Director of Product Compliance

Role overview Wrisk Limited is hiring a Director of Compliance based in Shoreditch, London. This position plays a key role in shaping how the company approaches compliance and upholds ethical standards. The Director will guide the organization in meeting regulatory requirements, overseeing compliance programs and policies, and working closely with colleagues to manage compliance risks effectively. Main responsibilities Lead compliance initiatives to ensure Wrisk Limited meets all relevant industry regulations. Collaborate with teams across the business to integrate compliance into everyday operations. Conduct risk assessments and audits, identifying and addressing any compliance gaps. Deliver training and ongoing support to employees on compliance matters. Monitor changes in regulations and advise the organization on necessary compliance updates.

Moneybox is seeking a seasoned and accomplished compliance leader to oversee the Compliance department. Reporting directly to the Risk & Compliance Director (SMF 16), you will collaborate closely with the Data Protection, Financial Crime, and Risk teams that constitute our Risk & Compliance function.The Compliance team plays a pivotal role in providing compliance guidance and second-line assurance for all our products regulated by the Financial Conduct Authority (FCA). In this role, you will ensure that compliance is delivered effectively, efficiently, and pragmatically while offering your own insights and oversight to the business. A significant part of this position involves engaging with stakeholders and leading your team to work collaboratively with other departments. Additionally, you must possess the confidence and experience to report to senior management levels, including the Executive Committee and Board, while also liaising with the FCA as necessary.

Join Us in Advancing Europe's Hypersonic Defense Technology At Hypersonica, we are pioneering advancements in European defense technology, committed to enhancing speed, resilience, and technological autonomy. Our elite team tackles significant challenges and delivers innovative solutions at an unprecedented pace. As the Director of Compliance, you will not just fill a position; you will play a crucial role in shaping our future. We thrive in a talent-rich environment where every team member contributes to our strategic direction. Our approach is to recruit exceptional individuals with diverse expertise, sound judgment, and the capacity to work independently. We prioritize talent over traditional job descriptions. This role addresses a critical business need, but its evolution will be influenced by your unique skills and experiences. If you have accomplished what others deemed impossible or possess a distinctive skill set that defies conventional categories, we encourage you to apply. Your contributions will directly impact Europe's technological sovereignty.

At AlixPartners, we tackle the most intricate and pressing challenges by swiftly transitioning from analysis to actionable solutions when it truly matters; generating value that leaves a lasting mark on corporations, their workforce, and the communities they engage with. Our commitment to understanding, respecting, and honoring the diverse needs of our employees, clients, and communities fosters an inclusive environment. We firmly believe in the enriching impact of diversity on our experiences and are dedicated to the continuous improvement of our initiatives, policies, and practices. We hold ourselves accountable by providing a platform for authenticity, growth, and equity for all. Embracing a hybrid work model, AlixPartners offers flexibility to support our employees' work-life balance. Our approach combines a blend of in-person work (either at client sites or AlixPartners offices) and remote work. While travel is a component of this role, its frequency will vary based on client needs, team dynamics, and individual situations.

About CFGI:Founded in 2000 by seasoned Big 4 professionals, Corporate Finance Group, Inc. (CFGI) is a recognized leader in the accounting and advisory sector. We possess the expertise and resources necessary to adeptly navigate the intricate landscape of accounting, compliance, reporting, and taxation. Our team of premier professionals brings extensive public accounting experience, enabling us to meet diverse client needs without the limitations of auditor independence. With a wealth of knowledge gained across various industries, CFGI is committed to guiding organizations through both routine and complex business challenges, positioning ourselves as an innovative partner capable of addressing our clients' most pressing finance and operational issues. At CFGI, we pride ourselves on delivering integrity, flexibility, creative solutions, and profound tax expertise to our clients. Our clientele ranges from globally recognized, publicly traded corporations to privately held startups and venture-backed firms. We foster a culture of continuous learning, promote teamwork, and reward professional excellence. In 2022, CFGI proudly established its London office, marking our first expansion outside the U.S. We achieved remarkable revenue in our inaugural year, primarily through our accounting advisory services. In January 2023, we launched our UK tax practice, with our UK tax partner eager to build a top-tier team of tax professionals to enhance our services and provide exceptional support to our clients. Role Overview: We are seeking a driven and entrepreneurial Director of Compliance and Reporting to join our UK tax team. This is an exceptional opportunity for a professional eager to challenge the norms of the UK tax services industry. In this role, you will engage in all facets of UK corporate tax, including advisory, compliance, reporting, and governance. You will collaborate closely with our clients and senior members of the UK tax team to deliver outstanding services.

