Financial Crime Compliance PMO Manager / Senior Manager

Job Title: Financial Crime Compliance PMO Manager / Senior ManagerLocation: Dubai Contract Duration: 6 months Level: Manager to Senior Manager Openings: 1 positionJob OverviewJoin our team as an accomplished Financial Crime Compliance PMO Manager / Senior Manager to spearhead the successful execution of Financial Crime Compliance (FCC) initiatives, regulatory remediation efforts, and supervisory actions. You will play a vital role in fulfilling regulatory commitments while ensuring accountability, transparency, and alignment among stakeholders.Key ResponsibilitiesOversee the comprehensive management of FCC projects, programs, supervisory actions, and commitments.Design and uphold effective PMO governance frameworks for FCC projects, including detailed project plans, milestones, dependencies, and risk management.Ensure compliance with the Bank’s project management standards and regulatory change governance protocols.Create and sustain thorough project plans, RAID logs, and performance dashboards across multiple FCC workstreams.Monitor and report on progress against established milestones, budgets, and resource allocations; proactively identify and address risks and delays.Prepare clear and concise reports for senior management, steering committees, and regulatory bodies, highlighting status updates, key challenges, and delivery risks.Track and validate the closure of regulatory findings, management actions, and necessary remediation items for CBUAE validation.Coordinate the preparation of regulatory responses, progress updates, remediation evidence packages, and attestations.Act as the main liaison between Compliance, FCC, IT, Operations, Risk, Internal Audit, and Business teams.Manage interdependencies across various workstreams, including policy, process, technology, data, and personnel.Support the management of external vendors and consultants involved in FCC initiatives.Oversee scope changes, prioritization decisions, and delivery trade-offs aligned with regulatory deadlines and the Bank’s risk appetite.Ensure all project deliverables adhere to quality standards suitable for regulatory review.Assist in internal quality assurance, independent testing, and audit evaluations of FCC programs.Maintain comprehensive project documentation, audit trails, and evidence repositories.Support FCC steering committees, regulatory forums, and senior management meetings, including agenda preparation and action tracking.Required Knowledge & SkillsExtensive experience in managing complex FCC or regulatory change programs within a banking or regulated environment.Strong understanding of AML/CFT regulations and practices.

About the OrganisationCapitex is a rapidly growing, international fintech company that operates across diverse markets, including Africa, Europe, and North America. As part of our expansion, we are enhancing our compliance function. Our organization leverages technology with significant investments in AI-driven compliance tools and agile processes, supported by a skilled technical team. We hold multiple payments-related licenses and are actively seeking additional regulatory approvals across various jurisdictions.Role OverviewWe are looking for a Compliance Manager to assist the Head of Compliance with a variety of first-line and second-line compliance activities. This is a dynamic role within a fast-paced fintech setting, ideal for individuals who are adaptable, proactive, and comfortable managing both operational and strategic compliance tasks. Your responsibilities will include policy development, licensing applications, risk assessments, oversight of monitoring systems, and general compliance operations. You will work closely with senior leadership and receive ongoing guidance to excel in your role.Key ResponsibilitiesFirst-Line ComplianceAssist in daily compliance operations, including transaction monitoring and sanctions screening utilizing AI systems.Document and escalate suspicious activities in compliance with AML regulations.Support Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) processes as required.Second-Line ComplianceDraft, review, and implement compliance policies and procedures.Support second-line monitoring and oversight functions.Prepare documentation for regulatory submissions and licensing applications across multiple jurisdictions.Engage in ongoing risk assessments and control evaluations.Licensing SupportContribute to regulatory applications in regions such as the UK, Africa, and North America.Assist with regulatory requirements for MLRO/Head of Compliance appointments.Support the development of compliance frameworks for new markets.Cross-Functional CollaborationWork with engineering and data teams on compliance processes and automation enhancements.Provide insights for improvements to AI-driven compliance systems.Engage with senior stakeholders during interviews, reviews, and assessments.

