Regulatory Compliance Manager

At Ripple, we are revolutionizing the way value is transferred globally, akin to the speed of information today. Our ambitious initiatives in cryptocurrency aim to enhance the financial landscape for institutions, businesses, governments, and developers, fostering economic equity and expanding opportunities worldwide. Join us in doing meaningful work while developing your skills alongside a supportive team.If you're eager to make a significant impact and tap into remarkable career advancement prospects, we invite you to join us in creating genuine value.THE ROLE:Ripple is expanding its Regulatory Compliance team and is on the lookout for a seasoned Regulatory Compliance Manager to become part of our dynamic global team. This position offers a unique chance to assist in the daily functions of our Business Continuity Management Program, ensuring operational resilience. Your contributions will be pivotal in the successful implementation of our program.KEY RESPONSIBILITIES:Oversee the identification and management of Important and Critical Business Services.Maintain a thorough mapping of personnel, processes, technology, and data, proactively addressing Single Points of Failure and concentration risks within Ripple’s crucial ICT third-party service providers.Define and calibrate Impact Tolerances and Recovery Objectives, establishing measurable metrics to ensure Ripple remains compliant during disruptions.Facilitate a comprehensive testing program across global jurisdictions to validate effective recovery strategies.Lead the annual business impact analyses and risk assessments, ensuring timely completion and maintenance.Support Crisis Management and Business Resumption teams, prioritizing service delivery and adherence to regulatory notification timelines.Prepare high-quality reports, KPIs, and presentation materials for Board and Risk Committees, offering a transparent view of Ripple’s global resilience status.Collaborate with various stakeholders to ensure robust internal oversight and governance across Ripple’s regulated entities.Complete special assignments within other Regulatory Compliance program areas as required.

Join IQEQ, a leader in regulatory compliance, as a Regulatory Compliance Consultant. This is a fantastic opportunity for individuals looking to advance their careers in a dynamic environment.As a Compliance Consultant, you will be pivotal in helping our clients meet their regulatory obligations and navigate the complexities of compliance frameworks. You will work closely with our Client Services department to deliver tailored solutions that align with our clients' needs.

At AlixPartners, we tackle the most intricate and pressing challenges by swiftly transitioning from analysis to actionable solutions when it truly matters; generating value that leaves a lasting mark on corporations, their workforce, and the communities they engage with. Our commitment to understanding, respecting, and honoring the diverse needs of our employees, clients, and communities fosters an inclusive environment. We firmly believe in the enriching impact of diversity on our experiences and are dedicated to the continuous improvement of our initiatives, policies, and practices. We hold ourselves accountable by providing a platform for authenticity, growth, and equity for all. Embracing a hybrid work model, AlixPartners offers flexibility to support our employees' work-life balance. Our approach combines a blend of in-person work (either at client sites or AlixPartners offices) and remote work. While travel is a component of this role, its frequency will vary based on client needs, team dynamics, and individual situations.

Maven Securities Holding Ltd is a leading proprietary trading firm specializing in the allocation of internal capital across a variety of strategies, including discretionary, systematic, and market-making approaches. Our team comprises expert traders, engineers, and technologists, all committed to enhancing our efficiency as a top liquidity provider in the global derivatives market. We utilize advanced execution and pricing technologies to transform and refine the operation of financial markets. As we continue to expand our operations, we maintain the dynamic energy and innovative culture of a start-up while minimizing associated risks.Role OverviewPosition Overview: We are actively looking for an accomplished Compliance Manager (Regulatory Reporting) to become part of our London office. Reporting directly to the Head of European Compliance, you will assume a pivotal leadership role in ensuring precise, timely, and compliant regulatory reporting across various frameworks, including MiFID II/MiFIR (typically through Approved Reporting Mechanisms), EMIR, CAT, short/long transparency, and related regulations pertinent to UK and EU investment firms. You will champion the integrity of reporting processes, implement robust controls, manage reconciliation, and handle exceptions, collaborating closely with technology teams to facilitate the automation of reporting and management information production. As a key subject matter expert, you will possess the flexibility to adapt the scope of your role in line with evolving regulations and business requirements.

As a Regulatory Compliance Associate in the 2nd Line of Defense, you will conduct a thorough gap analysis to identify regulatory compliance requirements in relation to current business processes prior to business integration.Key Responsibilities:· Facilitate the implementation of compliance measures across the organization to ensure a seamless transition while adhering to regulatory guidelines and maintaining the integrity of local business authorities and codes.· Conduct post-implementation reviews, control design assessments, and effectiveness testing.· Implement and integrate upcoming regulatory legislation, guidelines, best practices, and local codes of conduct.· Engage with regulatory bodies and authorities for necessary notifications and approvals prior to transactions, ensuring compliance with data requirements and system access.· Update and maintain compliance frameworks, policies, procedures, monitoring systems, and manage regulatory change and horizon scanning.· Provide necessary training to stakeholders, ensuring compliance and adapting content to various audiences.· Confirm roles, responsibilities, ownership of activities, data requirements, and system access/migration.

