Regulatory Compliance Consultant

Join IQEQ, a leader in regulatory compliance, as a Regulatory Compliance Consultant. This is a fantastic opportunity for individuals looking to advance their careers in a dynamic environment.As a Compliance Consultant, you will be pivotal in helping our clients meet their regulatory obligations and navigate the complexities of compliance frameworks. You will work closely with our Client Services department to deliver tailored solutions that align with our clients' needs.

At AlixPartners, we tackle the most intricate and pressing challenges by swiftly transitioning from analysis to action when it matters most. Our objective is to create enduring value for companies, their employees, and the communities they engage with. We prioritize understanding, respecting, and fulfilling the diverse needs of our employees, clients, and communities, actively fostering an inclusive environment. We firmly believe in the advantages that diversity brings to our experiences and are devoted to the continual improvement of our initiatives, policies, and practices. We hold ourselves accountable by nurturing an atmosphere of authenticity, growth, and equity for all.AlixPartners has adopted a hybrid work model to provide the flexibility necessary for our employees' work-life balance. This model incorporates a combination of in-person engagements (either at client sites or AlixPartners offices) and remote work. Travel is an integral part of this position, with frequency varying based on client demands, team dynamics, and individual situations.

G MASS is excited to partner with a rapidly expanding Investment Bank in search of an AMLA Consultant to contribute to a significant regulatory initiative. This role is pivotal in bridging advisory and execution functions, guiding the organization in interpreting and applying the requirements established by the Authority for Anti-Money Laundering and Countering the Financing of Terrorism (AMLA).This is a contract position situated in a dynamic, change-oriented environment that promises extensive exposure to stakeholders and the opportunity to influence the firm's regulatory strategy.Key Responsibilities:Provide expert advice to stakeholders across compliance, risk, and operations on AMLA requirements, transforming regulatory expectations into practical, actionable business processes.Evaluate existing AML/CFT frameworks to identify discrepancies with AMLA supervisory standards, offering practical and scalable recommendations.Assist in the design and implementation of controls, governance structures, and reporting frameworks that align with EU regulatory requirements.Collaborate with business and technology teams to integrate regulatory requirements into systems, workflows, and operational models.Serve as a pivotal liaison between senior stakeholders, ensuring a shared understanding and alignment on regulatory interpretations and delivery strategies.Contribute to the wider regulatory strategy by providing insights on AMLA developments and aiding in the creation of a proactive compliance roadmap.

At AlixPartners, we tackle the most intricate and pressing challenges by swiftly transitioning from analysis to actionable solutions when it truly matters; generating value that leaves a lasting mark on corporations, their workforce, and the communities they engage with. Our commitment to understanding, respecting, and honoring the diverse needs of our employees, clients, and communities fosters an inclusive environment. We firmly believe in the enriching impact of diversity on our experiences and are dedicated to the continuous improvement of our initiatives, policies, and practices. We hold ourselves accountable by providing a platform for authenticity, growth, and equity for all. Embracing a hybrid work model, AlixPartners offers flexibility to support our employees' work-life balance. Our approach combines a blend of in-person work (either at client sites or AlixPartners offices) and remote work. While travel is a component of this role, its frequency will vary based on client needs, team dynamics, and individual situations.

As a Regulatory Compliance Associate in the 2nd Line of Defense, you will conduct a thorough gap analysis to identify regulatory compliance requirements in relation to current business processes prior to business integration.Key Responsibilities:· Facilitate the implementation of compliance measures across the organization to ensure a seamless transition while adhering to regulatory guidelines and maintaining the integrity of local business authorities and codes.· Conduct post-implementation reviews, control design assessments, and effectiveness testing.· Implement and integrate upcoming regulatory legislation, guidelines, best practices, and local codes of conduct.· Engage with regulatory bodies and authorities for necessary notifications and approvals prior to transactions, ensuring compliance with data requirements and system access.· Update and maintain compliance frameworks, policies, procedures, monitoring systems, and manage regulatory change and horizon scanning.· Provide necessary training to stakeholders, ensuring compliance and adapting content to various audiences.· Confirm roles, responsibilities, ownership of activities, data requirements, and system access/migration.