About OakNorthAt OakNorth, we are dedicated to empowering the most ambitious businesses in the UK. Since our inception in 2015, we have successfully lent over $21 billion across the UK and US, facilitated the creation of more than 58,000 new homes, and generated 36,000 jobs while serving hundreds of thousands of personal savers — all within one of the most rigorously regulated environments in the financial services sector.Our innovative products are designed at the confluence of cutting-edge technology, customer satisfaction, and regulatory compliance. Achieving the right balance is essential to our mission.The Role We are on the lookout for a Director of Product Risk & Compliance to establish and lead a robust, credible first line of product compliance within our Business Units.This pivotal role is designed to ensure that OakNorth’s products are constructed and operated with a compliance-by-design approach that is risk-aware, without hindering team efficiency or reducing compliance to a mere checklist.While you will not be responsible for making product risk decisions — as these will remain with the Product Directors in each Business Unit — you will be accountable for orchestrating, coaching, and consolidating first line product compliance activities. This will ensure that:Product teams clearly recognize what constitutes “good” compliance.Product Directors can confidently justify their decisions.2nd and 3rd Line teams interact seamlessly with a well-managed and prepared first line.You will report directly to the Chief Product Officer and collaborate closely with Product Directors, Product Managers, Compliance, Risk, Legal, and Internal Audit.This role is senior and hands-on, ideal for someone with a deep understanding of regulatory frameworks, who also thinks like a product operator and systems innovator. Initially, you will be an individual contributor, leading the evolution of this practice in alignment with the impact it generates.Your contribution will be critical to OakNorth’s ongoing ability to develop innovative products without compromising on customer outcomes or regulatory standards. You will have substantial influence over how products are designed, governed, and enhanced, playing a key role in ensuring that the Product organization operates with confidence, credibility, and integrity.

Key ResponsibilitiesRegulatory & ComplianceFacilitate the execution and oversight of SRA Standards and Regulations, including the Codes of Conduct applicable to Firms and Individuals.Assist in identifying, investigating, documenting, and reporting breaches related to COLP and COFA.Support the maintenance of systems and controls necessary under the SRA regulatory framework.Aid lawyers in managing risks at the matter level, including client expectations, scope, and engagement terms.Contribute to the formulation, implementation, and upkeep of internal policies, procedures, and compliance frameworks.Stay informed on regulatory changes and evaluate their implications on the firm’s operations, policies, and procedures.Assist with regulatory reporting obligations as needed.Ensure accurate record-keeping for governance committees and regulatory reporting. GovernancePrepare and submit annual returns and confirmation statements.Draft, review, and file corporate documents, including Board and shareholder resolutions and amendments to articles of incorporation.Maintain statutory registers.InsuranceSupport the management of the firm’s insurance program, encompassing professional indemnity insurance (PII) and other corporate insurance policies.Assist with insurance renewals, broker engagement, and policy reviews.Provide internal advice on insurance coverage, policy interpretation, and risk mitigation strategies.Support the management and investigation of potential claims and notifications to insurers.Coordinate internal information gathering and documentation for matters related to insurance.Compliance MonitoringConduct regular compliance reviews and monitoring activities within business units, including file assessments.Escalate potential breaches or concerns as necessary.Analyze trends in breaches, complaints, claims, and risk indicators to identify emerging risks.Risk ManagementCollaborate closely with the Risk Director to identify, evaluate, and manage legal and operational risks across the firm.Assist in the development and continuous enhancement of the firm’s risk management framework and governance processes.Support internal investigations, incident management, and risk reviews as needed.Contribute to the preparation of risk reports and internal risk management documentation.Commercial ContractsDraft, review, negotiate, and advise on a diverse range of commercial contracts related to the firm’s business operations.Provide legal counsel on supplier agreements, technology contracts, outsourcing arrangements, and other commercial agreements.

