Senior Regulatory Compliance Manager - UAE

Role Overview Wise is hiring a Senior Regulatory Compliance Manager based in Dubai. This position leads compliance efforts, ensuring that all operations meet applicable regulations and guidelines. The role supports Wise’s focus on transparency and integrity as the business grows in the UAE. Key Responsibilities Lead compliance initiatives and oversee adherence to regulatory requirements. Work closely with teams across the company to identify and assess compliance risks. Develop, update, and implement compliance policies and programs. Monitor compliance performance and report findings. Advise stakeholders on regulatory matters and best practices. What Helps in This Role Strong experience in regulatory compliance, ideally within financial services or a related sector. Analytical mindset and attention to detail. Ability to work collaboratively with cross-functional teams. Clear communication and sound judgment in interpreting regulations.

As a Senior Compliance Manager at OKX, you will play a pivotal role in fostering a robust compliance culture within our organization. You will lead a dedicated team of compliance professionals, guiding the business in understanding and adhering to regulatory obligations and managing enterprise risk effectively. Your expertise will be instrumental in shaping compliance strategies that align with our commitment to excellence and integrity in the rapidly evolving crypto landscape.

Job Title: Financial Crime Compliance PMO Manager / Senior ManagerLocation: Dubai Contract Duration: 6 months Level: Manager to Senior Manager Openings: 1 positionJob OverviewJoin our team as an accomplished Financial Crime Compliance PMO Manager / Senior Manager to spearhead the successful execution of Financial Crime Compliance (FCC) initiatives, regulatory remediation efforts, and supervisory actions. You will play a vital role in fulfilling regulatory commitments while ensuring accountability, transparency, and alignment among stakeholders.Key ResponsibilitiesOversee the comprehensive management of FCC projects, programs, supervisory actions, and commitments.Design and uphold effective PMO governance frameworks for FCC projects, including detailed project plans, milestones, dependencies, and risk management.Ensure compliance with the Bank’s project management standards and regulatory change governance protocols.Create and sustain thorough project plans, RAID logs, and performance dashboards across multiple FCC workstreams.Monitor and report on progress against established milestones, budgets, and resource allocations; proactively identify and address risks and delays.Prepare clear and concise reports for senior management, steering committees, and regulatory bodies, highlighting status updates, key challenges, and delivery risks.Track and validate the closure of regulatory findings, management actions, and necessary remediation items for CBUAE validation.Coordinate the preparation of regulatory responses, progress updates, remediation evidence packages, and attestations.Act as the main liaison between Compliance, FCC, IT, Operations, Risk, Internal Audit, and Business teams.Manage interdependencies across various workstreams, including policy, process, technology, data, and personnel.Support the management of external vendors and consultants involved in FCC initiatives.Oversee scope changes, prioritization decisions, and delivery trade-offs aligned with regulatory deadlines and the Bank’s risk appetite.Ensure all project deliverables adhere to quality standards suitable for regulatory review.Assist in internal quality assurance, independent testing, and audit evaluations of FCC programs.Maintain comprehensive project documentation, audit trails, and evidence repositories.Support FCC steering committees, regulatory forums, and senior management meetings, including agenda preparation and action tracking.Required Knowledge & SkillsExtensive experience in managing complex FCC or regulatory change programs within a banking or regulated environment.Strong understanding of AML/CFT regulations and practices.