At AlixPartners, we tackle the most intricate and pressing challenges by swiftly transitioning from analysis to action when it matters most. Our objective is to create enduring value for companies, their employees, and the communities they engage with. We prioritize understanding, respecting, and fulfilling the diverse needs of our employees, clients, and communities, actively fostering an inclusive environment. We firmly believe in the advantages that diversity brings to our experiences and are devoted to the continual improvement of our initiatives, policies, and practices. We hold ourselves accountable by nurturing an atmosphere of authenticity, growth, and equity for all.AlixPartners has adopted a hybrid work model to provide the flexibility necessary for our employees' work-life balance. This model incorporates a combination of in-person engagements (either at client sites or AlixPartners offices) and remote work. Travel is an integral part of this position, with frequency varying based on client demands, team dynamics, and individual situations.

Primary Objective of the RoleThe Compliance & Risk Manager plays a vital role in supporting the Director responsible for Legal Risk & Compliance, enhancing CIFF’s commitment to a culture of compliance and effective risk management. This position ensures that all operations adhere to relevant legal, ethical, and regulatory standards while managing risk across the organization.This role emphasizes:1. Implementing CIFF’s compliance framework globally, focusing on areas such as anti-fraud, corruption, data protection, conflicts of interest, and modern slavery, with backing from local legal advisors.2. Assisting in the development and management of CIFF’s organizational risk management framework, ensuring that potential risks are identified, evaluated, and mitigated effectively.3. Evaluating compliance risks and addressing issues within CIFF’s programs, while also supporting the Director overseeing Safeguarding with compliance-related aspects.Key ResponsibilitiesCompliance Oversight and SupportLead the implementation and ongoing enhancement of CIFF’s compliance framework, policies, and procedures.Provide daily guidance to programme, operations, and country teams to uphold CIFF’s standards and regulatory obligations.Collaborate with the CIFF Legal Team and external lawyers to identify and navigate compliance matters in various jurisdictions.Partner with Directors managing Legal Risk & Compliance and Safeguarding to articulate CIFF’s compliance approach across its global operations.Support the management of compliance-related incidents within CIFF programs and advise on compliance obligations associated with these incidents.Ensure regular compliance and risk reports are prepared for the Executive Team and Board.Champion compliance awareness within CIFF through effective communication, guidance, and training.Identify and implement technology solutions to monitor and manage regulatory updates across key jurisdictions.Risk Management and GovernanceCollaboratively maintain CIFF’s organizational risk framework with the Director, Legal Risk & Compliance.Monitor and update risk mitigation strategies, escalating significant risks to the Director and Executive Team as necessary.Support the integration of compliance and risk management practices across all levels of the organization.

Role Overview NextEnergy Group is seeking a Senior Compliance and Legal Manager to strengthen our Compliance and Group Legal functions as we grow. Based in London, this role supports our global operations and investments by overseeing a broad range of regulatory, compliance, and risk matters across multiple jurisdictions. Attention to detail and a proactive approach are essential for success in this position. Main Responsibilities This role reports directly to the Chief Compliance and Legal Officer and is a key member of the Compliance team. Core duties include: Deputy to the CCLO: Step in for the Chief Compliance and Legal Officer as needed, managing compliance and legal projects. Responsibilities include data protection, cybersecurity, and ensuring regulatory obligations are met. Second Line of Defence: Oversee ESG reporting, including CSRD, CSDDD, and UK requirements. Manage the Risk Management Framework and improve record-keeping and reporting for internal committees. Financial Crime Advisory: Advise on financial crime risks such as Anti-Money Laundering and terrorist financing. Support Investment Teams with KYC/AML and audit requests, and provide guidance to control functions. Compliance Testing: Implement and monitor the team's control framework and compliance testing objectives. Carry out assessments of the US Compliance Programme as directed by the CCLO. Management Information: Help develop improved Management Information, ensuring thorough documentation and follow-up of all compliance activities. Location This position is based in London, England, United Kingdom.

Join wise as a Senior Regulatory Oversight Manager in our Advisory team, where you will play a pivotal role in ensuring compliance and effective governance across our operations. As a key leader, you will oversee regulatory activities, drive strategic initiatives, and collaborate with cross-functional teams to maintain high standards of regulatory adherence.