Ebury is looking for a Financial Crime Compliance Analyst to join the Dubai office in a hybrid setup (4 days in the office, 1 day remote each week). This position sits within the second line of defense and reports directly to the MLRO. Role overview The Financial Crime Compliance Analyst handles independent reviews and decision-making on financial crime cases that have been escalated by several teams, including Group Transaction Monitoring, first-line FCC/Investigations, and Onboarding/KYC escalation channels. The role ensures all escalated cases meet regulatory standards as set by the Dubai Financial Services Authority AML Rulebook. The analyst also supports the MLRO in decisions and reporting related to suspicious activity reports (SARs) and suspicious transaction reports (STRs). Core responsibilities Conduct independent reviews of internal SARs submitted by first-line or transaction monitoring teams. Assess the following for each case: Whether there are reasonable grounds for suspicion The completeness and quality of investigations The adequacy of supporting evidence Provide clear recommendations to the MLRO, such as whether to file, not file, or pursue further investigation. Draft or refine external STR/SAR narratives before submission. Escalation review and challenge Review complex cases escalated from transaction monitoring and first-line FCC investigation teams. Challenge cases where rationales for “no suspicion” closures are weak or investigations are incomplete. This role focuses on ensuring that financial crime compliance processes are thorough, well-documented, and meet all regulatory requirements.

Job Title: Manager – Financial Crime Compliance (FCC) AdvisoryLocation: Dubai, UAE Type: Full-timeAbout the RoleAs a Manager within our Financial Crime Compliance (FCC) Advisory team, you will spearhead and supervise impactful client engagements focused on evaluating and strengthening FCC systems and controls. Your role includes managing the entire project lifecycle, providing leadership and support to project teams under the guidance of senior leadership, and ensuring the successful execution of complex engagements while fostering collaboration with cross-functional teams.About the FCC Advisory PracticeOur FCC Advisory team specializes in:Independent FCC Program assessments, third-party validations, and monitorships.AML Program development, enhancement, and remediation, including crafting and implementing key FCC program components like risk assessments and policy development.FCC technology support, encompassing independent validation and optimization of transaction monitoring and sanctions systems, along with vendor selection and implementation assistance.Key ResponsibilitiesDeliveryLead and execute high-caliber client engagements (ranging from small to medium-sized projects) and workstreams within larger programs, including:Conducting AML Program Assessments and Internal Audits.Performing gap analyses and executing agreed-upon procedures (AUPs).Engaging in third-party validations and monitorships.Formulating and executing FCC risk assessments, risk appetite statements, policies and procedures, transaction monitoring typology assessments, and customer risk assessment models.Assisting clients in designing or refining target operating models.Conducting or supporting AML vendor system evaluations.Facilitating regulatory interactions and delivering FCC training sessions for Boards and all lines of defense.Project ManagementOversee the planning, execution, and delivery of projects, including client updates, progress tracking, billing, and quality assurance.Manage project engagement formalities, including conflict checks, client acceptance, and documentation.Business & Practice DevelopmentLead business development initiatives, including proposal preparation, marketing campaigns, and thought leadership contributions.Participate in client meetings, offering strategic insights and actionable recommendations.Mentor and develop junior team members to ensure high-quality deliverables.

Job Title: Senior Financial Crime Compliance Consultant – Correspondent Banking (Contract)Location: Dubai, United Arab EmiratesContract Type: Fixed-Term ContractJob Overview:Join our dynamic team at Capitex as a Senior Financial Crime Compliance (FCC) Consultant. In this pivotal role, you will spearhead the creation and execution of a robust FCC framework tailored for a banking institution engaged in correspondent banking activities in Dubai. This contract position demands extensive expertise in financial crime compliance and practical experience in developing and implementing comprehensive FCC frameworks.Key Responsibilities:Lead the design and comprehensive development of a Financial Crime Compliance framework tailored to the unique requirements of correspondent banking.Evaluate current FCC infrastructure, identifying deficiencies relative to global best practices and regulatory standards (including FATF, Wolfsberg Group, and local UAE regulations).Formulate and enforce policies, procedures, and controls aimed at mitigating FCC risks specific to correspondent banking operations.Provide expert advice on the execution of customer due diligence (CDD), enhanced due diligence (EDD), transaction monitoring, name screening, and sanctions compliance procedures.Collaborate with cross-functional teams (Compliance, Risk, Legal, Operations, etc.) to ensure the FCC framework is effective and aligns with the bank's strategic objectives and risk appetite.Support the establishment of a governance model, reporting structures, and key risk indicators (KRIs) associated with FCC.Deliver guidance on training and awareness initiatives related to FCC within the context of correspondent banking.Ensure alignment of the FCC framework with applicable regulations from the UAE Central Bank and DFSA, as well as relevant international compliance requirements.Prepare necessary documentation for internal review and potential regulatory submissions.Required Experience & Qualifications:At least 10 years of experience in financial crime compliance, with significant expertise in correspondent banking.Demonstrated success in building and implementing FCC frameworks from inception to completion.Comprehensive understanding of international FCC standards, including FATF recommendations, Wolfsberg Correspondent Banking Due Diligence Questionnaire (CBDDQ), Basel Committee guidance, and OFAC/EU/UN sanctions regimes.Strong familiarity with compliance regulations and the ability to navigate complex regulatory environments.