Job Title: Part-Time Senior Compliance Officer (SM16/17) – DubaiJoin Capitex, a premier player in the energy markets sector, as a proactive and seasoned Senior Compliance Officer (SM16/17) on a part-time basis in Dubai. This pivotal role merges Financial Crime Compliance with Regulatory Compliance, allowing you to provide strategic oversight while engaging in essential operational tasks. Your expertise will ensure our compliance standards are robust, effective, and aligned with regulatory expectations. This position begins part-time, with the opportunity for a transition into a full-time role in the future.Key Responsibilities: Regulatory Compliance Oversight:Lead the creation, implementation, and maintenance of compliance frameworks that align with DFSA, FSRA, and other pertinent UAE regulations.Track local and global regulatory changes affecting energy markets and trading.Draft, review, and update compliance policies, procedures, and manuals as required.Oversee regulatory reporting processes, ensuring timely and precise submissions.Financial Crime Compliance (FCC):Develop and manage the firm’s Anti-Money Laundering (AML), Counter Terrorist Financing (CTF), Anti-Bribery & Corruption (ABC), and Sanctions frameworks.Conduct continuous risk assessments of business operations and clients, ensuring adequate due diligence.Manage client onboarding processes, including KYC, CDD, and EDD as needed.Perform transaction monitoring and investigate suspicious activities, escalating concerns as necessary.Act as the primary contact for AML-related regulatory inquiries and audits.Senior Management Responsibilities (SM16/17):Hold senior management functions with accountability for the integrity and effectiveness of the compliance function.Deliver compliance updates and reports to senior management and board-level committees.Lead internal training initiatives to ensure compliance obligations are recognized and adhered to by all staff.Hands-On Operational Involvement:Engage actively in daily compliance monitoring, reviews, and investigations.Collaborate with front-office, operations, legal, and risk teams to foster a compliance-first culture.Lead thematic reviews, in-depth analyses, and targeted compliance audits as required.Regulatory Engagement:Serve as a key liaison with local regulatory bodies, ensuring all communications and inquiries are appropriately managed.

Role Overview Wise is looking for a Senior Compliance Manager to guide compliance efforts in digital assets. This role sits at the intersection of regulation and innovation, shaping how Wise navigates a changing landscape. What You Will Do Develop and refine compliance strategies for digital asset operations. Conduct risk assessments to identify and address potential compliance issues. Work closely with teams across Wise to put effective compliance practices in place. Monitor regulatory developments in digital assets and advise on how they affect Wise’s business. Location This position is based in Dubai.

Join Egis Group as an Ethics and Compliance Manager in Dubai, where you will play a pivotal role in ensuring that our operations adhere to the highest ethical standards and compliance regulations. You will be responsible for developing, implementing, and monitoring compliance programs, conducting risk assessments, and providing guidance to our teams on ethical practices.

Regulatory Compliance Manager – Asset Management (UAE)Location: Dubai, UAE Experience: 5–10 years Level: Manager / Senior Manager Start Date: Mid-November to Early December Reporting To: Chief Compliance Officer Sector: Asset Management (Consulting Engagement)Role OverviewCapitex is on the lookout for a dedicated Regulatory Compliance Manager to join our dynamic team in Dubai, supporting our esteemed asset management clients. This pivotal role entails ensuring compliance with local regulations and international standards while enhancing governance and control mechanisms across investment management operations.Key ResponsibilitiesRegulatory ComplianceEnsure adherence to UAE regulatory frameworks pertinent to asset management and fund distribution.Assist with license-related documentation and engage with local regulatory bodies.Act as the primary contact for regulatory approvals, renewals, and compliance inquiries.Monitor regulatory changes from the SCA, Central Bank, and other relevant authorities, updating internal policies as necessary.Compliance Framework & Policy DevelopmentDevelop and implement comprehensive Compliance Manuals in accordance with UAE regulations.Establish and uphold robust AML/CFT and KYC frameworks in line with UAE law and FATF guidelines.Ensure compliance with FATCA, CRS, and Ultimate Beneficial Ownership mandates.Maintain a compliance risk register and supervise compliance monitoring plans.Governance & OversightAssist in the design and execution of a Distributor Oversight Framework.Conduct due diligence and continuous monitoring of third-party entities involved in fund distribution.Coordinate internal audits and fulfill regulatory reporting obligations.Manage the Regulatory Reporting Calendar to ensure timely submissions.Training & AwarenessProvide internal training on compliance, AML/KYC, and regulatory responsibilities.Facilitate onboarding and refresher training for business teams and stakeholders.

Join Conares as a meticulous and knowledgeable Compliance Officer. In this pivotal role, you will ensure our company meets all legal benchmarks and adheres to internal policies while fostering a culture of compliance and ethical practices. Collaborate with various departments to identify risks, establish compliance frameworks, conduct audits, and deliver training sessions.Key Responsibilities:Formulate, execute, and uphold compliance policies and procedures to guarantee regulatory compliance.Perform regular internal audits and assessments to determine the effectiveness of compliance initiatives.Stay updated on regulatory changes and best practices, ensuring the company remains compliant.Provide compliance-related training and guidance to employees.Investigate compliance breaches and collaborate with management to devise corrective action plans.Coordinate with legal teams and external auditors to ensure alignment with pertinent laws and regulations.Compile compliance reports for management and regulatory bodies as required.