At Ripple, we are revolutionizing the way value is transferred globally, akin to the speed of information today. Our ambitious initiatives in cryptocurrency aim to enhance the financial landscape for institutions, businesses, governments, and developers, fostering economic equity and expanding opportunities worldwide. Join us in doing meaningful work while developing your skills alongside a supportive team.If you're eager to make a significant impact and tap into remarkable career advancement prospects, we invite you to join us in creating genuine value.THE ROLE:Ripple is expanding its Regulatory Compliance team and is on the lookout for a seasoned Regulatory Compliance Manager to become part of our dynamic global team. This position offers a unique chance to assist in the daily functions of our Business Continuity Management Program, ensuring operational resilience. Your contributions will be pivotal in the successful implementation of our program.KEY RESPONSIBILITIES:Oversee the identification and management of Important and Critical Business Services.Maintain a thorough mapping of personnel, processes, technology, and data, proactively addressing Single Points of Failure and concentration risks within Ripple’s crucial ICT third-party service providers.Define and calibrate Impact Tolerances and Recovery Objectives, establishing measurable metrics to ensure Ripple remains compliant during disruptions.Facilitate a comprehensive testing program across global jurisdictions to validate effective recovery strategies.Lead the annual business impact analyses and risk assessments, ensuring timely completion and maintenance.Support Crisis Management and Business Resumption teams, prioritizing service delivery and adherence to regulatory notification timelines.Prepare high-quality reports, KPIs, and presentation materials for Board and Risk Committees, offering a transparent view of Ripple’s global resilience status.Collaborate with various stakeholders to ensure robust internal oversight and governance across Ripple’s regulated entities.Complete special assignments within other Regulatory Compliance program areas as required.

Maven Securities Holding Ltd is a leading proprietary trading firm specializing in the allocation of internal capital across a variety of strategies, including discretionary, systematic, and market-making approaches. Our team comprises expert traders, engineers, and technologists, all committed to enhancing our efficiency as a top liquidity provider in the global derivatives market. We utilize advanced execution and pricing technologies to transform and refine the operation of financial markets. As we continue to expand our operations, we maintain the dynamic energy and innovative culture of a start-up while minimizing associated risks.Role OverviewPosition Overview: We are actively looking for an accomplished Compliance Manager (Regulatory Reporting) to become part of our London office. Reporting directly to the Head of European Compliance, you will assume a pivotal leadership role in ensuring precise, timely, and compliant regulatory reporting across various frameworks, including MiFID II/MiFIR (typically through Approved Reporting Mechanisms), EMIR, CAT, short/long transparency, and related regulations pertinent to UK and EU investment firms. You will champion the integrity of reporting processes, implement robust controls, manage reconciliation, and handle exceptions, collaborating closely with technology teams to facilitate the automation of reporting and management information production. As a key subject matter expert, you will possess the flexibility to adapt the scope of your role in line with evolving regulations and business requirements.

Join 3eco as a Regulatory Solutions Advisor where you will play a pivotal role in guiding our clients through the complex landscape of regulatory compliance. You will leverage your expertise to provide tailored solutions that meet the unique needs of our diverse client base. This position offers an exciting opportunity to influence the future of regulatory practices while working within a collaborative environment.

Veeva Systems is a pioneering, mission-driven organization that specializes in industry cloud solutions, dedicated to accelerating the delivery of therapies to patients worldwide. With remarkable growth as one of the fastest-growing SaaS companies in history, we achieved over $2 billion in revenue during our last fiscal year and are poised for continued expansion.Our core values at Veeva include Doing the Right Thing, Customer Success, Employee Success, and Speed. In 2021, we made history by becoming a public benefit corporation (PBC), committed to balancing the needs of our customers, employees, society, and investors.As a Work Anywhere company, we offer the flexibility to work from home or in the office, allowing you to thrive in an environment that suits you best.Join us in transforming the life sciences industry, and making a positive impact on our customers, employees, and communities.The RoleWe are seeking experienced consultants with a proven track record in system implementation and a passion for helping clients enhance their regulatory data and document management processes.Veeva’s Vault RIM suite is the only unified software solution offering fully integrated regulatory information management (RIM) capabilities, including data and document management, submission publishing, and archival, all on a single cloud-based platform.As part of our Professional Services team, you will assess our customers’ regulatory needs globally, convert those requirements into actionable solution designs, and configure our cloud-based platform to manage regulatory information across their enterprises.This is a remote position open to candidates located within the EU/UK, provided they are near an airport and can meet travel requirements. We encourage qualified candidates from the EU/UK to apply.

