Compliance Analyst at Allegis Global Solutions | Bengaluru

About AlphaSense:AlphaSense is the go-to platform for the world's leading companies, helping them eliminate uncertainty in decision-making. By leveraging advanced AI-driven market intelligence and search capabilities, we provide valuable insights from reliable content sources. Our extensive database includes equity research, company filings, event transcripts, expert calls, news articles, trade journals, and proprietary research from our clients.The 2024 acquisition of Tegus by AlphaSense enhances our commitment to empowering professionals to make informed decisions through cutting-edge AI market intelligence. This partnership accelerates our growth and innovation, expanding our content and product offerings to deliver even deeper insights from a multitude of data sets. Trusted by over 6,000 enterprise clients, including a significant portion of the S&P 500, AlphaSense was founded in 2011 and has its headquarters in New York City, with a global workforce of over 2,000 employees across offices in the U.S., U.K., Finland, India, Singapore, Canada, and Ireland. Join our team today!About the Team:The Tegus by AlphaSense team is dedicated to facilitating insightful conversations between our clients and industry experts. Given the sensitive nature of these discussions, compliance is crucial to our operations, and it forms a cornerstone of our value proposition. Our Compliance Team is committed to providing clients with actionable insights while upholding the highest legal and regulatory standards.

Smiths Group seeks an Analyst II – Regulatory Compliance to join the team in Bengaluru. This position plays a key role in helping the company meet regulatory standards and uphold operational integrity. Role overview The Analyst II focuses on supporting regulatory compliance efforts. The work involves careful analysis and documentation to ensure the company’s practices align with relevant regulations. What you will do Analyze data connected to regulatory compliance activities Prepare reports that document findings and help guide decisions Assist with developing and improving compliance frameworks Location This position is based in Bengaluru.

About AQR Capital India AQR is a distinguished global investment firm that expertly merges financial theory with practical application. Since 1998, we have focused on delivering substantial, long-term results by navigating market noise to identify the most impactful factors and rigorously testing innovative ideas. Our commitment to applying theoretical insights in practice has positioned us as leaders in alternative strategies and innovators in traditional portfolio management. At AQR India, we foster a culture of academic excellence, intellectual integrity, and a steadfast pursuit of truth. Our team is dedicated to understanding the intricacies of financial markets, consistently questioning assumptions and seeking collaborative solutions. We value transparency and openness to new ideas as key drivers of innovation. We are on the lookout for a meticulous and analytical professional with strong organizational, testing, and writing capabilities, along with 2 to 5 years of compliance experience, to join our Compliance Department.

About AlphaSense: AlphaSense is the go-to platform for the world’s leading companies, designed to eliminate uncertainty in decision-making. With a powerful AI-driven market intelligence and search engine, we deliver reliable insights from a vast universe of public and private content, including equity research, company filings, event transcripts, expert calls, news articles, trade journals, and proprietary research from our clients.Following our acquisition of Tegus in 2024, we are committed to our collective mission of empowering professionals with AI-enhanced market intelligence. This partnership enables us to accelerate growth, foster innovation, and expand our content offerings, allowing users to access even deeper insights from thousands of content sources. Trusted by over 6,000 enterprise clients, including many S&P 500 companies, AlphaSense was founded in 2011 and is headquartered in New York City, with more than 2,000 employees worldwide and offices across the U.S., U.K., Finland, India, Singapore, Canada, and Ireland. Join us and be part of our journey!About the Team:The Tegus team at AlphaSense facilitates valuable interactions between our clients and experts. Given the proprietary nature of these discussions, compliance is paramount to our operations and a crucial aspect of the value we deliver. Our Compliance Team ensures that our clients receive actionable insights while adhering to the highest legal and regulatory standards. About the Role:This position is an integral part of our expanding India Compliance Review team, providing essential coverage across global time zones to uphold compliance standards and enhance client engagement.

Job Overview:Aarna HR Solutions is seeking a dedicated and detail-oriented Trade and Customs Analyst for our esteemed client based in Bengaluru. This full-time position is ideal for individuals with a passion for international trade regulations and customs compliance.Key Responsibilities:Classify commodities, software, and technology using Harmonized Tariff System Numbers (HTS) for markets including the US, EU, and AP countries.Utilize Export Control Classification Numbers (ECCN) to ensure compliance with Bureau of Industry and Security regulations and relevant international laws.Collaborate with engineering, product management, sales, and procurement teams to verify product classifications.Maintain and update classification data in SAP-GTS, adhering to defined turnaround times.Ensure data accuracy and integrity concerning classification and value declarations to customs authorities.Guarantee compliance with government regulations related to product classification.Research classification discrepancies and provide necessary documentation to support customs claims promptly.Establish and manage a comprehensive database of global Harmonized Tariff Schedules (HTS), ECCN, and duty/tax rates.Assist in the implementation of approved trade projects related to classification and other import/export initiatives.Submit binding rulings when applicable and support denied party screenings, Country of Origin, and Free Trade Agreement projects.