Join Airwallex as a Manager, Regulatory ComplianceAt Airwallex, we are redefining the financial landscape for global businesses through our unique and integrated payments and financial platform. With a proud origin in Melbourne, our innovative technology supports over 200,000 businesses globally, including industry leaders like Brex, Rippling, Navan, Qantas, and SHEIN. We are committed to providing seamless solutions that encompass business accounts, payment processing, spend management, treasury services, and embedded finance on a worldwide scale.With a valuation of US$8 billion, we are backed by elite investors such as T. Rowe Price, Visa, Mastercard, and Sequoia. Our team of over 2,000 passionate tech professionals spans 26 offices worldwide. If you are ready to make a significant impact on the future of financial technology, we invite you to join our ambitious team.What We ValueWe seek individuals who possess builder-like energy and a desire for real impact. Your expertise and insightful thinking will help us drive our mission forward. You should be adept at making swift, informed decisions while maintaining a balance between speed and thoroughness. Collaboration, humility, and the ability to transform innovative concepts into tangible products are key attributes we admire.As part of the Legal, Risk & Compliance (LRC) team, you will work alongside a talented group of legal and risk management professionals dedicated to ensuring our operations adhere to the highest standards of compliance and ethical conduct. The Global Regulatory Compliance Team plays a pivotal role in supporting Airwallex's growth by proactively identifying and managing compliance risks.

About the OrganisationCapitex is a rapidly growing, international fintech company that operates across diverse markets, including Africa, Europe, and North America. As part of our expansion, we are enhancing our compliance function. Our organization leverages technology with significant investments in AI-driven compliance tools and agile processes, supported by a skilled technical team. We hold multiple payments-related licenses and are actively seeking additional regulatory approvals across various jurisdictions.Role OverviewWe are looking for a Compliance Manager to assist the Head of Compliance with a variety of first-line and second-line compliance activities. This is a dynamic role within a fast-paced fintech setting, ideal for individuals who are adaptable, proactive, and comfortable managing both operational and strategic compliance tasks. Your responsibilities will include policy development, licensing applications, risk assessments, oversight of monitoring systems, and general compliance operations. You will work closely with senior leadership and receive ongoing guidance to excel in your role.Key ResponsibilitiesFirst-Line ComplianceAssist in daily compliance operations, including transaction monitoring and sanctions screening utilizing AI systems.Document and escalate suspicious activities in compliance with AML regulations.Support Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) processes as required.Second-Line ComplianceDraft, review, and implement compliance policies and procedures.Support second-line monitoring and oversight functions.Prepare documentation for regulatory submissions and licensing applications across multiple jurisdictions.Engage in ongoing risk assessments and control evaluations.Licensing SupportContribute to regulatory applications in regions such as the UK, Africa, and North America.Assist with regulatory requirements for MLRO/Head of Compliance appointments.Support the development of compliance frameworks for new markets.Cross-Functional CollaborationWork with engineering and data teams on compliance processes and automation enhancements.Provide insights for improvements to AI-driven compliance systems.Engage with senior stakeholders during interviews, reviews, and assessments.

Join Aspora as the Head of Compliance in our Wealth Management division in Dubai. In this pivotal role, you will lead the development and execution of compliance strategies that adhere to regulatory standards while aligning with our business objectives. You will collaborate closely with senior management to ensure that our compliance framework is robust and effectively mitigates risks.As the Head of Compliance, you will be responsible for overseeing compliance operations, conducting risk assessments, and implementing training programs across the organization. Your expertise will help foster a culture of compliance and ethical behavior, ensuring our clients can trust us with their assets.

Join the Ghobash Group as a Compliance Coordinator and play a pivotal role in ensuring our operations adhere to legal standards and internal policies. Your expertise will help us navigate the complexities of compliance, safeguarding our reputation and facilitating smooth business operations.