Join Mangroup as a Central & Operations Compliance Officer, where you will play a crucial role in ensuring that our operations meet the highest compliance standards. This position is ideal for individuals passionate about regulatory frameworks and committed to upholding integrity within our organization.Your primary responsibilities will include monitoring compliance with laws and regulations, conducting audits, and developing policies that foster a culture of compliance. You will collaborate closely with various departments to identify areas for improvement and implement best practices.

Join Eightcap, a leading online trading platform, as a Compliance Associate. In this pivotal role, you will ensure adherence to regulatory requirements and internal policies while assisting in the development and implementation of compliance programs. Your expertise will help maintain the integrity of our operations and safeguard our clients’ interests.

At Assystem, we are at the forefront of delivering some of the UK's most vital infrastructure and energy initiatives. To support our ongoing expansion, we are on the lookout for a Consents Consultant to enhance our capabilities in environmental planning and project execution.This role will be pivotal in managing project consents, commitments, and regulatory interfaces across significant infrastructure programs. Collaborating with multidisciplinary teams, your efforts will ensure compliance with Development Consent Orders (DCOs), statutory responsibilities, and client governance frameworks, facilitating the achievement of critical project milestones.Key Responsibilities:You will play an integral role in coordinating consents activities and ensuring regulatory requirements are met across complex projects.Consents & Commitments DeliveryAssist in coordinating and delivering project consents in accordance with DCOs, relevant legislation, and statutory frameworks.Maintain Consents and Commitments Registers, ensuring that commitments are effectively tracked and managed.Contribute to the preparation of applications, approvals, appraisals, reports, and supporting technical documentation.Support post-consent processes, including the discharge of requirements and certification procedures.Monitor compliance with consented guidelines and report any potential deviations to the project management team.Legislative & Regulatory ComplianceUtilize your knowledge of planning, environmental, and infrastructure legislation relevant to major projects.Ensure project outputs meet statutory requirements, industry standards, and client governance processes.Assist in implementing Information Management System (IMS) procedures and controls.Project & Programme SupportCollaborate with multidisciplinary teams to support the delivery of work packages according to programme schedules and budgets.Track deliverables against significant programme milestones.Identify risks within your scope and escalate them as necessary.Contribute to project risk identification and management processes.Stakeholder & Interface ManagementFacilitate engagement with internal teams, delivery partners, and external stakeholders.Assist with technical coordination between project teams and stakeholders.Contribute to stakeholder communication efforts.

PA Consulting Group is hiring a Pharmaceutical Quality Specialist Consultant based in London. This position centers on helping pharmaceutical clients maintain strong compliance and quality standards. Key responsibilities Advise organizations on pharmaceutical quality systems and regulatory compliance matters Review existing processes, then recommend and prioritize practical improvements Work with project teams to implement quality-focused changes Share expertise to help clients strengthen their operations and achieve better outcomes Role focus This consultant role involves close collaboration with clients to review their procedures, identify areas for enhancement, and support efforts to meet regulatory requirements. The work aims to improve both compliance and the overall effectiveness of client operations.

Join Lewis Associates as a Regulatory Attorney in our London office. We are looking for a dedicated legal professional to help navigate complex regulatory frameworks and ensure compliance with industry standards. This is an exciting opportunity to work in a dynamic environment where your expertise will influence significant business decisions.

Veeva Systems is a pioneering, mission-driven organization in the industry cloud space, dedicated to accelerating the delivery of therapies to patients. We are recognized as one of the fastest-growing SaaS companies, having exceeded $2B in revenue last year and poised for further growth.Our core values include Doing the Right Thing, Customer Success, Employee Success, and Speed. In 2021, we made history by becoming a public benefit corporation (PBC), which legally binds us to balance the interests of our customers, employees, society, and investors.As a Work Anywhere company, we empower our team to choose their ideal work environment, whether from home or in the office.Join us in transforming the life sciences industry, making a positive impact on our customers, employees, and communities.The RoleAs a Principal Business Consultant in R&D at Veeva, you will play a crucial role in merging strategy and operations with innovative data and technology solutions. Establishing a leading R&D consulting practice is a top strategic priority, giving you high visibility within our organization and among influential leaders in the Life Sciences sector.In this role, you will help expand our practice across Europe, focusing on brand development, customer network enhancement, and identifying new projects to assist our clients in addressing their complex business challenges.

