Qualifications
Your Role
Support compliance reviews and regulatory-related requirements, including:
Coordinate with internal teams for information/documentation requests,
Conduct preliminary reviews and testing of collected information/documentation, and
Maintain an organizational framework, including tracking request status, document submission, and review and approval processes.
Assist with ad hoc projects.
What You’ll Bring
A BA or BS degree and 3 to 5 years of relevant experience in compliance testing and/or auditing, preferably within the financial services industry.
Strong ability to work independently as well as collaboratively within a team.
Familiarity with U. S. federal securities and commodities laws, including the Investment Advisers Act of 1940, the Investment Company Act of 1940, and the Commodity Exchange Act.
Who You Are
Driven, intelligent, and results-oriented with the ability to manage multiple tasks simultaneously and exercise sound judgment.
Exceptional oral and written communication skills; able to collaborate confidently with various departments.
Highly organized and detail-oriented.
Proficient in Microsoft Office Suite.
A proactive self-starter capable of seeing tasks through to completion.
About the job
About AQR Capital India
AQR is a distinguished global investment firm that expertly merges financial theory with practical application. Since 1998, we have focused on delivering substantial, long-term results by navigating market noise to identify the most impactful factors and rigorously testing innovative ideas. Our commitment to applying theoretical insights in practice has positioned us as leaders in alternative strategies and innovators in traditional portfolio management.
At AQR India, we foster a culture of academic excellence, intellectual integrity, and a steadfast pursuit of truth. Our team is dedicated to understanding the intricacies of financial markets, consistently questioning assumptions and seeking collaborative solutions. We value transparency and openness to new ideas as key drivers of innovation.
We are on the lookout for a meticulous and analytical professional with strong organizational, testing, and writing capabilities, along with 2 to 5 years of compliance experience, to join our Compliance Department.