Compliance Officer & MLRO – DFSA Regulated Firm (Asset & Investment Management)Location: Dubai International Financial Centre (DIFC) Employment Type: Full-Time Seniority: Mid–Senior LevelAbout the OpportunityAn esteemed asset and investment management firm operating under DFSA regulations in the DIFC is in search of a seasoned Compliance Officer & Money Laundering Reporting Officer (CO/MLRO). This pivotal role involves leading our compliance and AML/CFT framework, ensuring adherence to the strictest regulatory standards.The ideal candidate will possess extensive experience in asset management, investment management, private equity, or a related financial services realm, complemented by a profound understanding of DFSA regulations and the regulatory landscape of the DIFC.Key ResponsibilitiesRegulatory Compliance (DFSA Focus)Develop, implement, and oversee the compliance framework in line with DFSA Rulebooks, including GEN, AML, COB, PIB, and CIR as applicable.Ensure all firm policies, procedures, and governance documents align with DFSA standards.Prepare, review, and submit periodic regulatory returns, notifications, and filings to the DFSA.Monitor regulatory developments and implement necessary updates throughout the organization.MLRO ResponsibilitiesServe as the firm’s appointed MLRO, overseeing all AML/CFT obligations under DFSA and UAE Federal requirements.Manage KYC/CDD processes, onboarding risk assessments, and ongoing monitoring of clients and counterparties.Conduct investigations and file STR/SAR reports with the UAE FIU as required.Facilitate AML/CFT and financial crime training throughout the organization.Monitoring, Assurance & GovernanceDesign and execute the firm’s Compliance Monitoring Plan (CMP).Lead periodic internal compliance reviews and risk assessments.Conduct due diligence on investors, service providers, and counterparties.Provide compliance and AML guidance to senior management and committees.Collaborate with DFSA supervisors, internal auditors, and external consultants.

Join RAKBANK as a Compliance Officer and play a vital role in enhancing our Compliance Monitoring function. You will independently conduct thorough reviews that encompass regulatory compliance, financial crime compliance (FCC), and conduct risks, as outlined in our Compliance Monitoring Plan (CMP). Your efforts will ensure the efficiency and effectiveness of our internal controls and compliance frameworks across the organization.Implement the approved compliance monitoring plan to evaluate the robustness of internal controls within various business units through thematic reviews.Document monitoring findings and promptly escalate any issues to the appropriate stakeholders.Assist in the creation and execution of corrective action plans to remediate identified gaps.Maintain comprehensive records of monitoring activities, including risk registers and issue logs.Prepare and present compliance monitoring reports and insights for both the business unit and management.Contribute to the improvement of compliance policies, procedures, and training based on monitoring results.Help identify emerging risk typologies or patterns through continuous reviews and data analysis.Ensure full compliance with internal policies, procedures, and standards in line with applicable regulatory and statutory requirements.Monitor and interpret updates from the Central Bank of the UAE (CBUAE) and other relevant regulatory authorities.Support the bank’s readiness for regulatory inspections and audits by keeping compliance documentation current and accurate.Conduct scheduled desktop and thematic reviews as per the compliance monitoring agenda.Aggregate and assess monitoring results using a pre-defined risk-rating matrix for management reporting.Track the resolution of identified control gaps and ensure timely follow-up.Prepare monitoring reports and dashboards for review by the Assistant Vice President and senior management.Maintain and update the issue tracker repository of identified risks and provide regular updates to senior management.Engage in team meetings, knowledge-sharing sessions, and training programs.Ensure adherence to CMA charter and methodology, along with other internal policies, procedures, standards, and all relevant regulatory/statutory requirements.Stay abreast of CBUAE regulations, guidelines, and international best practices in Financial Crime Compliance.