About AirwallexAirwallex stands as a pioneering unified payments and financial platform, specifically designed for global enterprises. Our unique blend of proprietary infrastructure and advanced software solutions empowers over 200,000 businesses globally, including notable names like Brex, Rippling, Navan, Qantas, and SHEIN. Through our comprehensive offerings, businesses can efficiently manage everything from accounts and payments to spend management and treasury operations, along with embedded finance capabilities on a global scale.Founded in Melbourne, Airwallex boasts a diverse team of over 2,000 exceptionally talented individuals spread across 26 global offices. With a valuation of US$8 billion and the support of prominent investors such as T. Rowe Price, Visa, Mastercard, Robinhood Ventures, Sequoia, Salesforce Ventures, DST Global, and Lone Pine Capital, we are at the forefront of developing the future of global financial services. If you are prepared to embark on the most ambitious endeavor of your career, we invite you to join our team.Attributes We ValueWe seek innovators with a builder's mindset, eager to make a real impact, accelerate their learning, and take ownership of their work. You possess deep expertise in your field, coupled with sharp analytical skills, and are driven by our mission and operating principles. You work swiftly with sound judgment, explore deeply with curiosity, and make decisions based on fundamental principles, balancing efficiency with thoroughness.Humility and collaboration are vital traits for us; we expect you to transform innovative ideas into tangible products and effectively drive projects from inception to completion. Utilizing AI to enhance your efficiency and expedite problem-solving is key. In this role, you will address intricate, high-profile challenges alongside an exceptional team and experience significant professional growth as we redefine global banking. If this resonates with you, let’s create the future together.Role SummaryYou will take charge of global regulatory reporting across all jurisdictions, ensuring submissions are accurate, timely, and comprehensive. You will lead the regulatory reporting function, spearhead enhancements to the automated reporting platform, uphold strong governance and internal controls, and act as the main liaison between Compliance/Legal, Operations, Finance, Risk, Data, Product, and Technology to guarantee data integrity and prepare for audits. Additionally, you will proactively monitor regulatory changes, evaluate their impact, and drive implementation to ensure our reporting processes and systems maintain compliance and scalability.

Who are we?At Ki Insurance, we are at the forefront of innovation in the insurance industry, securing everything from space shuttles and world tours to wind farms and even footballers' legs.Our mission is clear: to digitally disrupt and transform a 335-year-old market. Collaborating with technology leaders like Google and UCL, we have developed a platform that leverages algorithms, machine learning, and large language models to provide insurance brokers with quotes in mere seconds instead of days.Proudly recognized as the largest global algorithmic insurance carrier, Ki Insurance is the fastest-growing syndicate within the Lloyd's of London market, having achieved a remarkable $100 million in profit within just three years.Our diverse teams collaborate in an agile, cross-functional environment to provide an exceptional experience for our customers. With ambitious goals ahead, we seek brilliant minds to help us challenge the status quo and explore new horizons.Your Role:As a Senior Compliance Analyst, you will be pivotal in managing regulatory risks associated with Ki Insurance, including Syndicate 1618 and Ki Digital Services Limited. You will oversee the relationship with regulators, advocate for best practices, monitor and develop compliance procedures, stay informed on regulatory developments, and report findings to senior management.Key Responsibilities:Provide timely guidance to underwriters to ensure compliance with Lloyd’s domestic and international licensing requirements.Advise underwriters and claims staff on adherence to financial and trade sanctions imposed by UN resolutions and EU, UK, and US sanctions legislation.Resolve sanctions-related inquiries from underwriters and claims personnel in alignment with Ki’s Financial Crime Policy under the supervision of the Head of Compliance.Compile and prepare monthly Compliance Reports and contribute to the Ki Underwriting Governance Committee.Support the Head of Compliance in fostering a robust compliance culture within Ki and across the Group.Assist in maintaining adequate systems, controls, and policies to meet regulatory requirements.Disseminate relevant publications and communications to staff, including Lloyd’s bulletins and LMA notices as necessary.Help maintain effective relationships with the PRA, FCA, Lloyd’s, and other relevant regulators and stakeholders.Provide regulatory training to employees on topics such as anti-money laundering and sanctions.Assist the Head of Compliance with ad-hoc projects as needed.