Join Turner Townsend as a Process Compliance Manager in Bengaluru, where you will play a critical role in ensuring compliance with operational processes within the real estate sector. You will be responsible for developing, implementing, and monitoring compliance protocols that align with corporate policies and industry regulations. Your expertise will contribute significantly to enhancing operational efficiency and mitigating risks.

Join our dynamic team at Aarna HR Solutions Pvt Ltd as a Trade & Customs Analyst. In this pivotal role, you will navigate the complexities of international trade regulations and customs compliance, ensuring seamless operations and adherence to all legal standards. Your expertise will contribute to optimizing trade processes, reducing costs, and enhancing our competitive edge in the global market.

Join Our Team as a Trade and Customs Analyst!We are looking for a detail-oriented Trade and Customs Analyst to join our dynamic team. In this role, you will play a crucial part in ensuring compliance with international trade regulations and facilitating the smooth movement of goods across borders.Key Responsibilities:Classify commodities, software, and technology using Harmonized Tariff System Numbers (HTS) for the U.S., EU, and AP countries.Assign Export Control Classification Numbers (ECCN) according to the Bureau of Industry and Security's Commerce Control List (CCL).Provide expert guidance on trade compliance and customs regulations.Assist in the preparation and submission of import/export documentation.Collaborate with cross-functional teams to optimize trade operations.

AQR Capital Management is seeking a motivated Investment Compliance Associate to join our dynamic team in Bengaluru. This role involves ensuring adherence to regulatory and internal compliance standards, monitoring investment activities, and contributing to the development of compliance policies. You will work closely with various departments to mitigate risk and enhance operational efficiency.

Join Intuitive Surgical as a Trade Compliance Manager in Bengaluru. In this pivotal role, you will oversee compliance with international trade regulations and policies, ensuring our operations align with best practices. Your expertise will facilitate smoother cross-border transactions and strengthen our global supply chain.

Role Overview AQR Capital Management is hiring an Associate for the Core Compliance team in Bengaluru. This role focuses on supporting the firm's commitment to regulatory standards and internal policies. The Associate will help maintain the integrity of operations and contribute to compliance initiatives across the organization. What You Will Do Work with multiple departments to address compliance matters Analyze compliance risks and help identify areas for improvement Assist in developing and maintaining compliance programs and procedures Team and Environment The Core Compliance team values collaboration and clear communication. Associates play an important part in upholding compliance standards and supporting the firm's operational integrity.

Join Eurofins as an Auditor specializing in Social & Environmental Compliance, where your expertise will contribute to advancing sustainable practices within various industries. This role involves conducting comprehensive audits to assess compliance with social and environmental standards, ensuring that our clients uphold their commitments to ethical practices.

WHAT YOU WILL BE DOING:Oversee the monitoring of regulatory changes, conduct compliance-related research, manage projects within the Compliance team, and facilitate communication with Compliance leadership.Utilize independent judgment to provide guidance on change management and regulatory compliance, while assisting with various projects and tasks, empowering you to shape and implement compliance management policies and practices.Serve as a subject matter expert on federal, state, and local laws and regulations affecting mortgage lending, and strategize on maintaining compliance while advancing business objectives.Collaborate with the Mortgage Real Estate Services team to enhance critical documents, policies, processes, and procedures, and develop action plans to ensure compliance.Coordinate the preparation for monthly compliance meetings, including creating the compliance presentation, organizing preparatory calls, and leading the discussions.Support audit preparations, including SSAE 18, SOX audits, and client audits.Maintain a comprehensive database of all relevant state and federal statutes and regulations that impact compliance in mortgage operations and real estate guidelines.Plan and execute projects by identifying resources, developing detailed plans, tracking progress, informing stakeholders, and ensuring timely delivery of results.

WHAT YOU WILL BE DOING• Develop and maintain a thorough understanding of US Mortgage Originations closing processes and the relevant federal and state lending regulations.• Analyze state laws, federal guidelines, and investor specifications, applying them to specific loan scenarios.• Conduct comprehensive reviews of mortgage loan documentation, including closing documents and disclosures, ensuring accuracy and compliance.• Assess loan files against all regulatory standards and client-specific requirements, identifying any discrepancies.• Perform daily audits of loan files for compliance and risk assessment, highlighting any exceptions and identifying potential fraud indicators.• Review signed loan documents and closed loan disclosures for accuracy.• Engage in effective communication with US-based Underwriters, Clients, and Subject Matter Experts to guarantee the delivery of high-quality output.