About VertoAt Verto, we are dedicated to transforming global finance, empowering businesses in Emerging Markets to thrive on a global scale. Founded by visionary British-Nigerian entrepreneurs Ola Oyetayo and Anthony Oduu, our African roots give us an unparalleled understanding of the challenges businesses face in cross-border payments, including illiquid currencies, high fees, and slow transaction speeds. This insight drives our commitment to bridge the gap between emerging and developed markets, fostering sustainable global economic growth.What began as a foreign exchange solution for the Nigerian Naira has matured into a leading platform, facilitating seamless transfers of billions of dollars annually for thousands of businesses. We believe that your location should not dictate your success or your capacity to scale. Our mission is to create equitable access to the payment and liquidity solutions that are standard in developed markets.We are proud to be supported by world-class investors, including Y-Combinator, Quona, and MEVP. With accolades such as the Milken-Motsepe Prize and recognition on CNBC's list of fastest-growing UK companies, Deloitte Fast 50, and Sifted’s list of fastest-growing UK tech firms, we are committed to building a future of effortless cross-border payments.Join us as we continue to innovate and redefine global finance.Role OverviewWe are looking for a highly skilled and strategic MLRO & Compliance Officer to lead our AML, CTF, and sanctions efforts within the DIFC. This position reports administratively to the Senior Executive Officer and functionally to the Group MLRO and Head of Compliance, with direct reporting obligations to the Board. As a key leader, you will build and mentor our local compliance team, advise senior management on regulatory strategies, and ensure that we maintain a robust compliance culture aligned with UAE regulations as we grow.What You’ll Be DoingServe as the primary regulatory contact with the DFSA and FIU, responsible for submitting Suspicious Transaction Reports (STRs) and Suspicious Activity Reports (SARs) through the goAML portal.Evaluate internal reports of unusual transactions, assess grounds for suspicion, and escalate issues to the UAE FIU as required by law.Develop, update, and enforce AML/CFT policies to ensure rigorous implementation of KYC and CDD protocols.

Job Title: Senior Financial Crime Compliance Consultant – Correspondent Banking (Contract)Location: Dubai, United Arab EmiratesContract Type: Fixed-Term ContractJob Overview:Join our dynamic team at Capitex as a Senior Financial Crime Compliance (FCC) Consultant. In this pivotal role, you will spearhead the creation and execution of a robust FCC framework tailored for a banking institution engaged in correspondent banking activities in Dubai. This contract position demands extensive expertise in financial crime compliance and practical experience in developing and implementing comprehensive FCC frameworks.Key Responsibilities:Lead the design and comprehensive development of a Financial Crime Compliance framework tailored to the unique requirements of correspondent banking.Evaluate current FCC infrastructure, identifying deficiencies relative to global best practices and regulatory standards (including FATF, Wolfsberg Group, and local UAE regulations).Formulate and enforce policies, procedures, and controls aimed at mitigating FCC risks specific to correspondent banking operations.Provide expert advice on the execution of customer due diligence (CDD), enhanced due diligence (EDD), transaction monitoring, name screening, and sanctions compliance procedures.Collaborate with cross-functional teams (Compliance, Risk, Legal, Operations, etc.) to ensure the FCC framework is effective and aligns with the bank's strategic objectives and risk appetite.Support the establishment of a governance model, reporting structures, and key risk indicators (KRIs) associated with FCC.Deliver guidance on training and awareness initiatives related to FCC within the context of correspondent banking.Ensure alignment of the FCC framework with applicable regulations from the UAE Central Bank and DFSA, as well as relevant international compliance requirements.Prepare necessary documentation for internal review and potential regulatory submissions.Required Experience & Qualifications:At least 10 years of experience in financial crime compliance, with significant expertise in correspondent banking.Demonstrated success in building and implementing FCC frameworks from inception to completion.Comprehensive understanding of international FCC standards, including FATF recommendations, Wolfsberg Correspondent Banking Due Diligence Questionnaire (CBDDQ), Basel Committee guidance, and OFAC/EU/UN sanctions regimes.Strong familiarity with compliance regulations and the ability to navigate complex regulatory environments.

Join Beond as a Governance & Compliance Specialist and play a pivotal role in shaping our corporate governance landscape. In this critical role, you will work alongside the Legal Counsel to ensure robust governance and legal oversight across the Beond Group. Your expertise will guide the daily governance framework, facilitate shareholder and Board interactions, and secure compliance across multiple jurisdictions, including ADGM, DIFC, and RAKICC.Key ResponsibilitiesCoordinate and document Board and shareholder meetings, ensuring timely scheduling and precise minute-taking.Draft, manage, and archive essential corporate governance documents such as resolutions, meeting minutes, proxy forms, and circulars.Maintain accurate statutory registers, entity records, licenses, and regulatory filings across various jurisdictions including RAKICC, DIFC, ADGM, and Maldives.Provide timely legal advice on corporate laws and regulations applicable to UAE entities, staying updated on legislative changes.Assist with incorporations, re-domiciliations, entity closures, and modifications to shareholding structures.Review documentation for KYC and regulatory compliance, liaising with banks, lessors, and investors.Establish and standardize a library of legal templates, including NDAs and service agreements.Support the management of ESOP and shareholder registers, overseeing warrants, share issuances, and capital table updates.Draft and manage Power of Attorney documentation and other core legal templates.Prepare materials and documentation for due diligence and external audits.Engage effectively with shareholders and their legal or financial advisors.Uphold strong governance practices across group entities, ensuring alignment with shareholder directives.Ensure the compliant management of company secretarial matters, including meeting structure and quorum requirements.Assist the Legal Counsel with key investor relations and ongoing legal projects.