Join wise as a Senior Regulatory Oversight Manager in our Advisory team, where you will play a pivotal role in ensuring compliance and effective governance across our operations. As a key leader, you will oversee regulatory activities, drive strategic initiatives, and collaborate with cross-functional teams to maintain high standards of regulatory adherence.

Pension Insurance Corporation (PIC) is dedicated to providing secure retirement income through meticulous risk management, superior asset and liability management, and outstanding customer service. Our mission is to ensure that pensions for our current and future policyholders are met effectively. We achieve this through strategic objectives and fostering a strong company culture rooted in our core values of Resilience, Adaptability, and Loyalty.Role OverviewJoin our Regulatory Affairs team, which operates within the Risk and Compliance function.Your contribution will help strengthen our regulatory risk management and deepen our understanding of regulatory challenges and initiatives across PIC.You will collaborate with various departments to integrate regulatory considerations into key business activities and decisions, enabling controlled risk-taking that fosters long-term value.The Regulatory Affairs team leads PIC’s regulatory strategy and manages relationships with key UK regulators (PRA and FCA), including addressing regulatory inquiries and providing strategic insights and recommendations.Your role will involve working closely with first line and risk colleagues to gain support and implement enhancements to systems, processes, and technologies, including:Applying insights about the Regulators' influence on PIC and policyholders.Conducting proactive horizon scanning to identify emerging trends and regulations to anticipate future needs and mitigate risks.Ensuring strong business outcomes related to capital, profitability, brand reputation, and consistent positive results.Our company values must be reflected in the performance and delivery of every role.Key Responsibilities as a Regulatory Affairs Analyst:Collaborate with the team to enhance regulatory engagement throughout the business, ensuring that our approach remains fit for purpose, efficient, and effective.Conduct detailed analysis of regulatory changes and support the team in advising the business on suitable actions.Assist in determining the timing and nature of responses to regulatory activities, including inquiries, thematic requests, and relevant consultations and policies.Gather, interpret, and utilize complex data to formulate actionable strategies that improve processes and outcomes.

Primary Objective of the RoleThe Compliance & Risk Manager plays a vital role in supporting the Director responsible for Legal Risk & Compliance, enhancing CIFF’s commitment to a culture of compliance and effective risk management. This position ensures that all operations adhere to relevant legal, ethical, and regulatory standards while managing risk across the organization.This role emphasizes:1. Implementing CIFF’s compliance framework globally, focusing on areas such as anti-fraud, corruption, data protection, conflicts of interest, and modern slavery, with backing from local legal advisors.2. Assisting in the development and management of CIFF’s organizational risk management framework, ensuring that potential risks are identified, evaluated, and mitigated effectively.3. Evaluating compliance risks and addressing issues within CIFF’s programs, while also supporting the Director overseeing Safeguarding with compliance-related aspects.Key ResponsibilitiesCompliance Oversight and SupportLead the implementation and ongoing enhancement of CIFF’s compliance framework, policies, and procedures.Provide daily guidance to programme, operations, and country teams to uphold CIFF’s standards and regulatory obligations.Collaborate with the CIFF Legal Team and external lawyers to identify and navigate compliance matters in various jurisdictions.Partner with Directors managing Legal Risk & Compliance and Safeguarding to articulate CIFF’s compliance approach across its global operations.Support the management of compliance-related incidents within CIFF programs and advise on compliance obligations associated with these incidents.Ensure regular compliance and risk reports are prepared for the Executive Team and Board.Champion compliance awareness within CIFF through effective communication, guidance, and training.Identify and implement technology solutions to monitor and manage regulatory updates across key jurisdictions.Risk Management and GovernanceCollaboratively maintain CIFF’s organizational risk framework with the Director, Legal Risk & Compliance.Monitor and update risk mitigation strategies, escalating significant risks to the Director and Executive Team as necessary.Support the integration of compliance and risk management practices across all levels of the organization.