About AQR Capital ManagementAQR is a leading global investment management firm that seamlessly integrates financial theory with practical application. Our mission is to provide exceptional, long-term results for our clients by filtering out market noise to focus on what truly matters, while also developing ideas that withstand rigorous scrutiny. This commitment to excellence is supported by our advanced technology, which enhances our insights and analytical capabilities. Since our inception in 1998, we have established ourselves as pioneers in both alternative and traditional investment strategies.At AQR, we adopt a systematic and research-oriented approach, utilizing quantitative tools to process fundamental information and manage risk effectively. Our diverse clientele includes institutional investors such as pension funds, insurance companies, endowments, foundations, and sovereign wealth funds, as well as financial advisors.

At ZoomInfo, we accelerate careers by fostering an environment that promotes innovation and collaboration. Join a team that values speed, bold thinking, and mutual support, enabling you to produce exceptional work. We offer cutting-edge tools and a culture that champions your ambitions, empowering you to make significant contributions swiftly.About the RoleWe are seeking a proactive and meticulous IT Audit Analyst or Senior IT Audit Analyst to become an integral part of our expanding Internal Audit team. In this position, you will be instrumental in assessing and enhancing ZoomInfo's IT control landscape, primarily focusing on SOX compliance testing across IT general controls, automated controls, and system integrations.This role provides valuable exposure to US GAAP, SOX compliance, and intricate IT control environments, alongside the chance to engage with automation and AI-powered tools. You will collaborate closely with teams and stakeholders based in the US across IT and business functions, which necessitates a flexible schedule to accommodate availability until 12:00 PM PST for effective teamwork.The ideal candidate will possess exceptional analytical and communication abilities, a proactive problem-solving mindset, and a strong desire to thrive in a fast-paced, high-growth SaaS environment. The designation for this position—IT Audit Analyst or Senior IT Audit Analyst—will be determined based on your experience and qualifications.Why You'll Love This RoleThis position offers driven professionals outstanding opportunities for growth and impact:Gain hands-on experience in executing SOX compliance testing within a dynamic, global SaaS environment.Utilize cutting-edge technology and innovative cloud solutions, including AI, automation, and advanced data analytics tools.Develop in-depth expertise across IT audit, IT general controls, business process controls, and emerging technology risks.Advance your career through continuous learning opportunities, access to global teams, and a clear career progression within a scaling Internal Audit function.Take ownership of audit workstreams and directly contribute to the integrity of ZoomInfo's internal control environment.Collaborate within a supportive, cross-functional team that values innovation, transparency, and professional growth.

Join our dynamic team at Stable Money as a Compliance Associate. In this pivotal role, you will ensure that our operations adhere to all regulatory requirements while promoting a culture of compliance throughout the organization.Your responsibilities will include conducting compliance audits, monitoring transactions, and providing guidance on compliance matters. You will work closely with various departments to develop and implement compliance policies and procedures.We are looking for a proactive individual who is detail-oriented and possesses excellent analytical skills. If you are passionate about compliance and eager to contribute to a growing financial services company, we want to hear from you!

FUNCTIONAL/OPERATIONAL:Identify and document all process, workflow, and system gaps, implementing necessary solutions.Collaborate with compliance and risk teams to address existing issues, establishing a formal follow-up and approval process.Oversee and enhance in-house REO settlement operation initiatives.Develop and maintain strategies to manage high production volumes while minimizing errors.Monitor productivity metrics and implement strategies for continuous improvement.Prioritize the needs and expectations of both internal and external customers, enhancing performance by addressing process and product deficiencies.Utilize customer feedback and quality performance data to advocate for improvements in personnel, processes, or technology to achieve excellence in settlement operations.Oversee quality performance and turnaround times for each settlement vendor, providing regular feedback to strengthen strategic partnerships.Assist in resolving issues that arise between vendors and operational staff, serving as a subject matter expert and communication conduit.Track daily production reports and proactively manage files nearing SLA deadlines.Use quality control results to design and implement training plans aimed at continuous improvement of all settlement activities.Support the development and execution of internal settlement activities, creating comprehensive training materials to ensure full compliance with state regulations.KEY RESULT AREAS:Design processes, workflows, and system requirements for all REO settlement activities.Optimize and implement process and technology plans to ensure excellence in settlement functions.Act as the subject matter expert and communication bridge between staff and vendors, as well as cross-functional teams.

About the Role Join our dedicated Compliance Reporting team at AQR as a detail-oriented and motivated Associate. In this pivotal role, you will support our Compliance department by crafting well-structured, timely, and accurate responses to Requests for Proposals (RFPs), Due Diligence Questionnaires (DDQs), and various ad-hoc client information requests from both clients and prospects. Key Responsibilities Prepare and submit comprehensive responses to RFPs, DDQs, and ad-hoc client inquiries across diverse investment strategies and products. Maintain and enhance standard responses in the firm’s centralized content repository. Collaborate with internal teams, including Compliance, Legal, Business Development, and Risk, to gather and verify information for client inquiries. Efficiently manage a high volume of requests, ensuring all deadlines are met and responses are of the highest quality.