Job Title: Financial Crime Compliance / AML Officer (Contract) Location: Dubai, UAERole OverviewJoin our dynamic team at Capitex as a Financial Crime Compliance / AML Officer on a contract basis in Dubai. In this pivotal role, you will be instrumental in ensuring the effective implementation of Anti-Money Laundering (AML) and Counter Financing of Terrorism (CFT) frameworks, upholding robust Know Your Customer (KYC) processes, and guaranteeing adherence to pertinent regulatory requirements.Key ResponsibilitiesDevelop and uphold AML/CFT policies, procedures, and controls compliant with UAE regulations and global standards.Conduct thorough KYC, Customer Due Diligence (CDD), and Enhanced Due Diligence (EDD) reviews for both new and existing clients.Monitor transactions and investigate potential suspicious activities proactively.Prepare and facilitate the submission of Suspicious Activity Reports (SAR) and Suspicious Transaction Reports (STR) as necessary.Perform ongoing client reviews and risk assessments to maintain compliance integrity.Offer expert guidance to internal stakeholders regarding financial crime compliance issues.Assist in internal audits and regulatory inspections to ensure compliance standards are maintained.Contribute to the enhancement of AML frameworks, controls, and processes across the organization.Deliver comprehensive AML/KYC training and awareness sessions throughout the business.RequirementsDemonstrated experience in AML, Financial Crime Compliance, or a related field.In-depth knowledge of AML regulations, KYC/CDD/EDD requirements, and financial crime risks.Proven track record in policy and procedure development and implementation.Hands-on experience in transaction monitoring and investigative processes.Familiarity with the regulatory landscape in the UAE is highly desirable.Relevant professional certifications (e.g., CAMS, ICA) will be considered an advantage.Exceptional analytical, communication, and report-writing skills.Capable of working independently while effectively managing multiple priorities.Key CompetenciesMeticulous attention to detail coupled with strong analytical capabilities.Sound judgment and effective decision-making skills.Adept at identifying, assessing, and appropriately escalating risks.Strong organizational and stakeholder management abilities.Demonstrated professional integrity and accountability.

Key ResponsibilitiesEnd-to-End Process MappingAnalyze and map Financial Crime risk processes across diverse business units and teams.Create comprehensive process maps that outline activities, decision points, hand-offs, dependencies, and required approvals.Utilize recognized methodologies for consistent process documentation.Identify and define Management Information (MI), Key Performance Indicators (KPIs), and Key Risk Indicators (KRIs) relevant to each process, including governance forums and oversight responsibilities.Stakeholder Engagement & ValidationCollaborate with process owners, compliance, governance, and operational teams to validate process flows.Facilitate workshops and walkthroughs to accurately capture existing processes.Ensure all documented processes undergo formal review and approval by process owners.Systems & Data IdentificationIdentify and document systems, tools, and data sources that support each process.Differentiate between manual and automated activities and data hand-offs clearly.Risk & Control VisibilityDocument key risk points, necessary controls, approvals, and escalation pathways within each process.Ensure compliance with applicable Financial Crime regulatory requirements.AI & Automation ReadinessIdentify manual, repetitive, or decision-heavy tasks suitable for automation or AI enhancement.Highlight activities influenced by rules, thresholds, or judgment that may benefit from AI-driven solutions.Consistency & StandardisationIdentify and analyze process variations across business units.Recommend opportunities for standardization or consolidation wherever feasible.Documentation & DeliverablesProduce validated, audit-ready deliverables, including:Process mapsProcess narrativesRACI matricesDeliver outputs in a reusable format for future transformations and AI initiatives.Provide regular updates and reports to key stakeholders, including Compliance and Process Owners.Knowledge TransferConduct structured handovers and walkthroughs to enable internal teams to maintain and enhance process documentation post-engagement.

