic questions rather than being reactive order-takers.Influence & Relationship Strength: The ability to forge strong partnerships with business stakeholders to understand their core challenges and influence decision-making.Insight Narrative Quality and Impact: The effectiveness of storytelling and the creation of impactful narratives that lead to definitive business actions.Focus on Excellence: The degree to which the team is recognized as a leader in excellence, setting and achieving the highest standards in quality, pace, innovation, and expertise.

Primary Objective of the RoleThe Compliance & Risk Manager plays a vital role in supporting the Director responsible for Legal Risk & Compliance, enhancing CIFF’s commitment to a culture of compliance and effective risk management. This position ensures that all operations adhere to relevant legal, ethical, and regulatory standards while managing risk across the organization.This role emphasizes:1. Implementing CIFF’s compliance framework globally, focusing on areas such as anti-fraud, corruption, data protection, conflicts of interest, and modern slavery, with backing from local legal advisors.2. Assisting in the development and management of CIFF’s organizational risk management framework, ensuring that potential risks are identified, evaluated, and mitigated effectively.3. Evaluating compliance risks and addressing issues within CIFF’s programs, while also supporting the Director overseeing Safeguarding with compliance-related aspects.Key ResponsibilitiesCompliance Oversight and SupportLead the implementation and ongoing enhancement of CIFF’s compliance framework, policies, and procedures.Provide daily guidance to programme, operations, and country teams to uphold CIFF’s standards and regulatory obligations.Collaborate with the CIFF Legal Team and external lawyers to identify and navigate compliance matters in various jurisdictions.Partner with Directors managing Legal Risk & Compliance and Safeguarding to articulate CIFF’s compliance approach across its global operations.Support the management of compliance-related incidents within CIFF programs and advise on compliance obligations associated with these incidents.Ensure regular compliance and risk reports are prepared for the Executive Team and Board.Champion compliance awareness within CIFF through effective communication, guidance, and training.Identify and implement technology solutions to monitor and manage regulatory updates across key jurisdictions.Risk Management and GovernanceCollaboratively maintain CIFF’s organizational risk framework with the Director, Legal Risk & Compliance.Monitor and update risk mitigation strategies, escalating significant risks to the Director and Executive Team as necessary.Support the integration of compliance and risk management practices across all levels of the organization.

Ebury is looking for a Financial Crime Compliance Manager to join the London Victoria office. This hybrid role requires four days in the office and one day working from home each week. This position reports to the Group Compliance Director and focuses on shaping and maintaining Ebury’s global financial crime framework, covering areas such as anti-money laundering (AML), counter-terrorist financing (CTF), and anti-bribery and corruption (ABC). The role blends regulatory advisory, policy drafting, and strategic project management, with a strong focus on operational efficiency and the adoption of innovative solutions, including AI-driven controls. Role overview The Financial Crime Compliance Manager leads the ongoing development of Ebury’s financial crime program. This includes challenging existing processes, working with business units to simplify and automate controls, and providing regular assessments of the program’s effectiveness and direction. Key responsibilities Group Policy & Framework Drafting: Take primary responsibility for drafting comprehensive financial crime policies, standards, and frameworks. Ensure all documentation meets regulatory requirements and is consistent across jurisdictions, entities, and product lines. Framework Design & Evolution: Lead the design and continuous improvement of Ebury’s global financial crime program, building a foundation for effective risk management and compliance.

At Genius Sports, we are at the forefront of a revolutionary approach to sports technology, harnessing cutting-edge advancements and exceptional live data to enhance fan engagement globally. Our mission is to create experiences that are immersive, interactive, and tailored to individual preferences. Learn more at geniussports.com About the Role:The Corporate Compliance Manager will play a pivotal role in ensuring our operations align with regulatory standards and internal policies. You will lead compliance initiatives, assess risks, and develop strategies to enhance compliance across the organization.

At Ripple, we are revolutionizing the way value is transferred globally, akin to the speed of information today. Our ambitious initiatives in cryptocurrency aim to enhance the financial landscape for institutions, businesses, governments, and developers, fostering economic equity and expanding opportunities worldwide. Join us in doing meaningful work while developing your skills alongside a supportive team.If you're eager to make a significant impact and tap into remarkable career advancement prospects, we invite you to join us in creating genuine value.THE ROLE:Ripple is expanding its Regulatory Compliance team and is on the lookout for a seasoned Regulatory Compliance Manager to become part of our dynamic global team. This position offers a unique chance to assist in the daily functions of our Business Continuity Management Program, ensuring operational resilience. Your contributions will be pivotal in the successful implementation of our program.KEY RESPONSIBILITIES:Oversee the identification and management of Important and Critical Business Services.Maintain a thorough mapping of personnel, processes, technology, and data, proactively addressing Single Points of Failure and concentration risks within Ripple’s crucial ICT third-party service providers.Define and calibrate Impact Tolerances and Recovery Objectives, establishing measurable metrics to ensure Ripple remains compliant during disruptions.Facilitate a comprehensive testing program across global jurisdictions to validate effective recovery strategies.Lead the annual business impact analyses and risk assessments, ensuring timely completion and maintenance.Support Crisis Management and Business Resumption teams, prioritizing service delivery and adherence to regulatory notification timelines.Prepare high-quality reports, KPIs, and presentation materials for Board and Risk Committees, offering a transparent view of Ripple’s global resilience status.Collaborate with various stakeholders to ensure robust internal oversight and governance across Ripple’s regulated entities.Complete special assignments within other Regulatory Compliance program areas as required.

