Consultant, Risk & Regulatory

MorganFranklin Consulting LLC is hiring a Consultant for its Risk & Regulatory team in Charlotte, NC. This group combines expertise from public accounting and consulting to help clients manage internal audit, risk, and compliance challenges across industries. Team members collaborate closely, drawing on varied perspectives to address business needs at every level. Role overview Consultants in this role work directly with a diverse client base, including Fortune 100 companies, growth-stage firms, and mid-market businesses. Projects often focus on Sarbanes-Oxley (SOX) readiness and compliance, internal audits, and Enterprise Risk Management (ERM). The work supports clients through key transitions and helps them strengthen risk and control environments. What you will do Partner with both public and private companies on SOX compliance, internal audits, and ERM projects. Support SOX compliance programs by: Conducting risk assessments Performing walkthroughs and documenting business processes, risks, and key controls using flowcharts and narratives Documenting and evaluating the design and effectiveness of controls Testing controls to confirm operational effectiveness Assessing control deficiencies for impact and significance Identifying and executing remediation plans for control deficiencies Summarizing and documenting results, including management reporting Carry out internal audit and ERM activities to strengthen client risk management efforts. Share best practices in business processes, risk management, and controls with colleagues and clients. Build knowledge of Risk & Regulatory services and the broader Highspring organization to identify additional ways to support clients. Develop trust and credibility with clients and stakeholders. Working at MorganFranklin MorganFranklin Consulting encourages professional growth and ongoing learning. The company values teamwork and supports employees as they take on new challenges and contribute to meaningful results for clients.

Senior Risk & Regulatory ConsultantMorganFranklin Consulting LLC – Charlotte, NC Role overview This position partners with business leaders to address complex challenges and deliver practical solutions. The Senior Risk & Regulatory Consultant joins a collaborative team that values knowledge sharing and continuous improvement. MorganFranklin Consulting serves a range of clients, including Fortune 100 companies, growing businesses, and mid-market organizations at pivotal stages of their development. Team background The Risk & Regulatory team draws on experience from public accounting and business consulting. Team members work across industries to help clients manage internal audits, risk, and compliance activities, supporting a variety of business needs. What you will do Work with both emerging growth firms and established organizations, public and private, on projects such as Sarbanes-Oxley (SOX) readiness and compliance, internal audits, and Enterprise Risk Management (ERM). Support clients in building and evaluating SOX compliance programs by: Conducting risk assessments Executing walkthroughs and documenting end-to-end business processes using flowcharts and narratives Identifying risks and key controls Documenting and assessing the design and effectiveness of key controls Testing controls to confirm operational efficiency Evaluating control deficiencies and determining their impact Recommending and implementing remediation plans for deficiencies Summarizing and documenting results for management reporting Lead or participate in internal audit and ERM activities to strengthen client risk management strategies. Share best practices on business processes, risk, and controls with internal and external stakeholders. Develop a broad understanding of Risk & Regulatory and Highspring services to identify additional opportunities for clients.

As a Regulatory Specialist at Prosidian Consulting, you will play a pivotal role in ensuring compliance with regulatory requirements across various industries. You will collaborate with a team of professionals to analyze, interpret, and implement regulations effectively.Your responsibilities will include conducting regulatory research, preparing compliance reports, and providing guidance on regulatory matters to clients. We seek individuals with a keen eye for detail and a passion for maintaining high compliance standards.

Prosidian Consulting is seeking a dedicated and detail-oriented Risk Assessor to join our Architect-Engineer (A-E) Services team in Charlotte, North Carolina. As a Risk Assessor, you will play a crucial role in identifying, analyzing, and mitigating risks associated with various projects. Your expertise will help ensure the safety and compliance of our operations, ultimately contributing to the success of our clients.

Brightspeed is hiring an Operations Regulatory Reporting Investigator based in Charlotte. This position centers on upholding regulatory compliance by reviewing and analyzing operational reports. Key Responsibilities Review regulatory reports to confirm accuracy and completeness Investigate any discrepancies or issues identified in reporting data Suggest and implement improvements to reporting processes and overall operational efficiency Location This position is located in Charlotte.

Brightspeed is seeking a dynamic Risk Management Manager to lead our risk management initiatives. This role involves identifying, assessing, and mitigating risks that could impact our operations and strategic objectives. You will collaborate with various departments to foster a culture of risk awareness and ensure compliance with industry standards.The ideal candidate will possess strong analytical skills, a proven track record in risk management, and the ability to communicate effectively at all levels of the organization.