Job Title: Financial Crime Compliance Testing / UAT ConsultantLocation: Dubai Contract Duration: 6 months Level: Senior Consultant to Assistant Manager Openings: 1 positionJob DescriptionJoin our dynamic team at Capitex as a Financial Crime Compliance Testing / UAT Consultant. In this pivotal role, you will be instrumental in supporting User Acceptance Testing (UAT) and Quality Assurance Testing (QAT) for crucial Financial Crime Compliance (FCC) initiatives. Your expertise will ensure that transaction monitoring and related FCC modifications adhere to regulatory standards, business needs, and risk management protocols before they are launched.Key ResponsibilitiesCraft, maintain, and implement UAT and QAT strategies, comprehensive test plans, and schedules for FCC projects.Convert business needs, functional specifications, and regulatory requirements into detailed test scenarios and cases.Establish entry and exit criteria for testing, define defect severity levels, and determine acceptance standards in alignment with regulatory risks.Conduct UAT and QAT for Transaction Monitoring (TM) optimization projects, which include:Enhancements to scenario logicRecalibrating thresholdsUpdating customer segmentationAdding and decommissioning rulesAssess transaction monitoring outputs for alert generation, minimize false positives, and ensure adequate risk coverage.Conduct sample-based testing to verify the detection of known financial crime typologies and red flags.Ensure data mapping, quality, and completeness across source systems and FCC platforms (e.g., SAS).Compare test results with expected outcomes and provide supporting documentation.Assist in parallel runs and perform pre- and post-implementation analysis.Log, track, retest, and manage defects using designated tools and workflows.Collaborate with IT, vendors, and FCC stakeholders to conduct root cause analysis of defects.Generate clear reports on test execution, defect summaries, and formal sign-off documentation.Guarantee that all testing artifacts, evidence, and results are audit-ready and traceable to regulatory and business requirements.Collaborate closely with FCC subject matter experts, Compliance teams, IT, Data teams, vendors, and PMO to synchronize testing activities with delivery timelines.Assist in go-live readiness assessments and provide formal recommendations for UAT sign-off.Required Knowledge & SkillsProven experience in FCC testing, UAT, and QAT, particularly in transaction monitoring initiatives.In-depth understanding of AML/CFT regulations, transaction monitoring processes, and compliance expectations.Experience with FCC platforms and data environments (e.g., SAS).Strong analytical skills, documentation proficiency, and stakeholder management capabilities.

Role Overview Wise is hiring a Senior Regulatory Compliance Manager based in Dubai. This position leads compliance efforts, ensuring that all operations meet applicable regulations and guidelines. The role supports Wise’s focus on transparency and integrity as the business grows in the UAE. Key Responsibilities Lead compliance initiatives and oversee adherence to regulatory requirements. Work closely with teams across the company to identify and assess compliance risks. Develop, update, and implement compliance policies and programs. Monitor compliance performance and report findings. Advise stakeholders on regulatory matters and best practices. What Helps in This Role Strong experience in regulatory compliance, ideally within financial services or a related sector. Analytical mindset and attention to detail. Ability to work collaboratively with cross-functional teams. Clear communication and sound judgment in interpreting regulations.