Role Overview NextEnergy Group is seeking a Senior Compliance and Legal Manager to strengthen our Compliance and Group Legal functions as we grow. Based in London, this role supports our global operations and investments by overseeing a broad range of regulatory, compliance, and risk matters across multiple jurisdictions. Attention to detail and a proactive approach are essential for success in this position. Main Responsibilities This role reports directly to the Chief Compliance and Legal Officer and is a key member of the Compliance team. Core duties include: Deputy to the CCLO: Step in for the Chief Compliance and Legal Officer as needed, managing compliance and legal projects. Responsibilities include data protection, cybersecurity, and ensuring regulatory obligations are met. Second Line of Defence: Oversee ESG reporting, including CSRD, CSDDD, and UK requirements. Manage the Risk Management Framework and improve record-keeping and reporting for internal committees. Financial Crime Advisory: Advise on financial crime risks such as Anti-Money Laundering and terrorist financing. Support Investment Teams with KYC/AML and audit requests, and provide guidance to control functions. Compliance Testing: Implement and monitor the team's control framework and compliance testing objectives. Carry out assessments of the US Compliance Programme as directed by the CCLO. Management Information: Help develop improved Management Information, ensuring thorough documentation and follow-up of all compliance activities. Location This position is based in London, England, United Kingdom.

Why Choose PlayStation?PlayStation is not only the premier destination for gaming but also an exceptional workplace. As a global leader in entertainment, we are at the forefront of creating the PlayStation family of products and services, including PlayStation®5, PlayStation®4, PlayStation®VR, PlayStation®Plus, and award-winning software titles from PlayStation Studios.We are committed to fostering an inclusive culture that empowers our employees and celebrates diversity. We invite all individuals passionate about innovation, technology, and gaming to explore our open positions and become part of our expanding global team.The PlayStation brand operates under Sony Interactive Entertainment, a wholly-owned subsidiary of Sony Group Corporation.Role Overview:The Technical Compliance Manager plays a pivotal role in the Product Safety & Compliance (PS&C) function. This position is responsible for overseeing regulatory tracking, managing operational compliance initiatives, governance of export control, and investigating safety incidents. The role requires close collaboration with cross-functional teams to uphold stringent compliance standards.Key Responsibilities:Regulatory ComplianceFacilitate comprehensive legislative tracking to ensure PS&C compliance requirements are effectively communicated and executed across the organization ahead of enforcement deadlines.Conduct horizon scanning to identify global regulations and standards relevant to consumer electronics.Monitor developments in PS&C-related policies and provide technical assistance to policy teams concerning proposed legislative modifications.Operational ComplianceServe as the global subject matter expert on emerging compliance domains such as cybersecurity, AI, and parental control legislation, collaborating with relevant teams to define compliance scopes.Assist in the operational implementation of compliance activities, including warnings, declarations of conformity, certifications, and online notifications.Manage compliance requirements related to batteries, encompassing dangerous goods classifications, state of charge prerequisites, and consumer information dissemination.Support PS&C certification processes for new product launches by coordinating with external testing laboratories and ensuring alignment with timelines, sales objectives, and market entry strategies.Contribute to managing consumer information and related compliance responsibilities.Export ControlsOversee import and export compliance to ensure adherence to relevant regulations.

Join Box as a Senior Compliance Manager and play a pivotal role in enhancing our certification portfolio across the EMEA region. You will leverage your auditing expertise and in-depth knowledge of information security to strategize, implement, and uphold existing and new compliance certifications. Collaborate with cross-functional teams, including engineering and product, to ensure our certifications meet the highest standards while driving continuous improvement and stakeholder engagement. Your communication skills will be essential as you articulate Box's compliance initiatives to both internal teams and external partners.