Wells Fargo’s Corporate Controllers division is looking for a dedicated and driven Accounting Governance & Oversight Consultant to join our Regulatory Reporting Quality Assurance (RRQA) team. In this role, you will play a vital part in enhancing the accuracy and completeness of our external regulatory filings, a critical function within our Governance & Oversight processes. You will collaborate across the enterprise with various business lines and contribute to the external financial reporting infrastructure.Your primary responsibilities will include:Conducting quality assurance testing for essential high-visibility reports (including FFIEC 101, CCAR, Pillar III Disclosure, Liquidity Disclosure, and FR 14 M/Q) using our established RRQA methodology.Collaborating with report owners and data providers to understand their environments and associated initiatives, and formulating effective testing procedures.Advising issue owners on the completion of thorough root cause analyses and remediation strategies for identified issues.Creating detailed written reports outlining your findings.Presenting findings to senior stakeholders.Engaging in additional related projects within the Corporate Controllers division as required.The ideal candidate will be a proactive team player and self-starter, skilled in navigating complex organizations and working alongside diverse stakeholders to achieve goals. You should possess a professional demeanor and be comfortable delivering presentations in both live and virtual formats. Experience with credit, market, or operational risk data and processes is essential, along with familiarity in preparing or testing regulatory reports. Flexibility and adaptability to challenges are key attributes for success in this role.

Wells Fargo’s Corporate Controller’s Division is on the lookout for a dynamic and driven professional to join our Corporate Regulatory Reporting (CRR) team as a Senior Accountant in Charlotte, NC. In this pivotal role, you will take the lead in preparing and filing the Company’s Country Exposure Report (FFIEC 009/009a) while supporting U.S. regulatory reporting related to our international operations, which includes reports for the Financial Stability Board (FSB) Phase 3, EDGE (FR2886b), and foreign subsidiaries (FR2314).This position demands a robust understanding of financial reporting in accordance with U.S. GAAP and provides an opportunity to collaborate with various initiatives across the CRR Department, Controller’s Division, Corporate Finance, and the wider Company.

Join our dynamic team at Northstar Staffing Solutions as an Accountant specializing in Regulatory Reporting and Quality Assurance. In this critical role, you will be responsible for ensuring compliance with financial regulations and enhancing the quality of our financial reporting processes.

About Judi HealthJudi Health is a pioneering enterprise health technology company dedicated to transforming healthcare for employers and health plans. Our offerings include:Capital Rx, a public benefit corporation that provides comprehensive pharmacy benefit management (PBM) solutions tailored for self-insured employers,Judi Health™, which delivers robust health benefit management solutions for employers, TPAs, and health plans, andJudi®, the industry's leading proprietary Enterprise Health Platform (EHP), designed to unify all claim administration workflows within a scalable and secure environment.Collaborating closely with our clients, we are committed to rebuilding trust in the U.S. healthcare system and laying down the necessary infrastructure for the quality care everyone deserves. To learn more about our mission, please visit www.judi.health.Position SummaryThe Director of Risk Management will act as the strategic leader overseeing client audit processes and managing contract-related risks across Client Services. This pivotal role involves establishing and governing frameworks that standardize audit execution, enhance documentation quality, and fortify performance guarantee (PG) risk management. Working closely with Legal, Compliance, Finance, and Client Services leadership, the Director will boost organizational visibility into risk, streamline workflow efficiencies, and ensure readiness to meet regulatory and client expectations.Key Responsibilities:Direct strategy and governance for regulatory and client audit initiatives.Create standardized processes for audit intake, documentation, and responses.Guarantee consistency and quality in documentation and narrative submissions across audits.Assess existing contract and PG-related processes, identify risks or gaps, and propose enhancements for improved oversight.Develop governance practices to facilitate risk monitoring, escalation, and interdepartmental communication.Collaborate with Legal, Compliance, and Finance to manage risk frameworks and coordinate responses.Lead and mentor audit and PG support staff.Oversee the creation of reporting and dashboards to highlight trends, risks, and performance indicators.

Role overview The Manager of Technology Risk and Compliance at Red Ventures plays a key part in protecting technology systems and ensuring compliance with industry regulations. Based in Charlotte, NC, this role centers on identifying and addressing technology risks, as well as maintaining standards across the organization. What you will do Lead projects to identify, assess, and reduce risks related to technology systems Collaborate with teams throughout the company to maintain compliance with relevant regulations Develop and refine risk management practices to support technology governance Collaboration This position works closely with cross-functional groups, helping to build and sustain a culture focused on technology risk awareness and compliance at Red Ventures.

Join our dynamic team as a Corporate Regulatory Reporting Quality Assurance Testing Manager at Northstar Staffing Solutions Inc. in Charlotte, North Carolina. We are seeking a driven individual to enhance our Regulatory Reporting Quality Assurance (RRQA) efforts, focusing on the accuracy and completeness of external regulatory filings. This pivotal role within our Corporate Controllers division is integral to our Governance & Oversight framework related to Regulatory Reporting. You will engage with various lines of business and the external financial reporting infrastructure, spearheading the development and implementation of a robust testing program for specific external reports and processes associated with capital reporting.Key Responsibilities:- Design and execute a quality assurance testing program tailored to instrument-level data-driven reports (e.g., FFIEC 101, CCAR, Pillar III Disclosure, Liquidity Disclosure, and FR 14 M/Q) following established RRQA methodologies.- Lead recruitment, training, and management of a team to ensure continuous testing operations.- Collaborate with report owners and data providers to gain insights into the reporting environment and devise effective testing protocols.- Guide issue owners in conducting thorough root cause analyses and developing remediation strategies.- Generate comprehensive reports detailing findings.- Formulate an annual testing plan, overseeing the planning, execution, reporting, and communication processes within designated timelines.- Present findings to senior stakeholders.- Contribute to additional projects within the Corporate Controllers division as required.The ideal candidate will be a proactive team player with a strong record of navigating complex organizational structures and partnering with diverse stakeholders to achieve results. You should possess excellent professional presence and be adept at presenting to senior executives. A background in credit, market, and operational risk data alongside experience in preparing or testing regulatory reports is essential. Flexibility and adaptability in facing challenges are critical to success in this role.