Confirmo is a leading global payment platform that prioritizes stablecoins, earning the trust of top market leaders. Established in Prague in 2014, Confirmo has developed one of the most robust infrastructures in the industry. In 2025, Confirmo Limited, a proud member of the Confirmo Group, achieved authorization under the EU Markets in Crypto-Assets (MiCA) framework from the Central Bank of Ireland.Role Overview:As the Risk & Compliance Officer for our newly formed UAE entity, you will play a pivotal role in shaping Confirmo's regulatory and risk management framework in the region. Your responsibilities will include securing and upholding all necessary licenses from relevant UAE authorities (such as VARA and/or CBUAE), constructing compliance programs from the ground up, and ensuring that operations comply with both local and international regulations governing virtual assets and payment services. You will collaborate closely with the MLRO, who manages the AML/CFT function, to create an integrated risk and compliance framework for the UAE entity. This role reports to Group Risk & Compliance and operates within Confirmo’s governance structure. As one of the founding members, your influence will be crucial in defining Confirmo's compliance culture and risk appetite in the UAE.Key Responsibilities:Oversee the VARA licensing process until approval, including addressing regulatory inquiries and information requests during the review phase.Serve as the main liaison with VARA regarding licensing, governance, technology risk, and market conduct matters (AML/CFT-specific engagement is handled by the MLRO).Maintain continuous regulatory correspondence, reporting obligations, and license renewals with VARA.Keep abreast of regulatory developments in the UAE's virtual assets and payments landscape, ensuring timely updates to internal policies.Develop and sustain the entity’s risk register, encompassing operational, regulatory, financial, reputational, and technology risks.Implement and supervise the Group’s risk appetite framework locally, ensuring alignment with VARA requirements and reporting deviations to Group Risk.Conduct regular risk assessments, including exposure to crypto-asset market risks, counterparty risk, sanctions risk, and technology/cyber risk as per VARA Company Rulebook.Ensure that market conduct risks and consumer protection requirements under VARA are duly identified, assessed, and managed.Lead operational resilience planning, which includes business continuity and incident response from both compliance and risk perspectives.Work within Confirmo’s governance framework, ensuring that UAE risk reporting integrates into group-level risk registers and committees.Collaborate with the MLRO to enhance compliance processes.

Position: Regulatory Compliance Officer (Contract) Location: Dubai, UAERole Overview We are in search of a highly skilled Regulatory Compliance Officer to enhance our compliance initiatives in Dubai. This pivotal role involves ensuring that our organization consistently meets all relevant regulatory standards, particularly focusing on the regulations set forth in the UAE. The ideal candidate will adeptly liaise with regulatory authorities, decode regulatory changes, and facilitate the effective communication and implementation of evolving policies across our operations.Key Responsibilities Continuously monitor and interpret regulatory updates from the UAE Central Bank and other pertinent authorities. Serve as the primary contact for regulatory agencies, managing all communications and requests adeptly. Assist in regulatory reporting, ensuring timely and precise submissions. Analyze the implications of new and changing regulations on our business operations. Develop, revise, and implement compliance policies and procedures that align with regulatory mandates. Clearly communicate regulatory alterations to internal stakeholders and provide actionable guidance. Aid the business in integrating regulatory requirements into daily operations. Support regulatory inspections, audits, and reviews as necessary. Provide training and raise awareness on regulatory compliance responsibilities.

The Assistant Vice President (AVP) of FCC Compliance Monitoring will play a pivotal role in ensuring that our compliance standards meet and exceed regulatory expectations. You will be responsible for monitoring and assessing the effectiveness of compliance controls, conducting risk assessments, and implementing strategies to mitigate compliance risks. This position requires a thorough understanding of financial crime compliance regulations and a proactive approach to compliance monitoring.