G MASS is excited to partner with a rapidly expanding Investment Bank in search of an AMLA Consultant to contribute to a significant regulatory initiative. This role is pivotal in bridging advisory and execution functions, guiding the organization in interpreting and applying the requirements established by the Authority for Anti-Money Laundering and Countering the Financing of Terrorism (AMLA).This is a contract position situated in a dynamic, change-oriented environment that promises extensive exposure to stakeholders and the opportunity to influence the firm's regulatory strategy.Key Responsibilities:Provide expert advice to stakeholders across compliance, risk, and operations on AMLA requirements, transforming regulatory expectations into practical, actionable business processes.Evaluate existing AML/CFT frameworks to identify discrepancies with AMLA supervisory standards, offering practical and scalable recommendations.Assist in the design and implementation of controls, governance structures, and reporting frameworks that align with EU regulatory requirements.Collaborate with business and technology teams to integrate regulatory requirements into systems, workflows, and operational models.Serve as a pivotal liaison between senior stakeholders, ensuring a shared understanding and alignment on regulatory interpretations and delivery strategies.Contribute to the wider regulatory strategy by providing insights on AMLA developments and aiding in the creation of a proactive compliance roadmap.

Why Choose PlayStation?PlayStation is not only the premier destination for gaming but also an exceptional workplace. As a global leader in entertainment, we are at the forefront of creating the PlayStation family of products and services, including PlayStation®5, PlayStation®4, PlayStation®VR, PlayStation®Plus, and award-winning software titles from PlayStation Studios.We are committed to fostering an inclusive culture that empowers our employees and celebrates diversity. We invite all individuals passionate about innovation, technology, and gaming to explore our open positions and become part of our expanding global team.The PlayStation brand operates under Sony Interactive Entertainment, a wholly-owned subsidiary of Sony Group Corporation.Role Overview:The Technical Compliance Manager plays a pivotal role in the Product Safety & Compliance (PS&C) function. This position is responsible for overseeing regulatory tracking, managing operational compliance initiatives, governance of export control, and investigating safety incidents. The role requires close collaboration with cross-functional teams to uphold stringent compliance standards.Key Responsibilities:Regulatory ComplianceFacilitate comprehensive legislative tracking to ensure PS&C compliance requirements are effectively communicated and executed across the organization ahead of enforcement deadlines.Conduct horizon scanning to identify global regulations and standards relevant to consumer electronics.Monitor developments in PS&C-related policies and provide technical assistance to policy teams concerning proposed legislative modifications.Operational ComplianceServe as the global subject matter expert on emerging compliance domains such as cybersecurity, AI, and parental control legislation, collaborating with relevant teams to define compliance scopes.Assist in the operational implementation of compliance activities, including warnings, declarations of conformity, certifications, and online notifications.Manage compliance requirements related to batteries, encompassing dangerous goods classifications, state of charge prerequisites, and consumer information dissemination.Support PS&C certification processes for new product launches by coordinating with external testing laboratories and ensuring alignment with timelines, sales objectives, and market entry strategies.Contribute to managing consumer information and related compliance responsibilities.Export ControlsOversee import and export compliance to ensure adherence to relevant regulations.

Role overview Three UK is seeking a Regulatory Manager to join the team in London. The position centers on ensuring the company meets all relevant regulatory obligations and helps the business stay aligned with current compliance standards. Key responsibilities Oversee compliance activities throughout the organization Maintain communication with regulatory authorities when required Create and apply policies that support regulatory compliance Promote sound business practices by implementing effective compliance measures Location This role is based in London.

We are seeking a talented and experienced Internal Audit Manager to join our dynamic team at Wise. In this pivotal role, you will lead audit initiatives aimed at assessing and enhancing our regulatory and risk management frameworks. You will collaborate with various departments to ensure compliance and effectively manage risks within our operations.

3eco is hiring a Regulatory Solutions Advisor in London. This role centers on helping clients navigate regulatory compliance. The position calls for a strong understanding of regulations and the ability to adapt solutions to different client situations. Role overview The Regulatory Solutions Advisor works closely with clients to interpret and address regulatory requirements. The focus is on providing practical guidance and ensuring compliance strategies fit each client’s business context. What you will do Advise clients on regulatory compliance matters Develop and recommend solutions tailored to individual client needs Support the ongoing improvement of compliance practices Requirements Expertise in regulatory compliance Ability to understand and address varied client needs Strong communication and problem-solving skills

Join Moneybox as a Senior Compliance Manager focused on Projects & Innovation, where your extensive experience in regulated retail financial services, particularly in savings, investments, and retirement products, will be invaluable. In this role, you will drive initiatives that extend beyond our standard operations and product offerings. Reporting directly to the Risk & Compliance Director (SMF 16), you will collaborate with senior leaders within the Risk & Compliance team and engage with various stakeholders throughout the organization to facilitate the successful planning, launch, and governance of new products, services, and processes.As a dynamic and forward-thinking company, Moneybox is dedicated to enhancing customer services and strengthening governance within our regulatory framework. You will provide expert, timely, and pragmatic compliance advice for non-standard initiatives, ensuring that innovations are implemented safely and comply with regulations while maintaining effective ongoing governance. Your role will require you to confidently report to the highest levels of our organization, including the Executive Committee, Risk Committee, and Board, while also liaising with the FCA as needed.