About Nium Nium stands as the premier global infrastructure for instantaneous cross-border payments, driven by our commitment to create the payments framework of the future, available today. Our innovative platform empowers banks, fintechs, and international enterprises to transfer funds seamlessly and instantly around the globe. With dual headquarters in San Francisco and Singapore and a presence in 14 global markets, we are poised to embark on an exhilarating new phase. In July 2025, we recorded our highest monthly performance in a decade, achieving unprecedented revenue, transaction volumes, and EBITDA profitability. Currently, Nium facilitates nearly $50 billion in payments annually, primarily for enterprise clients, while continuing to fortify a robust financial standing. Join us at an exciting juncture, as we are just beginning our journey. Our payout network encompasses over 190 countries and supports 100 currencies, with real-time transactions across 100 corridors. We enable effortless transfers to various accounts, wallets, and cards, facilitate local collections in 35 markets, and operate a card issuance service in 34 countries. With regulatory licenses in more than 40 markets, we provide our partners with a straightforward path to onboarding, integration, and global scaling. Our significant scale and innovative solutions have earned us accolades, including recognition as one of CNBC’s World’s Top Fintech Companies 2025, the Best Cross-Border Payments Solution award at the PayTech Awards, and a spot in FXC Intelligence’s Top 100 Cross-Border Payments Companies list. In 2024, we successfully raised $50 million in Series E funding at a valuation of $1.4 billion to accelerate our network expansion, drive product innovation, and foster talent growth. With the B2B payments market projected to reach $175 trillion by 2030, Nium presents ambitious innovators with the opportunity to shape the future of global money movement, blending the scale of an industry leader with the dynamism of a high-growth company.

avomind connects decision-makers in private equity, consulting, corporate strategy, and investment management with industry experts and market insights. With offices in Europe, North America, and Asia, avomind supports consulting firms, investment funds, and multinational corporations across many industries. Role overview The Research Compliance Manager joins the global Legal and Compliance team, focusing on the Research business. Reporting to the Director of Research Compliance in London, this role works closely with Legal, Client Protection, Research, Product, and Engineering teams. Based in London, the position involves frequent collaboration with colleagues across nine offices worldwide. What you will do Develop and implement legal and compliance procedures to ensure research outputs comply with relevant laws and regulations. Design and execute strategies to monitor and review company research. Work with Research, Product, and Engineering teams to achieve shared objectives. Recruit, onboard, train, and manage a team of Research Compliance associates in London. Guide the team in reviewing and approving expert insights for compliance with laws and company policies. Collaborate with Product and Engineering to improve research delivery platforms and technologies. Create marketing materials to support and train the Research and Client Services teams. What avomind offers This position provides the opportunity to shape and grow the Research Compliance Team in a commercial environment. The role offers autonomy in daily operations and support to take initiative as the team develops.

About the Role At AlphaSights, we are a collective of driven professionals dedicated to propelling our clients forward by facilitating informed decision-making. As a Graduate Compliance Associate, you will become an integral part of a high-performing global team that collaborates closely with our service delivery divisions. Your mission will be to uphold the highest compliance standards while supporting AlphaSights’ rapid commercial expansion. Responsibilities include monitoring client requests, developing and implementing innovative compliance policies, foreseeing potential business challenges, training employees, and advising delivery teams daily. This role requires quick thinking, critical analysis, exceptional attention to detail, and robust verbal and written communication skills. Juggling multiple short- and long-term projects will enhance your communication, prioritization, project management, and client management skills. Daily responsibilities include: Monitoring active projects to identify and mitigate potential compliance risks. Providing expert guidance to delivery teams on their ongoing projects. Collaborating with regional and global teams to anticipate developments and establish industry-leading standards in this dynamic sector. Working with key internal stakeholders to drive improvements in behavior and procedures. Designing and executing global operational policies and processes to safeguard our clients. Creating and delivering customized in-person and e-learning training sessions for our delivery teams. This role is fast-paced and cross-functional, emphasizing problem-solving, creativity, innovation, and achieving results.

Join our dynamic team at Maven Securities Holding Ltd as a Compliance Analyst. In this pivotal role, you will ensure that our operations adhere to regulatory standards and internal policies. You will be responsible for conducting compliance audits, preparing reports, and collaborating with various departments to mitigate risks and enhance compliance protocols.