Join RAKBANK as a Compliance Officer and play a vital role in enhancing our Compliance Monitoring function. You will independently conduct thorough reviews that encompass regulatory compliance, financial crime compliance (FCC), and conduct risks, as outlined in our Compliance Monitoring Plan (CMP). Your efforts will ensure the efficiency and effectiveness of our internal controls and compliance frameworks across the organization.Implement the approved compliance monitoring plan to evaluate the robustness of internal controls within various business units through thematic reviews.Document monitoring findings and promptly escalate any issues to the appropriate stakeholders.Assist in the creation and execution of corrective action plans to remediate identified gaps.Maintain comprehensive records of monitoring activities, including risk registers and issue logs.Prepare and present compliance monitoring reports and insights for both the business unit and management.Contribute to the improvement of compliance policies, procedures, and training based on monitoring results.Help identify emerging risk typologies or patterns through continuous reviews and data analysis.Ensure full compliance with internal policies, procedures, and standards in line with applicable regulatory and statutory requirements.Monitor and interpret updates from the Central Bank of the UAE (CBUAE) and other relevant regulatory authorities.Support the bank’s readiness for regulatory inspections and audits by keeping compliance documentation current and accurate.Conduct scheduled desktop and thematic reviews as per the compliance monitoring agenda.Aggregate and assess monitoring results using a pre-defined risk-rating matrix for management reporting.Track the resolution of identified control gaps and ensure timely follow-up.Prepare monitoring reports and dashboards for review by the Assistant Vice President and senior management.Maintain and update the issue tracker repository of identified risks and provide regular updates to senior management.Engage in team meetings, knowledge-sharing sessions, and training programs.Ensure adherence to CMA charter and methodology, along with other internal policies, procedures, standards, and all relevant regulatory/statutory requirements.Stay abreast of CBUAE regulations, guidelines, and international best practices in Financial Crime Compliance.

As a Senior Compliance Manager at OKX, you will play a pivotal role in fostering a robust compliance culture within our organization. You will lead a dedicated team of compliance professionals, guiding the business in understanding and adhering to regulatory obligations and managing enterprise risk effectively. Your expertise will be instrumental in shaping compliance strategies that align with our commitment to excellence and integrity in the rapidly evolving crypto landscape.

Regulatory Compliance Manager – Asset Management (UAE)Location: Dubai, UAE Experience: 5–10 years Level: Manager / Senior Manager Start Date: Mid-November to Early December Reporting To: Chief Compliance Officer Sector: Asset Management (Consulting Engagement)Role OverviewCapitex is on the lookout for a dedicated Regulatory Compliance Manager to join our dynamic team in Dubai, supporting our esteemed asset management clients. This pivotal role entails ensuring compliance with local regulations and international standards while enhancing governance and control mechanisms across investment management operations.Key ResponsibilitiesRegulatory ComplianceEnsure adherence to UAE regulatory frameworks pertinent to asset management and fund distribution.Assist with license-related documentation and engage with local regulatory bodies.Act as the primary contact for regulatory approvals, renewals, and compliance inquiries.Monitor regulatory changes from the SCA, Central Bank, and other relevant authorities, updating internal policies as necessary.Compliance Framework & Policy DevelopmentDevelop and implement comprehensive Compliance Manuals in accordance with UAE regulations.Establish and uphold robust AML/CFT and KYC frameworks in line with UAE law and FATF guidelines.Ensure compliance with FATCA, CRS, and Ultimate Beneficial Ownership mandates.Maintain a compliance risk register and supervise compliance monitoring plans.Governance & OversightAssist in the design and execution of a Distributor Oversight Framework.Conduct due diligence and continuous monitoring of third-party entities involved in fund distribution.Coordinate internal audits and fulfill regulatory reporting obligations.Manage the Regulatory Reporting Calendar to ensure timely submissions.Training & AwarenessProvide internal training on compliance, AML/KYC, and regulatory responsibilities.Facilitate onboarding and refresher training for business teams and stakeholders.

Role Overview Wise is looking for a Senior Compliance Manager to guide compliance efforts in digital assets. This role sits at the intersection of regulation and innovation, shaping how Wise navigates a changing landscape. What You Will Do Develop and refine compliance strategies for digital asset operations. Conduct risk assessments to identify and address potential compliance issues. Work closely with teams across Wise to put effective compliance practices in place. Monitor regulatory developments in digital assets and advise on how they affect Wise’s business. Location This position is based in Dubai.