Job Title: Specialty Software EngineerContract Duration: 24 MonthsLocation: Charlotte, NC – 28202 (Hybrid Role) Interview Process:Two-hour in-person interview followed by a series of technical one-on-one sessions.Required Qualifications:The selected candidate will be a software developer responsible for enhancing applications that support regulatory reporting as outlined in the software stack below.Job Area within the Company:This position is part of the CCAR team within the Capital Markets Risk Technology (CMRT) group, which collaborates with business partners to identify, measure, aggregate, and report firm-wide market risk.The CCAR team develops and maintains automated tools for enterprise and regulatory reporting on the Comprehensive Capital Analysis and Review (CCAR), focusing on both market risk and counterparty credit risk, Risk Not in Model (RNiM), and the Private Equity Reporting Tool (PERT).This team plays a crucial role in the risk simulation platform, transitioning to a new version over the next 2–3 years.The role emphasizes reporting to the Fed, with less focus on the simulation platform. The team is transitioning from SSRS and is seeking a Java developer proficient in Web UI and SQL.The position is essential for scaling support in response to the increasing trading population that the risk simulation project addresses.Candidates should be capable individual contributors, focused on team goals and willing to assist as needed.The team participates in daily scrum calls, weekly business needs reviews with stakeholders, and quarterly and monthly retrospectives, conducting design and code reviews as well as unit testing. All team members share responsibilities across design, coding, and testing throughout the software lifecycle.Software Stack:The CCAR applications utilize technologies such as core Java, Angular, RESTful web services, SQL Server, Autosys, among others.

We are seeking a dedicated and detail-oriented Business Analyst with a strong background in Risk Management and Compliance. In this role, you will be responsible for analyzing business processes, identifying risks, and ensuring compliance with regulatory standards. Your expertise will aid in developing strategies to mitigate risks and enhance operational efficiency.

Join Prosidian Consulting as an Associate Consultant, where you will play a pivotal role in delivering innovative solutions to our clients. As a member of our team, you will engage in various projects, collaborating with colleagues and clients to analyze challenges and develop actionable strategies. This is an excellent opportunity for recent graduates or those looking to launch their consulting careers.

Join the ProSidian Professional Consultant Network (PPN) as a Consultant where you will have the opportunity to work on diverse projects that drive value and innovation. As a vital member of our team, you will leverage your expertise to provide strategic insights and solutions to our clients.

Join ProSidian Consulting as an Internal Consultant in Charlotte, where you will play a critical role in enhancing our operational effectiveness and strategic initiatives. This position offers an exciting opportunity to contribute to various internal projects, collaborating closely with teams across the organization.

Join our dynamic team as a Renewable Energy Project Finance and Credit Risk Expert at Prosidian Consulting. We are seeking a highly skilled professional to lead our financial analysis and risk assessment efforts in the renewable energy sector. You will play a pivotal role in evaluating project viability, structuring financing solutions, and mitigating credit risks for our clients. Your expertise will contribute to advancing sustainable energy initiatives and ensuring successful project outcomes.

Join Control Risks as an Embedded Intelligence Analyst, where you will play a pivotal role in supporting a major global client. This dynamic opportunity allows you to provide timely and actionable intelligence that shapes global security strategies and operations. As part of your responsibilities, you will identify and analyze emerging threats, produce impactful intelligence products including threat assessments and strategic briefings, and deliver prompt analyses of ongoing security incidents. By employing OSINT methodologies and leveraging diverse information sources, you will maintain real-time situational awareness, conduct comprehensive regional analyses, and present concise briefings on significant global developments, empowering our clients to make informed decisions.Continuously monitor global emerging threats and trends that may affect the client’s security planning and operational stability.Generate intelligence products such as threat assessments, red flag reports, and strategic briefings to bolster the client’s global operations.Quickly detect and assess “breaking” security situations as they arise.Establish analysis priorities for selected locations pertinent to the client’s global interests.Deliver succinct briefings on key global developments, security trends, and related content.Identify and cultivate resources for threat information, including internet databases, public records, media, law enforcement, and government sources.Utilize OSINT research methodologies for real-time situational awareness and analysis.Prepare reports or briefings on strategic or specific security matters as directed by the client.Develop and sustain industry-related relationships to enhance the collection, evaluation, and dissemination of security information.

Join our dynamic team at Prosidian Consulting as a Management and Operations Consultant. In this pivotal role, you will leverage your expertise to optimize organizational operations, enhance efficiency, and drive strategic initiatives. You will collaborate with a diverse range of clients, providing tailored solutions that meet their unique operational challenges.