Join the Future of Finance with Light!At Light, we are on a mission to revolutionize the outdated ERP systems of the past with a cutting-edge software solution that feels dynamic and intuitive. Our Smart Financial Platform empowers global enterprises with automated accounting, real-time reporting, and the ability to manage financial flows at an unprecedented speed.We pride ourselves on our collaborative culture, rapid delivery, and meticulous attention to detail. In just a short period, Light has evolved from a concept to the essential operating core for prominent companies such as Lovable, Legora, and Keyshot. Our users don't just utilize Light—they revel in the experience.As a pioneering team, we are defining a new software category, bringing together engineers passionate about debits and credits, designers focused on reconciliation states, and operators treating finance as a product. If you are eager to modernize how money flows in the world—one innovative workflow at a time—you are in the right place.Supported by top-tier investors and guided by industry leaders, we are creating category-defining products with the autonomy to execute ambitious plans and take ownership of our results.Join us in making Light the global standard for next-gen finance.Your Role: Global Compliance ManagerAs the Global Compliance Manager, you will take charge of compliance execution at Light. Reporting to the Head of Finance & Core Operations, you will manage our SOC 1, SOC 2, and PCI compliance programs from start to finish, ensuring we remain audit-ready and that our controls function effectively in practice.This is a hands-on, operational role where you will coordinate audits, collaborate with DevSecOps and engineering teams on control implementation, track evidence and remediation efforts, and assist with customer and partner due diligence processes. Your mission is to make compliance straightforward, predictable, and scalable.Our Working EnvironmentUtilizing AWS infrastructure (EKS, RDS PostgreSQL, Lambda, ECR, S3, SES, Bedrock for AI/LLM)Kotlin backend with Gradle, Next.js frontend with TypeScriptEmploying GitHub Actions for CI/CD, Terraform for infrastructure management, Kubernetes using Tanka/JsonnetMonitoring with Datadog and CloudWatchA distributed team of 25 engineers scaling to 50+Your ResponsibilitiesManage compliance programs for SOC 1, SOC 2 (Type I & II), and PCI DSSPlan and oversee audits, including managing timelines and auditor relationshipsLead evidence collection, review, and submission processesTrack audit findings and ensure timely remediation in collaboration with engineeringFacilitate customer and partner due diligence processes

Join Voleon as a Senior Compliance Manager in London, where you will play a pivotal role in ensuring adherence to regulatory requirements and industry standards. You will lead a team of compliance professionals, driving compliance initiatives and fostering a culture of integrity and accountability within the organization. Collaborate with cross-functional teams to develop and implement compliance policies, conduct risk assessments, and monitor compliance performance.

Join IQEQ, a leader in regulatory compliance, as a Regulatory Compliance Consultant. This is a fantastic opportunity for individuals looking to advance their careers in a dynamic environment.As a Compliance Consultant, you will be pivotal in helping our clients meet their regulatory obligations and navigate the complexities of compliance frameworks. You will work closely with our Client Services department to deliver tailored solutions that align with our clients' needs.

Join ThirdBridge as a Compliance Associate, where you will play a crucial role in ensuring our operations comply with regulatory requirements and internal policies. You will be involved in conducting compliance audits, analyzing processes, and supporting the team in maintaining high standards of compliance.

Join Mangroup as a Central & Operations Compliance Officer, where you will play a crucial role in ensuring that our operations meet the highest compliance standards. This position is ideal for individuals passionate about regulatory frameworks and committed to upholding integrity within our organization.Your primary responsibilities will include monitoring compliance with laws and regulations, conducting audits, and developing policies that foster a culture of compliance. You will collaborate closely with various departments to identify areas for improvement and implement best practices.

Join Eightcap, a leading online trading platform, as a Compliance Associate. In this pivotal role, you will ensure adherence to regulatory requirements and internal policies while assisting in the development and implementation of compliance programs. Your expertise will help maintain the integrity of our operations and safeguard our clients’ interests.

Join OKX as the Director of Compliance for the EMEA region, where you will spearhead our compliance strategy across Europe. This role transcends traditional advisory responsibilities, empowering you to actively shape and enhance our compliance framework. You will lead a dynamic team of country heads and MLROs, fostering collaboration and operational excellence to ensure OKX meets the highest compliance standards while accelerating our business growth. Your strategic insights will help streamline our processes, reduce friction in compliance operations, and support our commitment to a transparent and secure digital asset landscape.

As the Group Chief Compliance Officer at Aspora, you will play a pivotal role in overseeing our compliance framework across the organization. You will be responsible for ensuring that all operations adhere to legal standards and internal policies, thereby safeguarding the integrity and reputation of Aspora.Your leadership will guide a dedicated compliance team, fostering a culture of compliance and ethical business practices. You will collaborate with executive management to develop, implement, and maintain compliance programs that align with our strategic objectives.