As a Regulatory Outsourcing Officer at Delta Capita, you will play a pivotal role in managing the governance, risk, and compliance framework for our third-party arrangements, ensuring stringent adherence to regulatory obligations.Key Responsibilities:Outsourcing Governance: Develop and implement outsourcing policies, frameworks, and procedures to minimize risks effectively.Regulatory Monitoring: Stay updated with the latest local and regional regulatory requirements (e.g., Central Bank of Ireland, EBA, FCA) and evaluate their implications on our business operations.Risk & Control: Oversee third-party vendors and service providers, facilitating due diligence and comprehensive risk assessments.Reporting: Create detailed reports and management information for committees and senior management as necessary.KPI Monitoring: Ensure high-quality monitoring of KPIs and identify proposed metrics for successful outsourcing controls while recognizing potential issues.Contract Negotiations: Assist in contract negotiations with service providers, coordinating with the legal department and relevant stakeholders.Risk Analysis Management: Conduct planning and risk analysis of outsourced arrangements, including effective communication and coordination with other functions.Ongoing Risk Management: Manage outsourcing risks, including concentration risks, on an ongoing basis.Provider Oversight: Coordinate meetings to address any shortcomings with outsourcing providers effectively.Outsourcing Register Maintenance: Keep the Outsourcing Register updated and promote awareness and training regarding outsourcing.Support Functions: Assist departments in designing monitoring and control measures, including annual status reports on outsourcing for management review.First Line of Defense: Oversee and coordinate outsourcing as the first line of defense control function.

Pension Insurance Corporation (PIC) is dedicated to providing secure retirement income through meticulous risk management, superior asset and liability management, and outstanding customer service. Our mission is to ensure that pensions for our current and future policyholders are met effectively. We achieve this through strategic objectives and fostering a strong company culture rooted in our core values of Resilience, Adaptability, and Loyalty.Role OverviewJoin our Regulatory Affairs team, which operates within the Risk and Compliance function.Your contribution will help strengthen our regulatory risk management and deepen our understanding of regulatory challenges and initiatives across PIC.You will collaborate with various departments to integrate regulatory considerations into key business activities and decisions, enabling controlled risk-taking that fosters long-term value.The Regulatory Affairs team leads PIC’s regulatory strategy and manages relationships with key UK regulators (PRA and FCA), including addressing regulatory inquiries and providing strategic insights and recommendations.Your role will involve working closely with first line and risk colleagues to gain support and implement enhancements to systems, processes, and technologies, including:Applying insights about the Regulators' influence on PIC and policyholders.Conducting proactive horizon scanning to identify emerging trends and regulations to anticipate future needs and mitigate risks.Ensuring strong business outcomes related to capital, profitability, brand reputation, and consistent positive results.Our company values must be reflected in the performance and delivery of every role.Key Responsibilities as a Regulatory Affairs Analyst:Collaborate with the team to enhance regulatory engagement throughout the business, ensuring that our approach remains fit for purpose, efficient, and effective.Conduct detailed analysis of regulatory changes and support the team in advising the business on suitable actions.Assist in determining the timing and nature of responses to regulatory activities, including inquiries, thematic requests, and relevant consultations and policies.Gather, interpret, and utilize complex data to formulate actionable strategies that improve processes and outcomes.

Join Mangroup as a Central & Operations Compliance Officer, where you will play a crucial role in ensuring that our operations meet the highest compliance standards. This position is ideal for individuals passionate about regulatory frameworks and committed to upholding integrity within our organization.Your primary responsibilities will include monitoring compliance with laws and regulations, conducting audits, and developing policies that foster a culture of compliance. You will collaborate closely with various departments to identify areas for improvement and implement best practices.

Join Eightcap, a leading online trading platform, as a Compliance Associate. In this pivotal role, you will ensure adherence to regulatory requirements and internal policies while assisting in the development and implementation of compliance programs. Your expertise will help maintain the integrity of our operations and safeguard our clients’ interests.

Join Lewis Associates as a Regulatory Attorney in our London office. We are looking for a dedicated legal professional to help navigate complex regulatory frameworks and ensure compliance with industry standards. This is an exciting opportunity to work in a dynamic environment where your expertise will influence significant business decisions.