Join Aspora as the Head of Compliance in our Wealth Management division in Dubai. In this pivotal role, you will lead the development and execution of compliance strategies that adhere to regulatory standards while aligning with our business objectives. You will collaborate closely with senior management to ensure that our compliance framework is robust and effectively mitigates risks.As the Head of Compliance, you will be responsible for overseeing compliance operations, conducting risk assessments, and implementing training programs across the organization. Your expertise will help foster a culture of compliance and ethical behavior, ensuring our clients can trust us with their assets.

Join Airwallex as a Manager, Regulatory ComplianceAt Airwallex, we are redefining the financial landscape for global businesses through our unique and integrated payments and financial platform. With a proud origin in Melbourne, our innovative technology supports over 200,000 businesses globally, including industry leaders like Brex, Rippling, Navan, Qantas, and SHEIN. We are committed to providing seamless solutions that encompass business accounts, payment processing, spend management, treasury services, and embedded finance on a worldwide scale.With a valuation of US$8 billion, we are backed by elite investors such as T. Rowe Price, Visa, Mastercard, and Sequoia. Our team of over 2,000 passionate tech professionals spans 26 offices worldwide. If you are ready to make a significant impact on the future of financial technology, we invite you to join our ambitious team.What We ValueWe seek individuals who possess builder-like energy and a desire for real impact. Your expertise and insightful thinking will help us drive our mission forward. You should be adept at making swift, informed decisions while maintaining a balance between speed and thoroughness. Collaboration, humility, and the ability to transform innovative concepts into tangible products are key attributes we admire.As part of the Legal, Risk & Compliance (LRC) team, you will work alongside a talented group of legal and risk management professionals dedicated to ensuring our operations adhere to the highest standards of compliance and ethical conduct. The Global Regulatory Compliance Team plays a pivotal role in supporting Airwallex's growth by proactively identifying and managing compliance risks.

About Thunes Thunes is revolutionizing the global money movement landscape. With our cutting-edge Direct Global Network, we empower our members to execute real-time payments across more than 130 countries and over 80 currencies. Our extensive network connects directly to over 7 billion mobile wallets and bank accounts globally, utilizing over 350 diverse payment methods, including GCash, M-Pesa, and WeChat Pay, among others. Our clientele comprises industry leaders from the gig economy, such as Uber and Deliveroo, along with super-apps like Grab and WeChat, money transfer operators, fintechs, and financial institutions. Thunes stands out with its unparalleled global reach, proprietary Smart Treasury Management Platform, and Fortress Compliance Infrastructure, offering members unmatched speed, control, transparency, security, and cost efficiencies for real-time global payments. Headquartered in Singapore, Thunes maintains a presence in 12 strategic locations worldwide, including Barcelona, Beijing, Dubai, London, Manila, Nairobi, Paris, Riyadh, San Francisco, Sao Paulo, and Shanghai. Discover more at: https://www.thunes.com/ Role Context We are in search of a dynamic and results-driven leader to spearhead the expansion, health, and innovation of our Direct Global Network in the MENA region. The ideal candidate will possess a strong financial and technical acumen, creativity, a robust personal vision, deep domain expertise, and exceptional interpersonal skills. As an integral member of the Network team, you'll take on various responsibilities, including formulating region-specific go-to-market strategies, nurturing relationships with network partners across the payments and financial services ecosystem, and establishing a high-performing payments network in MENA that enhances transaction volumes across our global network. Key Responsibilities Strategic Partnership Management & Execution: Plan, execute, and oversee comprehensive relationships with vital banking and network partners (FIs), including the development of strategic roadmaps for the region and managing key accounts. Commercial Growth & Network Competitiveness: Continuously drive revenue through cross-selling and upselling initiatives in collaboration with Go-To-Market and Account Management teams, ensuring our network remains the most commercially appealing in the market, from transaction costs to foreign exchange, while collaborating with FI partners to enhance payment flows.