Role Overview Wise is hiring a Product Compliance & Risk Manager focused on the Middle East and Africa (MEA) region. This London-based role centers on making sure Wise products meet all relevant compliance standards and that risks tied to our operations are managed effectively. What You Will Do Work closely with teams across Wise to spot compliance needs for MEA products. Shape and implement risk management strategies that address local regulatory demands. Support product improvements so they align with evolving rules and standards in the region. Collaboration This position involves regular interaction with colleagues from different departments to keep Wise’s offerings compliant and resilient as regulations change.

We are seeking a dedicated and detail-oriented Security and Compliance Manager to join our team at Sierra in London. In this pivotal role, you will be responsible for overseeing and enhancing our security protocols and compliance initiatives to ensure the protection of our assets and adherence to regulatory standards. You will collaborate with various departments to implement best practices and foster a culture of security awareness throughout the organization.

Join Wise as a Senior Product Compliance Manager specializing in Pricing. In this pivotal role, you will oversee compliance strategies and ensure that our pricing models adhere to regulatory standards. You will collaborate with cross-functional teams to optimize pricing processes and enhance our product offerings. If you are passionate about compliance and have a keen eye for detail, we want to hear from you!

About CFGI:Founded in 2000 by a team of seasoned professionals from the Big 4, Corporate Finance Group, Inc. (CFGI) stands at the forefront of the industry, equipped to expertly navigate the intricate landscape of accounting, reporting, compliance, and tax. Our team comprises elite professionals with extensive public accounting backgrounds, allowing us to meet diverse client needs without the constraints of auditor independence. With a wealth of knowledge gained across various sectors, CFGI is adept at guiding organizations through both routine and intricate business scenarios. This partnership offers innovative solutions to tackle our clients' most pressing accounting, financial, and operational challenges.We pride ourselves on delivering a distinctive blend of integrity, adaptability, creative solutions, and profound tax expertise. Our clientele ranges from leading global public companies to privately held, early-stage, and venture-backed enterprises. At CFGI, we highly value a culture of continuous learning, encouraging collaboration and rewarding professional excellence. Role Overview: CFGI is on the lookout for an ambitious and proactive Tax Manager to join our UK tax team. This position presents an exceptional opportunity for an individual who is entrepreneurial and eager to redefine the standards within the UK tax services landscape.In this role, you will engage in all facets of UK corporate tax, encompassing reporting, compliance, governance, and advisory services. You will work closely with both our clients and senior members of the UK tax team to deliver these essential services. 1. Client Service Delivery a) Tax Reporting: Your responsibilities will include providing UK tax reporting services to our varied clientele, which includes: · Publicly listed companies in the UK.· US-based multinational corporations (including US-listed groups).· Privately owned and private equity-backed groups in the UK. The specific scope of tax reporting work will vary but typically includes:· Preparation of tax computations for UK entities...

Role OverviewAs a key member of our compliance-driven due diligence team at Control Risks, your primary responsibility will be to evaluate our clients’ potential business partners and counterparts for any reputational or legal risks. This pivotal role is situated within our dedicated VANTAGE team, where you will perform in-depth media analysis, utilize databases, and examine primary documents to identify any criminal or reputational issues, as well as determine ultimate beneficial ownership and scrutinize intricate corporate structures for potential political and sanctions-related exposures.In this fast-paced environment, you will be tasked with synthesizing findings from Open Source Intelligence (OSINT) and Human Intelligence (HUMINT) research into concise reports within tight deadlines. Attention to detail is critical, and the ideal candidate will thrive as part of a collaborative team while maintaining a positive demeanor under pressure. You will need to effectively communicate complex information through clear and precise writing.Key Responsibilities: Engage in a variety of due diligence projects, encompassing corporate compliance, anti-bribery/anti-corruption (ABAC), environmental, social, and governance (ESG) considerations, as well as financial crime assessments, IPOs, and Know Your Customer (KYC) evaluations. Conduct comprehensive media and database research adhering to established methodologies. Collaborate with in-country networks to gather compliance-related insights unavailable through OSINT. Analyze results within the context of the respective project and geographical area. Draw conclusions and discern indirect connections from research findings. Assess findings using standardized or customized risk assessment frameworks. Compile and summarize relevant findings in detailed reports. Present and brief internal stakeholders on research outcomes when necessary. Work in tandem with colleagues across different teams to deliver cohesive project outcomes.

Join OKX as the Director of Compliance for the EMEA region, where you will spearhead our compliance strategy across Europe. This role transcends traditional advisory responsibilities, empowering you to actively shape and enhance our compliance framework. You will lead a dynamic team of country heads and MLROs, fostering collaboration and operational excellence to ensure OKX meets the highest compliance standards while accelerating our business growth. Your strategic insights will help streamline our processes, reduce friction in compliance operations, and support our commitment to a transparent and secure digital asset landscape.