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Compliance Marketing Review Associate

On-site Full-time

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Your RoleConduct thorough and timely reviews of a variety of materials, including marketing collateral, client reports, research papers, webisodes, and social media content. Evaluate materials across different asset classes and investment strategies to ensure compliance with relevant global regulations (e.g., SEC Rule 206(4)-1, FINRA Rule 2210, ESMA, FCA, and other non-US regulatory frameworks) as well as internal firm policies. Leverage expertise in analyzing complex presentations, including hypothetical and back-tested performance, to ensure regulatory compliance. Offer proactive, clear, and solution-oriented guidance to business development and investment professionals regarding compliant advertising and performance reporting practices. Interpret and communicate relevant regulatory rules and updates, translating them into actionable compliance and business guidance. Maintain current knowledge of industry and regulatory developments, including monitoring and providing feedback on relevant rulemaking initiatives, risk alerts, and other regulatory issues. Assist in implementing new policies and procedures and updating existing ones. Provide training and informational resources to staff on compliance policies, procedures, and regulatory requirements.

About the job

About AQR Capital Management

AQR is a leading global investment management firm that seamlessly integrates financial theory with practical application. Our mission is to provide exceptional, long-term results for our clients by filtering out market noise to focus on what truly matters, while also developing ideas that withstand rigorous scrutiny. This commitment to excellence is supported by our advanced technology, which enhances our insights and analytical capabilities. Since our inception in 1998, we have established ourselves as pioneers in both alternative and traditional investment strategies.

At AQR, we adopt a systematic and research-oriented approach, utilizing quantitative tools to process fundamental information and manage risk effectively. Our diverse clientele includes institutional investors such as pension funds, insurance companies, endowments, foundations, and sovereign wealth funds, as well as financial advisors.

About AQR Capital Management

AQR Capital Management is a premier global investment management firm that combines deep financial theory with practical application. Driven by a commitment to excellence and innovation, AQR serves a diverse range of clients, including institutional investors and financial advisors, delivering superior long-term investment results since 1998.

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