Join Egis Group as an Ethics and Compliance Manager in Dubai, where you will play a pivotal role in ensuring that our operations adhere to the highest ethical standards and compliance regulations. You will be responsible for developing, implementing, and monitoring compliance programs, conducting risk assessments, and providing guidance to our teams on ethical practices.

Compliance Officer & MLRO – DFSA Regulated Firm (Asset & Investment Management)Location: Dubai International Financial Centre (DIFC) Employment Type: Full-Time Seniority: Mid–Senior LevelAbout the OpportunityAn esteemed asset and investment management firm operating under DFSA regulations in the DIFC is in search of a seasoned Compliance Officer & Money Laundering Reporting Officer (CO/MLRO). This pivotal role involves leading our compliance and AML/CFT framework, ensuring adherence to the strictest regulatory standards.The ideal candidate will possess extensive experience in asset management, investment management, private equity, or a related financial services realm, complemented by a profound understanding of DFSA regulations and the regulatory landscape of the DIFC.Key ResponsibilitiesRegulatory Compliance (DFSA Focus)Develop, implement, and oversee the compliance framework in line with DFSA Rulebooks, including GEN, AML, COB, PIB, and CIR as applicable.Ensure all firm policies, procedures, and governance documents align with DFSA standards.Prepare, review, and submit periodic regulatory returns, notifications, and filings to the DFSA.Monitor regulatory developments and implement necessary updates throughout the organization.MLRO ResponsibilitiesServe as the firm’s appointed MLRO, overseeing all AML/CFT obligations under DFSA and UAE Federal requirements.Manage KYC/CDD processes, onboarding risk assessments, and ongoing monitoring of clients and counterparties.Conduct investigations and file STR/SAR reports with the UAE FIU as required.Facilitate AML/CFT and financial crime training throughout the organization.Monitoring, Assurance & GovernanceDesign and execute the firm’s Compliance Monitoring Plan (CMP).Lead periodic internal compliance reviews and risk assessments.Conduct due diligence on investors, service providers, and counterparties.Provide compliance and AML guidance to senior management and committees.Collaborate with DFSA supervisors, internal auditors, and external consultants.

Join Conares as a meticulous and knowledgeable Compliance Officer. In this pivotal role, you will ensure our company meets all legal benchmarks and adheres to internal policies while fostering a culture of compliance and ethical practices. Collaborate with various departments to identify risks, establish compliance frameworks, conduct audits, and deliver training sessions.Key Responsibilities:Formulate, execute, and uphold compliance policies and procedures to guarantee regulatory compliance.Perform regular internal audits and assessments to determine the effectiveness of compliance initiatives.Stay updated on regulatory changes and best practices, ensuring the company remains compliant.Provide compliance-related training and guidance to employees.Investigate compliance breaches and collaborate with management to devise corrective action plans.Coordinate with legal teams and external auditors to ensure alignment with pertinent laws and regulations.Compile compliance reports for management and regulatory bodies as required.

About the RoleCapitex is collaborating with a prominent banking institution in the UAE to enhance regulatory compliance and governance within its Financial Crime framework. This esteemed bank is on the lookout for a skilled Anti-Bribery & Corruption (ABC) Consultant to contribute to the strategic design, implementation, and continuous improvement of its ABC program, ensuring alignment with CBUAE regulations and international best practices.In this pivotal role, you will be instrumental in aligning the bank’s policies, controls, and monitoring frameworks with UAE regulatory expectations and global standards, including the UK Bribery Act and the US FCPA where applicable.Key ResponsibilitiesAssess and enhance the bank’s Anti-Bribery & Corruption framework, policies, and procedures.Perform gap analysis against:CBUAE Financial Crime Compliance requirementsUAE Penal Code provisions on briberyUK Bribery Act / FCPA (if relevant)Design and fortify:Gifts & Hospitality frameworksConflict of Interest registers and declarationsThird-Party Risk Management controlsVendor and intermediary due diligence processesSupport the implementation of robust ABC risk assessments.Develop and enhance monitoring and testing controls.Assist with regulatory response documentation and remediation actions.Provide advisory support to senior management and compliance committees.Conduct training and awareness sessions for business and control functions.Ensure documentation is audit-ready and compliant with internal governance standards.